Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Highpoint Planning Partners CRD: 163768 | — | 0 | 0 | A | Unknown |
| Highpoint Planning Partners CRD: 316636 | — | 0 | 119 | A | Unknown |
| Highpointe Wealth CRD: 300247 | — | 0 | 1 | A | Unknown |
| Highstone Group CRD: 107549 | — | 0 | 4 | A | Unknown |
| Hightower 6M Holding, LLC CRD: 317694 | — | 0 | 0 | A | Unknown |
| Hightower Advisors, LLC CRD: 145323 | — | 0 | 1,060 | A | Unknown |
| Highwest Global CRD: 304637 | — | 0 | 1 | A | Unknown |
| Higive Ltd CRD: 320736 | — | 0 | 0 | A | Unknown |
| Higley, Hall Securities, Incorporated CRD: 45669 | — | 0 | 0 | A | INACTIVE |
| Hiive Advisors Inc. CRD: 335888 | — | 0 | 1 | A | Unknown |
| Hike Ventures, LLC CRD: 300071 | — | 0 | 1 | A | Unknown |
| Hilbar Capital, LLC CRD: 285088 | — | 0 | 1 | A | Unknown |
| Hilbert 8, LLC CRD: 284577 | — | 0 | 1 | A | Unknown |
| Hilby Wilson Inc. CRD: 13417 | — | 0 | 0 | A | INACTIVE |
| Hiley Hunt Wealth Management, Inc. CRD: 164942 | — | 0 | 1 | A | Unknown |
| Hill & Co. CRD: 2198 | — | 0 | 0 | A | INACTIVE |
| Hill City Capital LP CRD: 306709 | — | 0 | 1 | A | Unknown |
| Hill Country Group CRD: 307376 | — | 0 | 1 | A | Unknown |
| Hill Investment Group CRD: 136452 | — | 0 | 0 | A | Unknown |
| Hill Investment Group CRD: 312052 | — | 0 | 9 | A | Unknown |
| Hill Investments LLC CRD: 301424 | — | 0 | 0 | A | Unknown |
| Hill Investments, Inc. CRD: 7293 | — | 0 | 0 | A | INACTIVE |
| Hill, Thomas Corporation CRD: 19682 | — | 0 | 0 | A | INACTIVE |
| Hill88 Holding, LLC CRD: 322119 | — | 0 | 1 | A | Unknown |
| Hillcap Partners LLC CRD: 331890 | — | 0 | 0 | A | Unknown |
| Hillcrest Credit and Income Fund II Manager, LLC CRD: 288671 | — | 0 | 1 | A | Unknown |
| Hillcrest Holdings, LLC CRD: 149143 | — | 0 | 1 | A | Unknown |
| Hillem Partners LP CRD: 39122 | — | 0 | 0 | A | INACTIVE |
| Hillman Securities Corp. CRD: 5604 | — | 0 | 0 | A | INACTIVE |
| Hillstrong CRD: 334005 | — | 0 | 2 | A | Unknown |
| Hilltop Planning CRD: 334342 | — | 0 | 1 | A | Unknown |
| Hilton Head Capital Partners, LLC CRD: 299375 | — | 0 | 6 | A | Unknown |
| Hilton Head Financial Advisors, Inc. CRD: 140249 | — | 0 | 1 | A | Unknown |
| Hilton Head Wealth Advisors, LLC CRD: 285945 | — | 0 | 2 | A | Unknown |
| Hilum Capital Inc. CRD: 333759 | — | 0 | 1 | A | Unknown |
| Himalaya Capital CRD: 157594 | — | 0 | 1 | A | Unknown |
| Himco HGF I, LLC CRD: 157866 | — | 0 | 0 | A | Unknown |
| Himco, LLC CRD: 157865 | — | 0 | 1 | A | Unknown |
| Hinchley Advisory Group, LLC CRD: 157860 | — | 0 | 1 | A | Unknown |
| Hinde Group LLC CRD: 174994 | — | 0 | 1 | A | Unknown |
| Hineni Investment Advisor, LLC CRD: 307294 | — | 0 | 0 | A | Unknown |
| Hiner, Matthew Clay CRD: 120417 | — | 0 | 0 | A | INACTIVE |
| Hines Warner Wealth Management, LLC CRD: 145662 | — | 0 | 0 | A | Unknown |
| Hinkle & Lamear, Inc. CRD: 2207 | — | 0 | 0 | A | INACTIVE |
| Hinson Equity Corporation CRD: 16044 | — | 0 | 0 | A | INACTIVE |
| Hinton Financial CRD: 334377 | — | 0 | 1 | A | Unknown |
| Hinton Mccurry, LLC CRD: 125683 | — | 0 | 0 | A | Unknown |
| HIP Fund GP I, LLC CRD: 333480 | — | 0 | 1 | A | Unknown |
| HIP Investor, Inc. CRD: 149825 | — | 0 | 4 | A | Unknown |
| HIP Management LLC CRD: 328688 | — | 0 | 1 | A | Unknown |