Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bournebridge Securities LLC CRD: 145864 | - | 0 | 0 | A | INACTIVE |
| Bournehill Investment Services, Inc. CRD: 104003 | - | 3 | 0 | C | INACTIVE |
| Boursa Investments CRD: 152516 | CA | 0 | 2 | A | Active |
| Boussard & Gavaudan Gestion SAS CRD: 162723 | - | 0 | 0 | - | Unknown |
| Boussard & Gavaudan Investment Management LLP CRD: 172298 | - | 0 | 0 | - | Unknown |
| Boustead Securities, LLC CRD: 141391 | CA | 2 | 2 | B | Active |
| Boutique Venture Partners, LLC CRD: 309920 | - | 0 | 1 | - | Unknown |
| Boutique Wealth Advisors LLC CRD: 317050 | - | 0 | 1 | - | Unknown |
| Bouvel Investment Partners, LLC CRD: 108436 | - | 0 | 6 | - | Unknown |
| Bouwfonds Investment Management CRD: 163116 | - | 0 | 0 | - | Unknown |
| Bovaro Partners, LLC CRD: 117041 | - | 0 | 0 | A | INACTIVE |
| Boveda Asset Management, Inc CRD: 327003 | - | 0 | 0 | - | Unknown |
| BOW Capital Management, LLC CRD: 285101 | - | 0 | 0 | - | Unknown |
| BOW River Advisers, LLC CRD: 325285 | - | 0 | 1 | - | Unknown |
| BOW River Capital CRD: 156765 | - | 0 | 1 | - | Unknown |
| BOW Stream Investments LLC CRD: 292230 | - | 0 | 3 | - | Unknown |
| BOW Street Angels Management, LLC CRD: 314985 | - | 0 | 1 | - | Unknown |
| BOW Street LLC CRD: 158043 | - | 0 | 1 | - | Unknown |
| BOW Wave Capital Management, LP CRD: 305782 | - | 0 | 1 | - | Unknown |
| Bowditch Advisory Services, LP CRD: 318283 | - | 0 | 1 | - | Unknown |
| Bowen Asset Management LLC CRD: 165083 | - | 0 | 1 | - | Unknown |
| Bowen Capital CRD: 288061 | - | 0 | 0 | - | Unknown |
| Bowen Financial Planning LLC CRD: 170888 | - | 0 | 1 | - | Unknown |
| Bowen Financial Services, LLC CRD: 116714 | - | 0 | 2 | - | Unknown |
| Bowen Securities Company, Inc. CRD: 16321 | - | 0 | 0 | A | INACTIVE |
| Bowen Wealth CRD: 315212 | - | 0 | 1 | - | Unknown |
| Bowen, Hanes & Co Inc CRD: 105153 | - | 0 | 1 | - | Unknown |
| Bowen, Inc. CRD: 142930 | MA | 0 | 3 | A | Active |
| Bower Hill Capital Management LLC CRD: 281840 | - | 0 | 0 | - | Unknown |
| Bower, Jeffrey David CRD: 134352 | - | 0 | 0 | A | INACTIVE |
| Bowers Capital Management CRD: 120895 | - | 0 | 2 | - | Unknown |
| Bowers Wealth Management, Inc. CRD: 149751 | - | 0 | 0 | - | Unknown |
| Bowers Wealth Management, Inc. CRD: 145476 | - | 0 | 2 | - | Unknown |
| Bowers, Gary LEE CRD: 35280 | - | 0 | 0 | A | INACTIVE |
| Bowers, Thompson & Co., Inc. CRD: 16215 | - | 0 | 0 | A | INACTIVE |
| Bowery Capital CRD: 168273 | - | 0 | 1 | - | Unknown |
| Bowery Investment Management, LLC CRD: 164457 | - | 0 | 0 | - | Unknown |
| Bowhead Investment Management CRD: 333676 | - | 0 | 0 | - | Unknown |
| Bowie Capital Management, LLC CRD: 171023 | - | 0 | 1 | - | Unknown |
| Bowles Financial & Insurance Group, Inc. CRD: 133828 | - | 0 | 0 | - | Unknown |
| Bowles Financial Group, Inc. CRD: 19393 | - | 0 | 0 | A | INACTIVE |
| Bowles Hollowell Conner & Co. CRD: 10072 | - | 0 | 0 | A | INACTIVE |
| Bowles Hollowell Conner & Co. CRD: 17511 | - | 0 | 0 | A | INACTIVE |
| Bowline Financial, LLC CRD: 310255 | - | 0 | 1 | - | Unknown |
| Bowling Green Capital, LLC CRD: 20148 | - | 0 | 0 | A | INACTIVE |
| Bowling Green Securities, Inc. CRD: 3652 | - | 15 | 0 | D | INACTIVE |
| Bowling Portfolio Management LLC CRD: 133488 | - | 0 | 0 | - | Unknown |
| Bowman & Company Incorporated CRD: 15983 | - | 0 | 0 | A | INACTIVE |
| Bowman Financial Services, Inc. CRD: 13183 | - | 0 | 0 | A | INACTIVE |
| Bowman Retirement Planning CRD: 321121 | - | 0 | 1 | - | Unknown |