Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Brenden Financial Planning CRD: 135527 | - | 0 | 0 | - | Unknown |
| Brendle Financial Group, LLC CRD: 118340 | - | 0 | 0 | - | Unknown |
| Brenham Capital Management, L.P. CRD: 158994 | - | 0 | 0 | - | Unknown |
| Brennan Asset Management CRD: 174637 | - | 0 | 1 | - | Unknown |
| Brennan Capital Management LLC CRD: 316432 | - | 0 | 2 | - | Unknown |
| Brennan Financial Group, LLC CRD: 117644 | - | 0 | 1 | - | Unknown |
| Brennan Ross Securities, Inc. CRD: 18363 | - | 0 | 0 | A | INACTIVE |
| Brennan Wealth Advisors, LLC CRD: 153001 | - | 0 | 0 | - | Unknown |
| Brennan, David Paul CRD: 35668 | - | 0 | 0 | A | INACTIVE |
| Brennan, Michael Edward CRD: 115327 | - | 0 | 0 | A | INACTIVE |
| Brennan, Patrick Paul CRD: 33814 | - | 0 | 0 | A | INACTIVE |
| Brenneman Investment Adviser, LLC CRD: 132319 | - | 0 | 1 | - | Unknown |
| Brenner Securities Corporation CRD: 26973 | - | 0 | 0 | A | INACTIVE |
| Brenner Steed, Inc. CRD: 7103 | - | 0 | 0 | A | INACTIVE |
| Brenner West Capital Partners CRD: 138541 | - | 0 | 0 | - | Unknown |
| Brent Capital Corp. CRD: 18518 | - | 0 | 0 | A | INACTIVE |
| Brent Equities, Ltd. CRD: 11520 | - | 0 | 0 | A | INACTIVE |
| Brent Turner Advisors CRD: 284689 | - | 0 | 0 | - | Unknown |
| Brent W. Barnes CRD: 115266 | - | 0 | 0 | - | Unknown |
| Brent W. Simmons,CPA,P.C. CRD: 121853 | - | 0 | 0 | - | Unknown |
| Brenton Point Capital Partners, LLC CRD: 332485 | - | 0 | 1 | - | Unknown |
| Brenton Point Wealth Advisors LLC CRD: 287603 | - | 0 | 0 | - | Unknown |
| Brentonian Capital Management LLC CRD: 325127 | - | 0 | 1 | - | Unknown |
| Brentview Investment Management, LLC CRD: 300409 | - | 0 | 2 | - | Unknown |
| Brentwood 401K, LLC CRD: 286446 | - | 0 | 0 | - | Unknown |
| Brentwood Advisory Group, LLC CRD: 111191 | - | 0 | 0 | - | Unknown |
| Brentwood Capital Advisors LLC CRD: 118712 | TN | 1 | 2 | B | Active |
| Brentwood Investment Services, Inc. CRD: 13401 | - | 0 | 0 | A | INACTIVE |
| Brentwood Private Equity, LLC CRD: 156558 | - | 0 | 1 | - | Unknown |
| Brentwood Securities Corporation CRD: 30990 | - | 0 | 0 | A | INACTIVE |
| Brentwood Securities Corporation CRD: 19839 | - | 0 | 0 | A | INACTIVE |
| Brentwood Securities, Inc. CRD: 7440 | - | 0 | 0 | A | INACTIVE |
| Breogan Capital, LP CRD: 285038 | - | 0 | 0 | - | Unknown |
| Brereton & Company, Incorporated CRD: 44419 | - | 0 | 0 | A | INACTIVE |
| Brereton Hanley Capital Corporation CRD: 289734 | - | 0 | 0 | - | Unknown |
| Brereton, Hanley Securities Inc. CRD: 143170 | - | 0 | 0 | A | INACTIVE |
| Brescor Wealth Advisory CRD: 330578 | - | 0 | 1 | - | Unknown |
| Bressler, Albert CRD: 121557 | - | 0 | 0 | A | INACTIVE |
| Bressler, Albert CRD: 127094 | - | 0 | 0 | A | INACTIVE |
| Brestlin, Arthur John CRD: 44762 | - | 0 | 0 | A | INACTIVE |
| Bretcourt Securities Corporation CRD: 10604 | - | 0 | 0 | A | INACTIVE |
| Breton Co CRD: 105606 | - | 0 | 0 | - | Unknown |
| Bretschneider, Pauley & Tyndall, Inc. CRD: 28435 | - | 0 | 0 | A | INACTIVE |
| Brett Josey Wealth Management LLC CRD: 107870 | - | 0 | 1 | - | Unknown |
| Brett Rounsaville, Investment Advisor CRD: 322315 | - | 0 | 0 | - | Unknown |
| Bretton Capital Management CRD: 154344 | - | 0 | 1 | - | Unknown |
| Bretwood Capital Partners, LLC CRD: 136628 | - | 0 | 2 | - | Unknown |
| Breuer Capital Corporation CRD: 13700 | - | 0 | 0 | A | INACTIVE |
| Brevan Howard (Hong Kong) Limited CRD: 161287 | - | 0 | 0 | - | Unknown |
| Brevan Howard (Israel) Limited CRD: 161291 | - | 0 | 0 | - | Unknown |