Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hudson House Capital Incorporated CRD: 335654 | — | 0 | 1 | A | Unknown |
| Hudson Housing Capital LLC CRD: 161240 | — | 0 | 9 | A | Unknown |
| Hudson Housing Securities LLC CRD: 103861 | NY | 1 | 2 | B | Active |
| Hudson Investments CRD: 156176 | — | 0 | 0 | A | Unknown |
| Hudson Pilot CRD: 150263 | — | 0 | 0 | A | Unknown |
| Hudson Sloane & Co., L.L.C. CRD: 38955 | — | 2 | 0 | B | INACTIVE |
| Hudson Trading Group CRD: 307840 | — | 0 | 1 | A | Unknown |
| Hudsonwest LLC CRD: 304884 | CO | 0 | 2 | A | Active |
| Huff, Jamie CRD: 164060 | — | 0 | 0 | A | Unknown |
| Huffman Prairie Holdings, LLC CRD: 310634 | — | 0 | 1 | A | Unknown |
| Hugh GEE & Co., Inc. CRD: 7085 | — | 0 | 0 | A | INACTIVE |
| Hugh Martin & Co. CRD: 7828 | — | 0 | 0 | A | INACTIVE |
| Hughes & Company CRD: 311212 | — | 0 | 1 | A | Unknown |
| Hughes Warren, Inc. CRD: 145570 | — | 0 | 1 | A | Unknown |
| Hugo Marx & Co Inc CRD: 7052 | — | 1 | 0 | B | INACTIVE |
| Hull Quantitative Fund, L.L.C. CRD: 45486 | — | 0 | 0 | A | INACTIVE |
| Hull Street Energy CRD: 291881 | — | 0 | 1 | A | Unknown |
| Hull Tactical CRD: 171391 | — | 0 | 1 | A | Unknown |
| Human Capital CRD: 296844 | — | 0 | 1 | A | Unknown |
| Human Element CRD: 329759 | — | 0 | 1 | A | Unknown |
| Human Financial CRD: 147261 | — | 0 | 1 | A | Unknown |
| Human Investing CRD: 133017 | — | 0 | 1 | A | Unknown |
| Human Ventures LLC CRD: 328556 | — | 0 | 1 | A | Unknown |
| Humanize Wealth CRD: 325178 | — | 0 | 3 | A | Unknown |
| Humankind Investments CRD: 304081 | — | 0 | 1 | A | Unknown |
| Humble Growth CRD: 322006 | — | 0 | 1 | A | Unknown |
| Humla Ventures LLC CRD: 327731 | — | 0 | 1 | A | Unknown |
| Hummingbird CRD: 175313 | — | 0 | 0 | A | Unknown |
| Hummingbird Ventures V US GP LLC CRD: 326746 | — | 0 | 0 | A | Unknown |
| Humphreys Capital CRD: 288298 | — | 0 | 0 | A | Unknown |
| HUN USA LP CRD: 150360 | — | 0 | 0 | A | INACTIVE |
| Hunjo LLC CRD: 290595 | — | 0 | 1 | A | Unknown |
| Hunnicutt & Co. LLC CRD: 20576 | NY | 1 | 2 | B | Active |
| Hunt Lane Capital CRD: 168927 | — | 0 | 0 | A | Unknown |
| Hunt Wealth CRD: 336648 | — | 0 | 1 | A | Unknown |
| Hunt, Gary Allyn CRD: 31729 | — | 0 | 0 | A | INACTIVE |
| Hunter Capital CRD: 328501 | — | 0 | 0 | A | Unknown |
| Hunter Lewis LLC CRD: 304985 | — | 0 | 1 | A | Unknown |
| Hunters Moon Capital (US) LP CRD: 339386 | — | 0 | 1 | A | Unknown |
| Hunting Hill Global Capital, LLC CRD: 167481 | — | 0 | 1 | A | Unknown |
| Huntington Capital Corp. CRD: 31021 | — | 1 | 0 | B | INACTIVE |
| Huntington Holdings, Inc. CRD: 106361 | — | 0 | 0 | A | INACTIVE |
| Hurlburt Financial CRD: 152173 | — | 0 | 1 | A | Unknown |
| Hurley Capital, LLC CRD: 130051 | — | 0 | 1 | A | Unknown |
| Hurley Investments, LLC CRD: 153535 | — | 0 | 3 | A | Unknown |
| Husami & Associates CRD: 134240 | — | 0 | 2 | A | Unknown |
| Husky Trading CRD: 115242 | — | 4 | 0 | C | INACTIVE |
| Huss Financial, LLC CRD: 309754 | — | 0 | 0 | A | Unknown |
| Huss Services, Inc. CRD: 2258 | — | 1 | 0 | B | INACTIVE |
| Hussmen Financial CRD: 148127 | — | 0 | 1 | A | Unknown |