Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Heronbridge CRD: 164314 | — | 0 | 0 | A | Unknown |
| Hershon Investments, Inc. CRD: 13946 | — | 0 | 0 | A | INACTIVE |
| Hertz Investments Ltd. CRD: 13876 | — | 0 | 0 | A | INACTIVE |
| Herzog, Heine, Geduld, LLC CRD: 2186 | — | 55 | 0 | F | INACTIVE |
| Hesen & Haslam CRD: 286235 | — | 0 | 3 | A | Unknown |
| Hesperia Capital CRD: 330733 | — | 0 | 1 | A | Unknown |
| Hesperian Wealth CRD: 317351 | — | 0 | 1 | A | Unknown |
| Hess Investment Co. CRD: 407 | — | 0 | 0 | A | INACTIVE |
| Hess, Thomas CRD: 121208 | — | 0 | 0 | A | INACTIVE |
| Hestia Wealth & Wellness LLC CRD: 339677 | — | 0 | 1 | A | Unknown |
| Hetzler, David CRD: 144331 | — | 0 | 0 | A | Unknown |
| Hevel Capital, LLC CRD: 330632 | — | 0 | 1 | A | Unknown |
| Hewitt Lane, LLC CRD: 174456 | — | 0 | 0 | A | Unknown |
| Hexavest Inc. CRD: 131799 | — | 0 | 0 | A | Unknown |
| Hexeum Capital CRD: 298791 | — | 0 | 1 | A | Unknown |
| Hexis Management, LLC CRD: 323206 | — | 0 | 0 | A | Unknown |
| Heyford Space CRD: 325452 | — | 0 | 1 | A | Unknown |
| HF Advisory Group, LLC CRD: 309051 | — | 0 | 2 | A | Unknown |
| HF Advisory Services, LLC CRD: 125399 | — | 0 | 1 | A | Unknown |
| HF0 Advisors, LLC CRD: 325379 | — | 0 | 1 | A | Unknown |
| HFA Investments, LLC CRD: 334904 | — | 0 | 2 | A | Unknown |
| HFC Capital Corp. CRD: 30539 | — | 11 | 0 | D | INACTIVE |
| HFF Securities L.P. CRD: 131585 | — | 0 | 0 | A | INACTIVE |
| HFG Advisors CRD: 113511 | — | 0 | 2 | A | Unknown |
| HFG Advisors Inc. CRD: 125129 | — | 0 | 2 | A | Unknown |
| HFG Advisors, Inc. CRD: 316446 | — | 0 | 3 | A | Unknown |
| HFG Capital CRD: 333823 | — | 0 | 2 | A | Unknown |
| HFG Healthco Securities CRD: 103831 | — | 0 | 0 | A | INACTIVE |
| HFH Planning Inc. CRD: 114046 | — | 0 | 1 | A | Unknown |
| HFI Securities, Inc. CRD: 107830 | — | 2 | 0 | B | INACTIVE |
| HFI Wealth Management CRD: 121275 | — | 0 | 0 | A | Unknown |
| Hfir LLC CRD: 168526 | — | 0 | 1 | A | Unknown |
| HFM Advisors CRD: 131174 | — | 0 | 1 | A | Unknown |
| HFM Wealth Management CRD: 105039 | — | 0 | 3 | A | Unknown |
| HFO Services Corporation CRD: 131094 | — | 0 | 0 | A | Unknown |
| HFP Investments CRD: 315574 | — | 0 | 1 | A | Unknown |
| HFR Investments, LLC CRD: 307372 | — | 0 | 1 | A | Unknown |
| HFS Capital, L.L.C. CRD: 104126 | — | 0 | 0 | A | INACTIVE |
| HFS Partners I, a California Limited Partnership CRD: 18020 | — | 0 | 0 | A | INACTIVE |
| HFV Investments, LLC CRD: 47771 | — | 0 | 0 | A | INACTIVE |
| HG CRD: 160063 | — | 0 | 0 | A | Unknown |
| HG Capital, LLC CRD: 163904 | — | 0 | 1 | A | Unknown |
| HGA Securities LLC CRD: 131490 | — | 0 | 0 | A | INACTIVE |
| HGGC, LLC CRD: 145684 | — | 0 | 1 | A | Unknown |
| HGH Capital, LLC CRD: 124519 | — | 0 | 0 | A | INACTIVE |
| HGI Holdings, Inc CRD: 103997 | — | 2 | 0 | B | INACTIVE |
| HGP Securities, LLC CRD: 148868 | TX | 0 | 2 | A | Active |
| HGS LLC CRD: 148849 | — | 1 | 0 | B | INACTIVE |
| HGS Partners CRD: 335211 | — | 0 | 1 | A | Unknown |
| HGT Advisors, Inc. CRD: 35511 | — | 0 | 0 | A | INACTIVE |