Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Brad Peery Inc. CRD: 15035 | - | 0 | 0 | A | INACTIVE |
| Bradberry Investment Management Co. CRD: 111796 | - | 0 | 0 | - | Unknown |
| Bradbury Securities CRD: 13488 | - | 0 | 0 | A | INACTIVE |
| Braddock Financial LLC CRD: 112732 | - | 0 | 0 | - | Unknown |
| Braden Silverman, S.P. CRD: 119904 | - | 0 | 0 | A | INACTIVE |
| Bradesco Global Advisors CRD: 134416 | - | 0 | 3 | - | Unknown |
| Bradesco Investments Inc. CRD: 19453 | FL | 1 | 2 | B | Active |
| Bradesco Securities, Inc. CRD: 104347 | NY | 0 | 2 | A | Active |
| Bradford & Marzec, LLC CRD: 105654 | - | 0 | 0 | - | Unknown |
| Bradford Capital Management, LLC CRD: 142995 | - | 0 | 2 | - | Unknown |
| Bradford Equities Management, LLC CRD: 164772 | - | 0 | 1 | - | Unknown |
| Bradford Financial Center CRD: 110953 | - | 0 | 5 | - | Unknown |
| Bradford Financial Group, LLC CRD: 304758 | - | 0 | 0 | - | Unknown |
| Bradford Financial Services Corp CRD: 133220 | - | 0 | 2 | - | Unknown |
| Bradford Securities,Ltd. CRD: 13537 | - | 0 | 0 | A | INACTIVE |
| Bradfordcrane Company LLC CRD: 132288 | - | 0 | 1 | - | Unknown |
| Bradlewski Investment Management, LLC CRD: 173150 | - | 0 | 0 | - | Unknown |
| Bradley & Company Private Wealth Management LLC CRD: 144903 | - | 0 | 0 | - | Unknown |
| Bradley & Company Private Wealth Management, LLC CRD: 296931 | - | 0 | 2 | - | Unknown |
| Bradley & Company, Inc. CRD: 15576 | - | 0 | 0 | A | INACTIVE |
| Bradley Advisory CRD: 122098 | - | 0 | 1 | - | Unknown |
| Bradley Asset Management CRD: 327459 | - | 0 | 1 | - | Unknown |
| Bradley Capital, LLC CRD: 282198 | - | 0 | 0 | - | Unknown |
| Bradley Foster & Sargent Inc CRD: 106928 | - | 0 | 14 | - | Unknown |
| Bradley Hummel & Co. Inc. CRD: 14480 | - | 0 | 0 | A | INACTIVE |
| Bradley Securities, Inc. CRD: 18159 | - | 0 | 0 | A | INACTIVE |
| Bradley Wealth Group, LLC CRD: 337777 | - | 0 | 1 | - | Unknown |
| Bradley Wealth LLC CRD: 131808 | - | 0 | 1 | - | Unknown |
| Bradley Woods & Co. Ltd. CRD: 13660 | NY | 1 | 3 | B | Active |
| Bradstreet Capital, Inc. CRD: 14738 | - | 0 | 0 | A | INACTIVE |
| Bradway Capital Management CRD: 169365 | - | 0 | 0 | - | Unknown |
| Bradway Financial, LLC CRD: 117480 | - | 0 | 0 | - | Unknown |
| Brady Family Wealth, LLC CRD: 315635 | - | 0 | 2 | - | Unknown |
| Brady Investment Counsel LLC CRD: 128814 | - | 0 | 2 | - | Unknown |
| Brady Martz Wealth Solutions, LLC CRD: 331043 | - | 0 | 7 | - | Unknown |
| Brady, Foley & Co., Incorporated CRD: 20451 | - | 0 | 0 | A | INACTIVE |
| Brady, Martz & Associates, P.C. CRD: 117668 | - | 0 | 0 | - | Unknown |
| Bradyco Financial CRD: 127204 | - | 0 | 2 | - | Unknown |
| Brae Head, Inc. CRD: 129265 | - | 0 | 2 | - | Unknown |
| Brae Securities Corporation CRD: 8048 | - | 0 | 0 | A | INACTIVE |
| Braeburn Wealth Management, LLC CRD: 158007 | - | 0 | 1 | - | Unknown |
| Braemar Capital Management II, LLC CRD: 295525 | - | 0 | 1 | - | Unknown |
| Braemar Capital Management III, L.P. CRD: 295530 | - | 0 | 1 | - | Unknown |
| Braemar Capital Management, LLC CRD: 295554 | - | 0 | 1 | - | Unknown |
| Braemar Energy Ventures LLC CRD: 163456 | - | 0 | 1 | - | Unknown |
| Braemar Management II AIV, LLC CRD: 295533 | - | 0 | 0 | - | Unknown |
| Braemar Stone Financial Advisory CRD: 337330 | - | 0 | 0 | - | Unknown |
| Braemont Capital CRD: 314704 | - | 0 | 2 | - | Unknown |
| Braes Capital LLC CRD: 291529 | - | 0 | 0 | - | Unknown |
| Braeside Financial Planning LLC CRD: 150260 | - | 0 | 0 | - | Unknown |