Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| HGT Securities, Ltd. CRD: 44900 | — | 0 | 0 | A | INACTIVE |
| HH Advisors LLC CRD: 323491 | — | 0 | 1 | A | Unknown |
| HH Capital, LLC CRD: 118819 | — | 0 | 0 | A | INACTIVE |
| HH&H Development Corporation CRD: 13676 | — | 0 | 0 | A | INACTIVE |
| HHF Securities CRD: 41338 | — | 0 | 0 | A | INACTIVE |
| HHG & Company, LLC CRD: 104769 | — | 0 | 0 | A | Unknown |
| HHLR Advisors, Ltd. CRD: 166112 | — | 0 | 0 | A | Unknown |
| HHPF Capital LLC CRD: 170227 | — | 0 | 1 | A | Unknown |
| HI Securities, Inc. CRD: 4233 | — | 0 | 0 | A | INACTIVE |
| HI Ventures CRD: 334059 | — | 0 | 0 | A | Unknown |
| Hickey & Co. CRD: 2193 | — | 0 | 0 | A | INACTIVE |
| Hickok Advisory, LLC CRD: 333663 | — | 0 | 1 | A | Unknown |
| Hicks, Muse & Co. Partners, L.P. CRD: 157227 | — | 0 | 0 | A | Unknown |
| Hico Management CRD: 328878 | — | 0 | 1 | A | Unknown |
| Hidalgo,Janet CRD: 125432 | — | 0 | 1 | A | Unknown |
| Hidden Harbor Capital Management, L.P. CRD: 285401 | — | 0 | 1 | A | Unknown |
| Hidden Hills Wealth CRD: 312877 | — | 0 | 1 | A | Unknown |
| Higbie Advisory LLC CRD: 167494 | — | 0 | 0 | A | Unknown |
| High Five Financial CRD: 283608 | — | 0 | 0 | A | Unknown |
| High Flight Financial LLC CRD: 335788 | — | 0 | 1 | A | Unknown |
| High Hill Securities, LLC CRD: 328523 | GA | 0 | 2 | A | Active |
| High Hurdle Capital LLC CRD: 289005 | — | 0 | 0 | A | Unknown |
| High NET Wealth CRD: 285764 | — | 0 | 0 | A | Unknown |
| High Note Wealth, LLC CRD: 305768 | — | 0 | 1 | A | Unknown |
| High Perch LLC CRD: 125212 | — | 0 | 0 | A | Unknown |
| High Point Family Office, L.L.C. CRD: 164831 | — | 0 | 0 | A | Unknown |
| High River Resources Management LLC CRD: 327858 | — | 0 | 1 | A | Unknown |
| High Securities, Ltd. CRD: 17134 | — | 0 | 0 | A | INACTIVE |
| High Street Securities, Inc. CRD: 104201 | — | 1 | 0 | B | INACTIVE |
| High Tide Advisory LLC CRD: 334792 | — | 0 | 2 | A | Unknown |
| High Trail Capital CRD: 305245 | — | 0 | 1 | A | Unknown |
| High Yield Analytics, Inc. CRD: 41940 | — | 0 | 0 | A | INACTIVE |
| Highball Advisors CRD: 298145 | — | 0 | 1 | A | Unknown |
| Highbar Partners CRD: 166244 | — | 0 | 1 | A | Unknown |
| Highbury Park LLC CRD: 304815 | — | 0 | 1 | A | Unknown |
| Higher Ground Labs CRD: 309168 | — | 0 | 1 | A | Unknown |
| Highet Advisory LLC CRD: 299359 | — | 0 | 0 | A | Unknown |
| Highgate Group USA Inc. CRD: 333217 | — | 0 | 0 | A | Unknown |
| Highgate, Inc. CRD: 26226 | — | 0 | 0 | A | INACTIVE |
| Highgate, Inc. CRD: 44272 | — | 0 | 0 | A | INACTIVE |
| Highguard Capital CRD: 151322 | — | 0 | 0 | A | Unknown |
| Highland Advisory Corp. CRD: 135036 | — | 0 | 0 | A | Unknown |
| Highland Capital Healthcare Advisors, L.P. CRD: 153325 | — | 0 | 0 | A | Unknown |
| Highland Wealth Advisory LLC CRD: 154031 | — | 0 | 1 | A | Unknown |
| Highlandx CRD: 315413 | — | 0 | 1 | A | Unknown |
| Highlift Financial CRD: 290706 | — | 0 | 0 | A | Unknown |
| Highmark, LLC CRD: 337564 | — | 0 | 1 | A | Unknown |
| Highmoon Capital CRD: 330754 | — | 0 | 1 | A | Unknown |
| Highmore Group CRD: 174419 | — | 0 | 0 | A | Unknown |
| Highmount Capital CRD: 120418 | — | 0 | 0 | A | Unknown |