Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hutchin Hill Capital, LP CRD: 156802 | — | 0 | 0 | A | Unknown |
| Hutchinson & Ziegler Financial Advisors, Inc. CRD: 145096 | — | 0 | 3 | A | Unknown |
| Hutchinson, FOX, Inc. CRD: 14086 | — | 0 | 0 | A | INACTIVE |
| Hutchinson/Ifrah, Inc. CRD: 46568 | — | 0 | 0 | A | INACTIVE |
| Hutchison, Robert CRD: 103969 | — | 0 | 0 | A | INACTIVE |
| Huth Advisory Group, LLC CRD: 134978 | — | 0 | 0 | A | Unknown |
| Hutt Capital, LLC CRD: 312248 | — | 0 | 1 | A | Unknown |
| HV Capital Management CRD: 339467 | — | 0 | 1 | A | Unknown |
| HVC Management Co., LLC CRD: 283831 | — | 0 | 1 | A | Unknown |
| HVM Etfs LLC CRD: 305223 | — | 0 | 0 | A | Unknown |
| HVPF Manager II, LLC CRD: 318754 | — | 0 | 1 | A | Unknown |
| HW Capital LLC CRD: 298731 | — | 0 | 1 | A | Unknown |
| HWA Financial Group CRD: 120745 | — | 0 | 2 | A | Unknown |
| HWC Financial CRD: 299845 | — | 0 | 1 | A | Unknown |
| HWJ Capital Partners, L.P. CRD: 42770 | — | 0 | 0 | A | INACTIVE |
| HWM LLC CRD: 174302 | — | 0 | 0 | A | Unknown |
| Hwong CRD: 149925 | — | 0 | 2 | A | Unknown |
| HX Investment Advisor II, Inc. CRD: 328361 | — | 0 | 0 | A | Unknown |
| HX Investment Advisor, Inc. CRD: 328359 | — | 0 | 1 | A | Unknown |
| HY Financial LLC CRD: 155571 | — | 0 | 1 | A | Unknown |
| HY24 CRD: 325177 | — | 0 | 0 | A | Unknown |
| HYA Advisors, Inc CRD: 106691 | — | 0 | 0 | A | Unknown |
| HYA Financial CRD: 286161 | — | 0 | 1 | A | Unknown |
| Hyams Investments, Inc. CRD: 121932 | — | 0 | 2 | A | Unknown |
| Hybridtrading, LLC CRD: 133016 | — | 0 | 0 | A | INACTIVE |
| Hyde Park 88 LLC CRD: 292845 | — | 0 | 0 | A | Unknown |
| Hyde Park Venture Partners CRD: 170730 | — | 0 | 1 | A | Unknown |
| Hyde Park Wealth LLC CRD: 335695 | — | 0 | 1 | A | Unknown |
| Hyer, Bikson & Hinsen, Inc. CRD: 15141 | — | 0 | 0 | A | INACTIVE |
| Hygge Advisors, LLC CRD: 289980 | — | 0 | 1 | A | Unknown |
| HYJC Capital of WNY CRD: 325574 | — | 0 | 1 | A | Unknown |
| Hyla Brook LLC CRD: 298192 | — | 0 | 0 | A | Unknown |
| Hyla Brook, LLC CRD: 310546 | — | 0 | 0 | A | Unknown |
| Hyland Lake Partners CRD: 332244 | — | 0 | 1 | A | Unknown |
| Hyline Wealth CRD: 152893 | — | 0 | 3 | A | Unknown |
| HYM Financial, Inc. CRD: 16983 | — | 0 | 0 | A | INACTIVE |
| Hyman Ketchel CRD: 2432 | — | 0 | 0 | A | INACTIVE |
| Hynes Advisory Group LLC CRD: 145731 | — | 0 | 1 | A | Unknown |
| Hyperion Financial CRD: 313014 | — | 0 | 1 | A | Unknown |
| Hyperion Street CRD: 328507 | — | 0 | 0 | A | Unknown |
| Hyperspace Partners CRD: 333382 | — | 0 | 0 | A | Unknown |
| Hyphen Capital CRD: 330323 | — | 0 | 1 | A | Unknown |
| Hypo Securities Inc. CRD: 35202 | — | 0 | 0 | A | INACTIVE |
| Hyve CRD: 322634 | — | 0 | 1 | A | Unknown |
| Hyvorian Financial CRD: 339194 | — | 0 | 2 | A | Unknown |
| HYY Forbes, LLC CRD: 123923 | — | 0 | 0 | A | INACTIVE |
| HZ Investments Inc. CRD: 312268 | — | 0 | 1 | A | Unknown |
| I & M Investments,Inc. CRD: 14644 | — | 0 | 0 | A | INACTIVE |
| I AM, Inc. CRD: 149501 | — | 0 | 1 | A | Unknown |
| I T B Asset Management, Inc. CRD: 118422 | — | 0 | 0 | A | Unknown |