Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Brandon Securities & Investments, Inc. CRD: 16512 | - | 0 | 0 | A | INACTIVE |
| Brandsgaard Investments CRD: 116730 | - | 0 | 0 | - | Unknown |
| Brandsma Capital LLC CRD: 337268 | - | 0 | 1 | - | Unknown |
| Brandt Equities LLC CRD: 116443 | - | 1 | 0 | B | INACTIVE |
| Brandt Financial Strategies CRD: 288991 | - | 0 | 0 | - | Unknown |
| Brandt Trading Inc. CRD: 34838 | - | 0 | 0 | A | INACTIVE |
| Brandt Wealth Advisors, LLC CRD: 166085 | - | 0 | 2 | - | Unknown |
| Brandt, Harry a CRD: 33435 | - | 0 | 0 | A | INACTIVE |
| Brandt, Kelly & Simmons Securities, LLC CRD: 125168 | - | 0 | 0 | A | INACTIVE |
| Brandywine Advisors, LLC CRD: 145505 | - | 0 | 0 | - | Unknown |
| Brandywine Asset Management CRD: 307564 | - | 0 | 1 | - | Unknown |
| Brandywine Financial Group, Inc. CRD: 127344 | - | 0 | 2 | - | Unknown |
| Brandywine Global Investment Management, LLC CRD: 110783 | - | 0 | 1 | - | Unknown |
| Brandywine Investment Securities, LLC CRD: 153288 | - | 0 | 0 | A | INACTIVE |
| Brandywine Managers, LLC CRD: 137388 | - | 0 | 1 | - | Unknown |
| Brandywine OAK Private Wealth LLC CRD: 297021 | - | 0 | 2 | - | Unknown |
| Brandywine Securities, Inc. CRD: 16581 | - | 0 | 0 | A | INACTIVE |
| Branford Castle Partners, L.P. CRD: 269942 | - | 0 | 0 | - | Unknown |
| Branmaur Equities Corp. CRD: 19232 | - | 0 | 0 | A | INACTIVE |
| Brannen & Lyle Investment Company CRD: 125308 | - | 0 | 1 | - | Unknown |
| Brannen Properties, Inc. CRD: 14749 | - | 0 | 0 | A | INACTIVE |
| Branson Financial Planning CRD: 307540 | - | 0 | 0 | - | Unknown |
| Branson Fowlkes & Co Inc CRD: 107657 | - | 0 | 1 | - | Unknown |
| Branson Fowlkes Russell Inc CRD: 107656 | - | 0 | 1 | - | Unknown |
| Branson Frank a Inc CRD: 110451 | - | 0 | 2 | - | Unknown |
| Brant Point Capital, LLC CRD: 153353 | - | 0 | 0 | A | INACTIVE |
| Brant Point Investment Management LLC CRD: 157572 | - | 0 | 1 | - | Unknown |
| Brant Street Capital Inc. CRD: 322862 | - | 0 | 0 | A | Active |
| Branzan Investment Advisors, Inc. CRD: 120783 | - | 0 | 3 | - | Unknown |
| Brasa Capital Management CRD: 316265 | - | 0 | 1 | - | Unknown |
| Brasada Capital Management, LP CRD: 147775 | - | 0 | 2 | - | Unknown |
| Brascia Investment Management, Inc. CRD: 113505 | - | 0 | 2 | - | Unknown |
| Brashear Brokerage L.L.C. CRD: 137384 | - | 0 | 0 | A | INACTIVE |
| Brashear Trading L.L.C. CRD: 130250 | - | 0 | 0 | A | INACTIVE |
| Brasidas Investment Management LLC CRD: 292439 | - | 0 | 0 | - | Unknown |
| Brasil Capital Adviser LLC CRD: 310125 | - | 0 | 0 | - | Unknown |
| Brasil Plural Investment Advisor LLC CRD: 288563 | - | 0 | 7 | - | Unknown |
| Brasil Plural Securities LLC CRD: 159384 | NY | 0 | 4 | A | Active |
| Brass Capital CRD: 333892 | - | 0 | 1 | - | Unknown |
| Brass Ring Capital, Inc. CRD: 161781 | - | 0 | 1 | - | Unknown |
| Brass TAX Wealth Management CRD: 285249 | - | 0 | 0 | - | Unknown |
| Brassion Capital Management I LLC CRD: 342146 | - | 0 | 1 | - | Unknown |
| Braswell Capital, LLC CRD: 324396 | - | 0 | 1 | - | Unknown |
| Braswell Lenzie & Company CRD: 16993 | - | 0 | 0 | A | INACTIVE |
| Braswell Services, LLC CRD: 285553 | - | 0 | 0 | - | Unknown |
| Brattle Advisors LLC CRD: 153875 | MA | 0 | 2 | A | Active |
| Brattle Holdings, LLC CRD: 300787 | - | 0 | 0 | - | Unknown |
| Bratton Securities, Inc. CRD: 16438 | - | 0 | 0 | A | INACTIVE |
| Brauer & Associates, Inc. CRD: 18278 | - | 0 | 0 | A | INACTIVE |
| Brault, Stafford & Co., Inc. CRD: 4425 | - | 0 | 0 | A | INACTIVE |