Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BRC Securities, LP CRD: 141276 | - | 0 | 0 | A | INACTIVE |
| BRC Wealth Management, LLC CRD: 306360 | - | 0 | 0 | - | Unknown |
| BRD Financial Group, Inc. CRD: 13863 | - | 0 | 0 | A | INACTIVE |
| Breach Inlet Capital Management, LLC CRD: 282056 | - | 0 | 1 | - | Unknown |
| Breacher Capital Advisors, LLC CRD: 307943 | - | 0 | 1 | - | Unknown |
| Breachway Capital CRD: 335836 | - | 0 | 1 | - | Unknown |
| Breachway Investments, LLC CRD: 299102 | - | 0 | 1 | - | Unknown |
| Bread and Butter Ventures, LLC CRD: 289774 | - | 0 | 1 | - | Unknown |
| Breakaway Capital CRD: 282412 | - | 0 | 0 | - | Unknown |
| Breakaway Capital CRD: 314747 | - | 0 | 0 | - | Unknown |
| Breakaway Capital Advisors LLC CRD: 304429 | - | 0 | 0 | - | Unknown |
| Breakaway Independent Advisors, LLC CRD: 340675 | - | 0 | 1 | - | Unknown |
| Breakaway Management LLC CRD: 174250 | - | 0 | 0 | - | Unknown |
| Breakaway Ventures Management, LLC CRD: 284166 | - | 0 | 0 | - | Unknown |
| Breakaway Wealth CRD: 329826 | - | 0 | 0 | - | Unknown |
| Breaker Capital Management, LLC CRD: 284742 | - | 0 | 0 | - | Unknown |
| Breaker Cove LLC. CRD: 338249 | - | 0 | 1 | - | Unknown |
| Breakers Venture Management, LLC CRD: 331170 | - | 0 | 1 | - | Unknown |
| Breakforth Investment Management, Inc CRD: 121540 | - | 0 | 2 | - | Unknown |
| Breakline Capital LLC CRD: 288323 | - | 0 | 0 | - | Unknown |
| Breakout Capital Partners CRD: 321224 | - | 0 | 1 | - | Unknown |
| Breakout Funds LLC CRD: 327272 | - | 0 | 0 | - | Unknown |
| Breakout Management, LLC CRD: 286227 | - | 0 | 1 | - | Unknown |
| Breakout Private Wealth LLC CRD: 307339 | - | 0 | 1 | - | Unknown |
| Breakpoint Capital, LLC CRD: 314935 | - | 0 | 1 | - | Unknown |
| Breakthrough Energy Ventures CRD: 311820 | - | 0 | 0 | - | Unknown |
| Breakthrough Energy Ventures CRD: 325541 | - | 0 | 1 | - | Unknown |
| Breakthrough Investing, LLC CRD: 123840 | - | 0 | 1 | - | Unknown |
| Breakthrough Properties CRD: 309668 | - | 0 | 1 | - | Unknown |
| Breakthrough Venture Capital LLC CRD: 328946 | - | 0 | 1 | - | Unknown |
| Breakthru Advisory Services, LLC CRD: 332173 | - | 0 | 1 | - | Unknown |
| Breakwall Asset Management, LLC CRD: 154978 | - | 0 | 0 | - | Unknown |
| Breakwall Equity CRD: 338231 | - | 0 | 1 | - | Unknown |
| Breakwall Investment Advisor LLC CRD: 328990 | - | 0 | 1 | - | Unknown |
| Breakwater Asset Management, LLC CRD: 155041 | - | 0 | 1 | - | Unknown |
| Breakwater Capital CRD: 172498 | - | 0 | 1 | - | Unknown |
| Breakwater Capital Group CRD: 321097 | - | 0 | 6 | - | Unknown |
| Breakwater Capital Management, LLC CRD: 128432 | - | 0 | 0 | - | Unknown |
| Breakwater Equities, LLC CRD: 127423 | - | 1 | 0 | B | INACTIVE |
| Breakwater Financial, LLC CRD: 282401 | - | 0 | 2 | - | Unknown |
| Breakwater Group Distribution Services, LLC CRD: 167601 | NY | 0 | 2 | A | Active |
| Breakwater Investment Group, LLC CRD: 128747 | - | 0 | 3 | - | Unknown |
| Breakwater Investment Management CRD: 150841 | - | 0 | 1 | - | Unknown |
| Breakwater Management, LP CRD: 170036 | - | 0 | 0 | - | Unknown |
| Breakwater Ventures Management, LLC CRD: 322918 | - | 0 | 1 | - | Unknown |
| Breakwater Wealth Advisors LLC CRD: 286051 | - | 0 | 0 | - | Unknown |
| Breakwater Wealth Management CRD: 322057 | - | 0 | 1 | - | Unknown |
| Brean Asset Management, LLC CRD: 281712 | - | 0 | 0 | - | Unknown |
| Brean Asset Management, LLC CRD: 342153 | - | 0 | 0 | - | Unknown |
| Brean Capital, LLC CRD: 23723 | NY | 12 | 23 | C | Active |