Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hoyt Wealth Management CRD: 171448 | — | 0 | 0 | A | Unknown |
| Hoyt Wealth Management CRD: 310023 | — | 0 | 1 | A | Unknown |
| Hozie Consulting CRD: 310894 | — | 0 | 2 | A | Unknown |
| HP & Associates CRD: 300587 | — | 0 | 1 | A | Unknown |
| HPI Corporation CRD: 14273 | — | 0 | 0 | A | INACTIVE |
| HPO Americas Ltd. CRD: 311519 | — | 0 | 0 | A | Unknown |
| HPS Advisors, LLC CRD: 324983 | — | 0 | 1 | A | Unknown |
| HPS Securities, LLC CRD: 319197 | NY | 0 | 7 | A | Active |
| HPS Solutions LLC CRD: 319461 | — | 0 | 1 | A | Unknown |
| HQ Investments LLC CRD: 318679 | — | 0 | 0 | A | Unknown |
| HR Advocates, Inc. CRD: 163588 | — | 0 | 1 | A | Unknown |
| HRC Financial CRD: 327285 | — | 0 | 2 | A | Unknown |
| HRH Financial, LLC CRD: 143974 | — | 0 | 0 | A | Unknown |
| HRH Securities, Inc. CRD: 25614 | — | 0 | 0 | A | INACTIVE |
| HRH Securities, LLC CRD: 104445 | — | 0 | 0 | A | INACTIVE |
| HRT Financial LP CRD: 152144 | NY | 10 | 4 | D | Active |
| HRTG GPE, LLC CRD: 157389 | — | 0 | 1 | A | Unknown |
| HS & Co., Inc. CRD: 42612 | — | 0 | 0 | A | INACTIVE |
| HS Group (Hong Kong) Limited CRD: 172043 | — | 0 | 0 | A | Unknown |
| HS Wealth Partners CRD: 330640 | — | 0 | 5 | A | Unknown |
| HSBC Brokerage (USA) Inc. CRD: 6956 | — | 9 | 0 | D | INACTIVE |
| HSBC Global Asset Management (Hong Kong) Limited CRD: 105193 | — | 0 | 0 | A | Unknown |
| HSBC Securities (USA) Inc. CRD: 19585 | NY | 94 | 287 | C | Active |
| HSC Wealth Advisors CRD: 105103 | — | 0 | 1 | A | Unknown |
| HSI - HemisfÉRIO SUL Investimentos Ltda. CRD: 162788 | — | 0 | 0 | A | Unknown |
| HSI Gestora DE Real Estate Private Equity Ltda CRD: 322581 | — | 0 | 0 | A | Unknown |
| Hsip Securities, LLC CRD: 332851 | MI | 0 | 1 | A | Active |
| HSP Capital, LLC CRD: 323590 | — | 0 | 1 | A | Unknown |
| HSR Wealth Management CRD: 304776 | — | 0 | 0 | A | Unknown |
| HST Ventures, LLC CRD: 317143 | — | 0 | 1 | A | Unknown |
| HSU Capital LLC CRD: 129992 | — | 0 | 0 | A | INACTIVE |
| HT Partners LLC CRD: 147400 | — | 0 | 2 | A | Unknown |
| HTCP Management, LLC CRD: 284075 | — | 0 | 0 | A | Unknown |
| HTG, LLC CRD: 154803 | — | 0 | 0 | A | Unknown |
| HTL Securities, Inc. CRD: 35526 | — | 0 | 0 | A | INACTIVE |
| Huatai Securities (USA), Inc. CRD: 298809 | NY | 0 | 2 | A | Active |
| Hubble Investments, LLC CRD: 289415 | — | 0 | 0 | A | INACTIVE |
| Huber Advisors LLC CRD: 169071 | — | 0 | 0 | A | Unknown |
| Huber Financial CRD: 153747 | — | 0 | 0 | A | Unknown |
| Huberman Securities Corp. CRD: 10133 | — | 0 | 0 | A | INACTIVE |
| HUD Trading, LLC CRD: 122963 | — | 0 | 0 | A | INACTIVE |
| Huda Capital, LLC CRD: 319342 | — | 0 | 0 | A | Unknown |
| Hudock Capital Group CRD: 149255 | — | 0 | 5 | A | Unknown |
| Hudson Advisors CRD: 156078 | — | 0 | 1 | A | Unknown |
| Hudson Alliance L.L.C. CRD: 38796 | — | 0 | 0 | A | INACTIVE |
| Hudson Capital Advisory, Inc. CRD: 304163 | — | 0 | 5 | A | Unknown |
| Hudson Companies CRD: 146338 | — | 0 | 1 | A | Unknown |
| Hudson Harper Capital Management LP CRD: 312709 | — | 0 | 2 | A | Unknown |
| Hudson Heritage Capital Management, Inc. CRD: 44357 | NY | 0 | 4 | A | Active |
| Hudson Hill Capital Management, LLC CRD: 316815 | — | 0 | 1 | A | Unknown |