Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bowman Wealth Management CRD: 304718 | - | 0 | 2 | - | Unknown |
| Bowman Wealth Management Group CRD: 340727 | - | 0 | 1 | - | Unknown |
| Bowmark Capital LLP CRD: 160741 | - | 0 | 0 | - | Unknown |
| Bowne Park Capital, Inc. CRD: 154665 | NY | 0 | 2 | A | Active |
| Bowood Capital Advisors CRD: 325364 | - | 0 | 1 | - | Unknown |
| Bowood Capital Advisors, LLC CRD: 171736 | - | 0 | 0 | - | Unknown |
| Bowside Capital, LLC CRD: 170509 | - | 0 | 1 | - | Unknown |
| Bowsprit Capital Management LLC CRD: 327100 | - | 0 | 0 | - | Unknown |
| Bowstring Advisors, LLC CRD: 150367 | - | 0 | 0 | A | INACTIVE |
| BOX Canyon Trading LLC CRD: 122868 | - | 0 | 0 | A | INACTIVE |
| BOX Financial Advisors, LLC CRD: 155623 | - | 0 | 1 | - | Unknown |
| BOX Hill Private Wealth CRD: 322620 | - | 0 | 2 | - | Unknown |
| BOX Holdings LLC CRD: 281336 | - | 0 | 0 | - | Unknown |
| Boxer Capital Management, LLC CRD: 330106 | - | 0 | 1 | - | Unknown |
| Boxgroup Ventures LLC CRD: 306269 | - | 0 | 1 | - | Unknown |
| Boxwood Capital Management, LLC CRD: 173934 | - | 0 | 1 | - | Unknown |
| Boyar Asset Management, Inc. CRD: 105255 | - | 0 | 1 | - | Unknown |
| Boyce & Associates Wealth Consulting, Inc. CRD: 288157 | - | 0 | 1 | - | Unknown |
| Boyd (Thomas) Investment Securities, Inc. CRD: 13388 | - | 0 | 0 | A | INACTIVE |
| Boyd Capital CRD: 312070 | - | 0 | 1 | - | Unknown |
| Boyd Capital Group LLC CRD: 322677 | - | 0 | 0 | - | Unknown |
| Boyd Financial Strategies, Inc. CRD: 107505 | - | 0 | 3 | - | Unknown |
| Boyd Investment Management, LLC CRD: 156846 | - | 0 | 0 | - | Unknown |
| Boyd Investment Services CRD: 121782 | - | 0 | 1 | - | Unknown |
| Boyd Watterson Asset Management, LLC CRD: 107808 | - | 0 | 17 | - | Unknown |
| Boyd Watterson Holding Co. CRD: 148738 | - | 0 | 0 | - | Unknown |
| Boyd Wealth Management, LLC CRD: 293990 | - | 0 | 3 | - | Unknown |
| Boye Holdings Inc. CRD: 19870 | - | 0 | 0 | A | INACTIVE |
| Boyer Financial Services, Inc. CRD: 331868 | - | 0 | 1 | - | Unknown |
| Boylan Securities, Inc. CRD: 16513 | - | 0 | 0 | A | INACTIVE |
| Boyle & Snyder, LLC CRD: 100780 | - | 0 | 0 | A | INACTIVE |
| Boyle Capital CRD: 132416 | - | 0 | 3 | - | Unknown |
| Boyle Investment Services, Inc. CRD: 20454 | - | 0 | 0 | A | INACTIVE |
| Boyle Real Estate Securities Corporation CRD: 14354 | - | 0 | 0 | A | INACTIVE |
| Boyle Securities, Inc. CRD: 10130 | - | 1 | 0 | B | INACTIVE |
| Boyle, Terrence Gerard CRD: 32439 | - | 0 | 0 | A | INACTIVE |
| Boyles Asset Management, LLC CRD: 168127 | - | 0 | 0 | - | Unknown |
| Boylston Capital Management CRD: 133140 | - | 0 | 1 | - | Unknown |
| Boyne Capital CRD: 285919 | - | 0 | 1 | - | Unknown |
| Boyne Capital Advisors, LLC CRD: 162677 | - | 0 | 0 | - | Unknown |
| Boynton Financial LLC CRD: 143201 | - | 0 | 1 | - | Unknown |
| Boys Arnold & Co. Inc. CRD: 104840 | - | 0 | 0 | - | Unknown |
| Boyter Financial Services CRD: 115255 | - | 0 | 1 | - | Unknown |
| Boyu Capital CRD: 162708 | - | 0 | 0 | - | Unknown |
| Boyu Capital Group Management Ltd. CRD: 289265 | - | 0 | 0 | - | Unknown |
| Boyu Capital Investment Management Co., Limited CRD: 283866 | - | 0 | 0 | - | Unknown |
| Boyu Capital Investment Management Limited CRD: 173311 | - | 0 | 0 | - | Unknown |
| Boyu Capital Management (Singapore) PTE. Ltd. CRD: 325207 | - | 0 | 0 | - | Unknown |
| Boyu Real Estate Fund Management Ltd. CRD: 312670 | - | 0 | 0 | - | Unknown |
| Boyum Wealth Architects LLC CRD: 161261 | - | 0 | 3 | - | Unknown |