Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Braeside Investments, LLC CRD: 131184 | - | 0 | 2 | - | Unknown |
| Braeswood Carbon Management, LLC CRD: 311686 | - | 0 | 1 | - | Unknown |
| Braevest CRD: 134982 | - | 0 | 0 | - | Unknown |
| Braford Securities Corporation CRD: 15186 | - | 0 | 0 | A | INACTIVE |
| Brager & Company Incorporated CRD: 104 | - | 0 | 0 | A | INACTIVE |
| Bragg Capital Management LLC CRD: 304030 | - | 0 | 2 | - | Unknown |
| Bragg Comer Financial Advisors, LLC CRD: 147750 | - | 0 | 2 | - | Unknown |
| Bragg Financial Advisors Inc CRD: 108780 | - | 0 | 1 | - | Unknown |
| Brahma Management LLC CRD: 146254 | - | 0 | 1 | - | Unknown |
| Brahman Capital Corp CRD: 160081 | - | 0 | 0 | - | Unknown |
| Brahman Capital Management PTE Ltd CRD: 288514 | - | 0 | 0 | - | Unknown |
| Brahman Securities, Inc. CRD: 21648 | - | 2 | 0 | B | INACTIVE |
| Braid & Associates CRD: 16880 | - | 0 | 0 | A | INACTIVE |
| Braidwell LP CRD: 316988 | - | 0 | 1 | - | Unknown |
| Brail Capital Management, LP CRD: 310815 | - | 0 | 1 | - | Unknown |
| Brain Robotics Capital LLC CRD: 283050 | - | 0 | 0 | - | Unknown |
| Brain Trust Management CRD: 165777 | - | 0 | 0 | - | Unknown |
| Brain Trust Management CRD: 298399 | - | 0 | 1 | - | Unknown |
| Brainard Capital Management LLC CRD: 136641 | - | 0 | 0 | - | Unknown |
| Brains Investments, LLC CRD: 304148 | - | 0 | 0 | - | Unknown |
| Brainstorm Management, LLC CRD: 318485 | - | 0 | 1 | - | Unknown |
| Braintree Capital Partners, LLC CRD: 148893 | - | 0 | 0 | - | Unknown |
| Braintrust CRD: 339615 | - | 0 | 1 | - | Unknown |
| Braintrust Capital, LLC CRD: 319510 | - | 0 | 1 | - | Unknown |
| Brainvest Wealth Management LLC CRD: 289743 | - | 0 | 2 | - | Unknown |
| Brait Manager Mauritius Limited CRD: 161770 | - | 0 | 0 | - | Unknown |
| Bram US LLC CRD: 159558 | - | 0 | 0 | - | Unknown |
| Bramalea Partners, LLC CRD: 312893 | - | 0 | 1 | - | Unknown |
| Bramble Hill Capital Management, LLC CRD: 174929 | - | 0 | 1 | - | Unknown |
| Bramley, Bart CRD: 33315 | - | 0 | 0 | A | INACTIVE |
| Brampton Gillow Advisors LLC CRD: 312291 | - | 0 | 0 | - | Unknown |
| Bramshill Investments, LLC CRD: 162492 | - | 0 | 1 | - | Unknown |
| Branch & Bloom Financial Planning, LLC CRD: 339754 | - | 0 | 1 | - | Unknown |
| Branch Capital Management CRD: 281681 | - | 0 | 1 | - | Unknown |
| Branch Financial Services, Inc. CRD: 146985 | - | 0 | 1 | - | Unknown |
| Branch Securities, Inc. CRD: 24130 | - | 0 | 0 | A | INACTIVE |
| Branch, Cabell & Co., Inc. CRD: 6820 | - | 17 | 0 | F | INACTIVE |
| Branches + Roots Investment Management CRD: 334817 | - | 0 | 0 | - | Unknown |
| Branchpoint Asset Management Ltd. CRD: 340945 | - | 0 | 0 | - | Unknown |
| Brand Asset Management Group, Inc. CRD: 106162 | - | 0 | 6 | - | Unknown |
| Brand NEW DAY Wealth Planning, LLC CRD: 327674 | - | 0 | 1 | - | Unknown |
| Brand ONE Financial Planning CRD: 321658 | - | 0 | 0 | - | Unknown |
| Brandenburg Financial Services, LLC CRD: 340528 | - | 0 | 1 | - | Unknown |
| Brandenburg Securities, Ltd. CRD: 31244 | - | 0 | 0 | A | INACTIVE |
| Brandes Investment Partners, LP CRD: 105404 | - | 0 | 20 | - | Unknown |
| Brandin & Associates CRD: 111244 | - | 0 | 0 | - | Unknown |
| Brandis Tallman LLC CRD: 120889 | - | 0 | 0 | A | INACTIVE |
| Brandon Financial Planning, Inc. CRD: 110267 | - | 0 | 2 | - | Unknown |
| Brandon Hill Wealth Management, LLC CRD: 315778 | - | 0 | 2 | - | Unknown |
| Brandon Investments, Inc. CRD: 16931 | - | 0 | 0 | A | INACTIVE |