Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Braun Research Consulting, LLC CRD: 165012 | - | 0 | 0 | - | Unknown |
| Braun-Bostich & Associates Inc. CRD: 288336 | - | 0 | 1 | - | Unknown |
| Brauvin Securities, Inc. CRD: 14703 | - | 1 | 0 | B | INACTIVE |
| Brava Financial CRD: 322054 | - | 0 | 1 | - | Unknown |
| Bravais Capital, LLC CRD: 291082 | - | 0 | 0 | - | Unknown |
| Bravance Healthcare Investors, LLC CRD: 175418 | - | 0 | 1 | - | Unknown |
| Brave Boat Capital Advisors CRD: 275029 | - | 0 | 1 | - | Unknown |
| Brave Capital Management LLC CRD: 326578 | - | 0 | 1 | - | Unknown |
| Brave Eagle Wealth Management CRD: 283307 | - | 0 | 1 | - | Unknown |
| Brave Family Advisors CRD: 108512 | - | 0 | 4 | - | Unknown |
| Brave NEW Wealth CRD: 336030 | - | 0 | 1 | - | Unknown |
| Brave SKY Trading, LLC CRD: 43764 | - | 0 | 0 | A | INACTIVE |
| Brave Warrior Advisors, LLC CRD: 108894 | - | 0 | 2 | - | Unknown |
| Brave14 Capital LLC CRD: 309260 | - | 0 | 1 | - | Unknown |
| Braveheart Trading, LLC CRD: 113399 | - | 0 | 0 | A | INACTIVE |
| Braveheart, L.L.C. CRD: 43696 | - | 0 | 0 | A | INACTIVE |
| Braver Stern Securities LLC CRD: 29108 | - | 2 | 0 | B | INACTIVE |
| Braver Wealth Management, LLC CRD: 104747 | - | 0 | 0 | - | Unknown |
| Braverman Wealth Advisors, LLC CRD: 304291 | - | 0 | 2 | - | Unknown |
| Bravia Capital Investimentos Ltda CRD: 166613 | - | 0 | 0 | - | Unknown |
| Bravias Financial CRD: 289589 | - | 0 | 2 | - | Unknown |
| Bravis Advisors, LLC CRD: 149242 | - | 0 | 0 | - | Unknown |
| Bravo Zulu Capital Management CRD: 340256 | - | 0 | 1 | - | Unknown |
| Brawn Capital Management (Singapore) PTE. Ltd. CRD: 308471 | - | 0 | 0 | - | Unknown |
| Braxton Financial Group, LLC CRD: 292903 | - | 0 | 1 | - | Unknown |
| Braxton-Stellar Securities, Inc. CRD: 36489 | - | 0 | 0 | A | INACTIVE |
| Bray Capital Advisors, LLC CRD: 170289 | - | 0 | 0 | - | Unknown |
| Bray Capital Group LLC CRD: 294339 | - | 0 | 1 | - | Unknown |
| Bray Financial Advisors LLC CRD: 297117 | - | 0 | 1 | - | Unknown |
| Braymen, Lambert and Noel Securities, Ltd. CRD: 124902 | - | 1 | 0 | B | INACTIVE |
| Braypark Wealth Management CRD: 334880 | - | 0 | 2 | - | Unknown |
| Brazeal Asset Management, LLC CRD: 125769 | - | 0 | 0 | - | Unknown |
| Brazen Capital, LLC CRD: 318257 | - | 0 | 1 | - | Unknown |
| Brazen Capital, LLC CRD: 300746 | - | 0 | 1 | - | Unknown |
| Braziel & Associates, LLC CRD: 112059 | - | 0 | 0 | - | Unknown |
| Braziel & Associates, LLC CRD: 300233 | - | 0 | 1 | - | Unknown |
| Brazos Brokerage Corporation CRD: 22823 | - | 0 | 0 | A | INACTIVE |
| Brazos Capital CRD: 289749 | - | 0 | 1 | - | Unknown |
| Brazos Capital Co. CRD: 13351 | - | 0 | 0 | A | INACTIVE |
| Brazos Investment Partners I, L.P. CRD: 157120 | - | 0 | 0 | - | Unknown |
| Brazos Securities, Inc. CRD: 21624 | - | 1 | 0 | B | INACTIVE |
| Brazos Valley Comprehensive Financial Services, L.… CRD: 122251 | - | 0 | 1 | - | Unknown |
| Brazos Wealth Advisors LLC CRD: 323508 | - | 0 | 1 | - | Unknown |
| BRB Advisors, LLC CRD: 325757 | - | 0 | 0 | - | Unknown |
| BRB Finanz USA CRD: 325760 | - | 0 | 0 | - | Unknown |
| BRB Partners, L.P. CRD: 118907 | - | 0 | 0 | A | INACTIVE |
| BRC Financial Planning CRD: 334891 | - | 0 | 1 | - | Unknown |
| BRC Investment Advisors, LLC CRD: 138622 | - | 0 | 0 | - | Unknown |
| BRC Investment Management, LLC CRD: 135061 | - | 0 | 0 | - | Unknown |
| BRC Management LLC CRD: 159827 | - | 0 | 1 | - | Unknown |