Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| I-Bankers Securities, Inc. CRD: 41352 | FL | 2 | 3 | B | Active |
| I-Cthru Inc. CRD: 170875 | — | 0 | 0 | A | Unknown |
| I-QU & Co. CRD: 301006 | — | 0 | 1 | A | Unknown |
| I.B.F. Management Ltd. CRD: 283544 | — | 0 | 0 | A | Unknown |
| I.C.R. Financial Center, Inc. CRD: 30557 | — | 2 | 0 | B | INACTIVE |
| I.E. Butler Securities Inc. CRD: 44864 | — | 0 | 0 | A | INACTIVE |
| I.F.S. Investors Services, Inc. CRD: 3893 | — | 0 | 0 | A | INACTIVE |
| I.G. Global Inc. CRD: 129383 | — | 0 | 0 | A | Unknown |
| I.H.N Jones & Associates CRD: 289305 | — | 0 | 0 | A | Unknown |
| I.L. "Lonnie" Morris, CPA CRD: 118578 | — | 0 | 1 | A | Unknown |
| I.M. Financial, LLC CRD: 135632 | — | 0 | 0 | A | Unknown |
| I.M. Simon & Co., Inc. CRD: 418 | — | 0 | 0 | A | INACTIVE |
| I.M.S. Wealth Management, LLC CRD: 164717 | — | 0 | 1 | A | Unknown |
| I.S.S.U.E. Inc. CRD: 157429 | — | 0 | 0 | A | Unknown |
| I.T.S. Securities, Inc. CRD: 45728 | — | 0 | 0 | A | INACTIVE |
| I/B/E/S Inc. CRD: 29154 | — | 1 | 0 | B | INACTIVE |
| I/O Strategies LLC CRD: 339612 | — | 0 | 1 | A | Unknown |
| I2I Ventures CRD: 321152 | — | 0 | 1 | A | Unknown |
| I2Tclub CRD: 287911 | — | 0 | 0 | A | Unknown |
| I80 Group LLC CRD: 289386 | — | 0 | 0 | A | Unknown |
| I80 Group LP CRD: 304848 | — | 0 | 1 | A | Unknown |
| IA ADV LLC CRD: 316973 | — | 0 | 1 | A | Unknown |
| IA Capital Group, Inc. CRD: 129122 | — | 0 | 1 | A | Unknown |
| IA Network, LLC CRD: 319096 | — | 0 | 4 | A | Unknown |
| IA Private Wealth (USA) Inc. CRD: 322127 | — | 0 | 0 | A | Unknown |
| IA Securities (USA) Inc. CRD: 135721 | — | 0 | 0 | A | INACTIVE |
| IAA Financial LLC CRD: 6578 | — | 1 | 0 | B | INACTIVE |
| Iaas CRD: 131568 | — | 0 | 0 | A | Unknown |
| IAC Securities, Inc. CRD: 14081 | — | 1 | 0 | B | INACTIVE |
| Iadvise Partners CRD: 168564 | — | 0 | 2 | A | Unknown |
| IAF Management, LLC CRD: 138156 | — | 0 | 0 | A | Unknown |
| IAF Securities, Inc. CRD: 24203 | — | 0 | 0 | A | INACTIVE |
| Iaff-FC Investments LLC CRD: 318120 | DC | 0 | 2 | A | Active |
| IAI Securities, Inc. CRD: 27917 | — | 0 | 0 | A | INACTIVE |
| IAM Advisory LLC CRD: 305492 | — | 0 | 4 | A | Unknown |
| IAM Capital Corporation CRD: 45034 | — | 0 | 0 | A | INACTIVE |
| IAM Financial CRD: 146156 | — | 0 | 1 | A | Unknown |
| Iambic Financial L.L.C CRD: 338265 | — | 0 | 1 | A | Unknown |
| Iammarino, Nicholas J. CRD: 137579 | — | 0 | 1 | A | Unknown |
| IAN Kutner CRD: 112988 | — | 0 | 0 | A | Unknown |
| Ianiro, Andrew Jason CRD: 34696 | — | 0 | 0 | A | INACTIVE |
| Iapetus Capital, Inc. CRD: 175189 | — | 0 | 1 | A | Unknown |
| IAS Wealth Management, Inc. CRD: 112486 | — | 0 | 1 | A | Unknown |
| IB Capital LLC CRD: 315886 | PR | 0 | 3 | A | Active |
| Ibaa CRD: 283263 | — | 0 | 0 | A | Unknown |
| IBC Investments CRD: 40286 | — | 1 | 0 | B | INACTIVE |
| Iberis Capital CRD: 333802 | — | 0 | 0 | A | Unknown |
| Ibex Investors LLC CRD: 126496 | — | 0 | 1 | A | Unknown |
| Ibis Management, LLC CRD: 318904 | — | 0 | 1 | A | Unknown |
| Ibis Securities, LLC CRD: 38538 | — | 2 | 0 | B | INACTIVE |