Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hippo Health Management LLC CRD: 312717 | — | 0 | 0 | A | Unknown |
| Hiro Capital I LLP CRD: 341000 | — | 0 | 0 | A | Unknown |
| Hirshon, Roth & Co. CRD: 2213 | — | 0 | 0 | A | INACTIVE |
| Hirzel Capital LLC CRD: 305097 | — | 0 | 1 | A | Unknown |
| HIT Opportunities CRD: 326630 | — | 0 | 1 | A | Unknown |
| Hite Hedge Asset Management LLC CRD: 160173 | — | 0 | 1 | A | Unknown |
| Hite Securities, Inc. CRD: 15867 | — | 0 | 0 | A | INACTIVE |
| Hitecvision CRD: 161813 | — | 0 | 0 | A | Unknown |
| Hixon Zuercher Capital Management CRD: 123465 | — | 0 | 2 | A | Unknown |
| HJ Harrell Investments CRD: 299320 | — | 0 | 1 | A | Unknown |
| HJN Advisors, LLP CRD: 154983 | — | 0 | 0 | A | Unknown |
| HK Financial CRD: 111741 | — | 0 | 0 | A | Unknown |
| HK Funds CRD: 338583 | — | 0 | 1 | A | Unknown |
| HK Management LLC CRD: 307215 | — | 0 | 1 | A | Unknown |
| HKS & Company, Inc. CRD: 24317 | — | 0 | 0 | A | INACTIVE |
| HKS Capital Inc CRD: 288418 | — | 0 | 0 | A | Unknown |
| HKS Wealth Advisors CRD: 159910 | — | 0 | 0 | A | Unknown |
| HKW Management, LLC CRD: 333392 | — | 0 | 1 | A | Unknown |
| HL Capital, Inc. CRD: 157105 | — | 0 | 0 | A | Unknown |
| HLA Securities Inc CRD: 32713 | — | 1 | 0 | B | INACTIVE |
| HLH Securities, Inc. CRD: 23326 | — | 2 | 0 | B | INACTIVE |
| HLM Management Co., LLC CRD: 162337 | — | 0 | 1 | A | Unknown |
| HLM Securities, Inc. CRD: 133216 | — | 10 | 0 | D | INACTIVE |
| HLV Ventures CRD: 332979 | — | 0 | 1 | A | Unknown |
| HM International L.L.C. CRD: 321885 | — | 0 | 1 | A | Unknown |
| HMA Advisors LLC CRD: 226747 | — | 0 | 0 | A | Unknown |
| HMC Capital US CRD: 306285 | — | 0 | 1 | A | Unknown |
| HMC Investments, LLC CRD: 40581 | — | 0 | 0 | A | INACTIVE |
| HMC Securities LLC CRD: 124074 | — | 0 | 0 | A | INACTIVE |
| Hmount Asset Management (HK) Limited CRD: 305937 | — | 0 | 0 | A | Unknown |
| HMP Capital, LLC CRD: 325528 | IL | 0 | 2 | A | Active |
| HMS Adviser LP CRD: 164061 | — | 0 | 0 | A | Unknown |
| HN Buss Investing CRD: 333557 | — | 0 | 1 | A | Unknown |
| HNP Capital LLC CRD: 150333 | — | 0 | 0 | A | Unknown |
| Hnre Securities, Inc. CRD: 17050 | — | 0 | 0 | A | INACTIVE |
| HNW Management Inc. CRD: 155302 | — | 0 | 0 | A | Unknown |
| HNY Associates, L.L.C CRD: 43305 | — | 1 | 0 | B | INACTIVE |
| HO, HON CRD: 340190 | — | 0 | 1 | A | Unknown |
| Hobart Ventures CRD: 332486 | — | 0 | 1 | A | Unknown |
| Hobart Wealth CRD: 168494 | — | 0 | 1 | A | Unknown |
| Hobbs Advisory Services CRD: 148841 | — | 0 | 2 | A | Unknown |
| Hobert & Svoboda, Inc. CRD: 25388 | — | 1 | 0 | B | INACTIVE |
| Hoch Accounting CRD: 146882 | — | 0 | 0 | A | Unknown |
| Hoey Investments, Inc. CRD: 152103 | — | 0 | 1 | A | Unknown |
| HOF Capital CRD: 287485 | — | 0 | 1 | A | Unknown |
| Hofbeck Harris Inc. CRD: 16648 | — | 0 | 0 | A | INACTIVE |
| Hoff Private Wealth CRD: 301001 | — | 0 | 2 | A | Unknown |
| Hoffmann Hermanson CRD: 130484 | — | 0 | 2 | A | Unknown |
| Hofstetter, Cody L. CRD: 328265 | — | 0 | 1 | A | Unknown |
| Hogan Financial CRD: 111600 | — | 0 | 0 | A | Unknown |