Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BOZ & Company LLC CRD: 167851 | - | 0 | 2 | - | Unknown |
| Bozano, Simonsen Securities, Inc. CRD: 37437 | - | 0 | 0 | A | INACTIVE |
| Bozarth Wealth Management CRD: 171006 | - | 0 | 0 | - | Unknown |
| Bozarth, Newton & Murphy Securities, Inc. CRD: 113870 | - | 0 | 0 | A | INACTIVE |
| Bozeman, L.L.C. CRD: 164813 | - | 0 | 1 | - | Unknown |
| BP America Securities Inc. CRD: 29448 | - | 0 | 0 | A | INACTIVE |
| BP Asset Management Inc. CRD: 328276 | - | 0 | 1 | - | Unknown |
| BP Capital Energy Advisors, LLC CRD: 167087 | - | 0 | 1 | - | Unknown |
| BP Capital Fund Advisors, LLC CRD: 168476 | - | 0 | 2 | - | Unknown |
| BP Capital Markets CRD: 287745 | - | 0 | 0 | - | Unknown |
| BP Capital, LLC CRD: 132090 | - | 0 | 0 | A | INACTIVE |
| BP Fund Management LLC CRD: 330294 | - | 0 | 1 | - | Unknown |
| BP Investment LLC CRD: 313561 | - | 0 | 1 | - | Unknown |
| BP Management, S.C. CRD: 282007 | - | 0 | 0 | - | Unknown |
| BP Securities, LLC CRD: 288568 | WA | 0 | 2 | A | Active |
| Bpbi LLC CRD: 288133 | - | 0 | 1 | - | Unknown |
| BPC Advisors LLC CRD: 284429 | - | 0 | 3 | - | Unknown |
| BPD Wealth Management LLC CRD: 147806 | - | 0 | 2 | - | Unknown |
| BPE Capital Management LLC CRD: 174400 | - | 0 | 0 | - | Unknown |
| BPGC Management LP CRD: 309916 | - | 0 | 1 | - | Unknown |
| Bpifrance Investissement CRD: 312341 | - | 0 | 0 | - | Unknown |
| BPK International LLC CRD: 332880 | FL | 0 | 2 | A | Active |
| BPM Advisors, Inc. CRD: 164441 | - | 0 | 0 | - | Unknown |
| BPM Wealth Advisors, LLC CRD: 325909 | - | 0 | 2 | - | Unknown |
| Bpoc CRD: 157573 | - | 0 | 1 | - | Unknown |
| BPP Capital, LLC CRD: 281455 | - | 0 | 0 | - | Unknown |
| BPP Wealth Solutions, LLC CRD: 166962 | - | 0 | 3 | - | Unknown |
| BPS Capital Management, Inc. CRD: 120006 | - | 0 | 1 | - | Unknown |
| BPS Wealth Advisors, Inc. CRD: 106249 | - | 0 | 5 | - | Unknown |
| BPT Investment Partners Management, LLC CRD: 170167 | - | 0 | 1 | - | Unknown |
| BPU Investment Management Inc. CRD: 17058 | - | 7 | 0 | D | INACTIVE |
| BPV Capital Management, LLC CRD: 151588 | - | 0 | 0 | - | Unknown |
| BPW Advisory Services LLC CRD: 332779 | - | 0 | 2 | - | Unknown |
| BQ Asset Management CRD: 337418 | - | 0 | 1 | - | Unknown |
| Bqex Ltd CRD: 341484 | - | 0 | 1 | - | Unknown |
| BQS Financial Advisors, LLC CRD: 333795 | - | 0 | 1 | - | Unknown |
| BQS Management LLC CRD: 282313 | - | 0 | 2 | - | Unknown |
| BQV Partners BV CRD: 336401 | - | 0 | 0 | - | Unknown |
| BR Capital CRD: 310003 | - | 0 | 1 | - | Unknown |
| BR Ventures I Management, LLC CRD: 300323 | - | 0 | 0 | - | Unknown |
| BR Wealth Management CRD: 307546 | - | 0 | 1 | - | Unknown |
| Bracco Asset Management CRD: 326536 | - | 0 | 1 | - | Unknown |
| Bracco, Joseph Frederick CRD: 32797 | - | 0 | 0 | A | INACTIVE |
| Bracebridge Capital, LLC CRD: 158343 | - | 0 | 1 | - | Unknown |
| Brackbill Capital, LLC CRD: 311976 | - | 0 | 0 | - | Unknown |
| Brackenwood Capital Management, LLC CRD: 135478 | - | 0 | 1 | - | Unknown |
| Bracket Capital CRD: 291692 | - | 0 | 1 | - | Unknown |
| Brackett Investments CRD: 17702 | - | 0 | 0 | A | INACTIVE |
| Brackey Consulting, Inc. CRD: 123211 | - | 0 | 0 | - | Unknown |
| Brad Peery Capital, LLC CRD: 131249 | - | 0 | 0 | - | Unknown |