Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hogan French Financial Services CRD: 323549 | — | 0 | 0 | A | Unknown |
| Hogantaylor Wealth CRD: 129696 | — | 0 | 3 | A | Unknown |
| Hoku Inc. CRD: 310865 | — | 0 | 0 | A | Unknown |
| Hoku Partners LLC CRD: 337936 | — | 0 | 1 | A | Unknown |
| Holbrook Holdings, Inc. CRD: 283258 | — | 0 | 1 | A | Unknown |
| Holcomb Financial CRD: 329604 | — | 0 | 1 | A | Unknown |
| Holcombe & Mcgrath CRD: 121197 | — | 0 | 1 | A | Unknown |
| Holden Hall Wealth Management CRD: 283485 | — | 0 | 0 | A | Unknown |
| Holder & Company, Inc. CRD: 117077 | — | 0 | 2 | A | Unknown |
| Holding, Clarence Houston CRD: 15837 | — | 0 | 0 | A | INACTIVE |
| Holdings CRD: 326907 | — | 0 | 0 | A | Unknown |
| Holford Securities (U.S.), Inc. CRD: 25120 | — | 0 | 0 | A | INACTIVE |
| Holiday Partners LLC CRD: 334857 | — | 0 | 1 | A | Unknown |
| Holistic Advisory CRD: 329746 | — | 0 | 0 | A | Unknown |
| Holistic Capital CRD: 332028 | — | 0 | 1 | A | Unknown |
| Holistic Planners CRD: 170933 | — | 0 | 2 | A | Unknown |
| Holland & Co LLC CRD: 107046 | — | 0 | 0 | A | Unknown |
| Hollis Park Partners LP CRD: 171461 | — | 0 | 0 | A | Unknown |
| Holly Street Securities CRD: 19806 | — | 0 | 0 | A | INACTIVE |
| Holman JR., John W. CRD: 287779 | — | 0 | 0 | A | Unknown |
| Holos Asset Management CRD: 142952 | — | 0 | 0 | A | Unknown |
| Holt & Collins CRD: 2222 | — | 9 | 0 | D | INACTIVE |
| Holt Capital Partners, L.P. CRD: 117863 | — | 0 | 2 | A | Unknown |
| Holt Xchange Inc. CRD: 330623 | — | 0 | 0 | A | Unknown |
| Holtdex, LLC CRD: 297502 | — | 0 | 0 | A | Unknown |
| Holzer & Company, Inc. CRD: 120685 | — | 0 | 0 | A | Unknown |
| Homaer Financial CRD: 282081 | — | 0 | 0 | A | Unknown |
| Homebrew Ventures CRD: 168123 | — | 0 | 1 | A | Unknown |
| Homefundr Capital CRD: 329181 | — | 0 | 0 | A | Unknown |
| Homestead Advisers Corp. CRD: 109845 | — | 0 | 10 | A | Unknown |
| Homestead Capital USA, LLC CRD: 281186 | — | 0 | 1 | A | Unknown |
| Homrich Berg CRD: 108189 | — | 0 | 0 | A | Unknown |
| Honest Capital LLC CRD: 309055 | — | 0 | 1 | A | Unknown |
| Honest Dollar CRD: 175013 | — | 0 | 0 | A | Unknown |
| Honest Wealth CRD: 309177 | — | 0 | 0 | A | Unknown |
| Honest Wealth LLC CRD: 284735 | — | 0 | 2 | A | Unknown |
| Honeybee Harmony LLC CRD: 285655 | — | 0 | 0 | A | Unknown |
| Honeycomb Money Management CRD: 169690 | — | 0 | 0 | A | Unknown |
| Honeygo Financial CRD: 309766 | — | 0 | 1 | A | Unknown |
| Honeyvest LLC CRD: 297225 | — | 0 | 0 | A | Unknown |
| Hongxin Accounting and Financial LLC CRD: 285750 | — | 0 | 0 | A | Unknown |
| Honte Advisors LLC CRD: 308341 | — | 0 | 1 | A | Unknown |
| Hony Capital CRD: 337426 | — | 0 | 0 | A | Unknown |
| Hood Financial, LLC CRD: 301471 | — | 0 | 1 | A | Unknown |
| Hoodoo CRD: 291372 | — | 0 | 1 | A | Unknown |
| Hooker & Holcombe Investment Advisors, Inc. CRD: 125791 | — | 0 | 0 | A | Unknown |
| Hoopoe Advisors CRD: 282573 | — | 0 | 3 | A | Unknown |
| Hoot Wealth LLC CRD: 334034 | — | 0 | 0 | A | Unknown |
| Hoover Capital, L.L.C. CRD: 130419 | — | 0 | 1 | A | Unknown |
| HOP Management CRD: 324546 | — | 0 | 1 | A | Unknown |