Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| IBL Syndications Inc CRD: 11905 | — | 0 | 0 | A | INACTIVE |
| IBN Advisory Services, Inc. CRD: 293288 | — | 0 | 9 | A | Unknown |
| Ibolsa, Inc. CRD: 103875 | — | 0 | 0 | A | INACTIVE |
| IBS Capital LLC CRD: 160585 | — | 0 | 1 | A | Unknown |
| IBS Securities, LLC CRD: 37921 | — | 0 | 0 | A | INACTIVE |
| IBV Capital Ltd CRD: 314527 | — | 0 | 0 | A | Unknown |
| IC Advisory Services, Inc. CRD: 140190 | — | 0 | 0 | A | Unknown |
| ICA, LLC CRD: 145235 | TN | 0 | 2 | A | Active |
| Icahn & Co., Inc. CRD: 2274 | — | 10 | 0 | D | INACTIVE |
| Icap Financial, Inc. CRD: 29855 | — | 1 | 0 | B | INACTIVE |
| Icap Securities USA LLC CRD: 19739 | — | 3 | 0 | C | INACTIVE |
| Icapital Wealth LLC CRD: 311102 | — | 0 | 0 | A | Unknown |
| Icapital, LLC CRD: 122816 | — | 0 | 3 | A | Unknown |
| Icba Securities CRD: 24088 | — | 0 | 0 | A | INACTIVE |
| Icbc Standard Securities Inc. CRD: 35560 | NY | 3 | 2 | B | Active |
| ICD Securities Inc. CRD: 134910 | FL | 0 | 4 | A | Active |
| ICE Data Pricing & Reference Data, LLC CRD: 110037 | — | 0 | 1 | A | Unknown |
| ICE Securities LLC CRD: 37472 | — | 0 | 0 | A | INACTIVE |
| Icecap Group CRD: 311489 | — | 0 | 0 | A | Unknown |
| Icember Advisers Inc. CRD: 299931 | — | 0 | 0 | A | Unknown |
| ICF/the Smock Quinn Group Securities, Inc. CRD: 26500 | — | 0 | 0 | A | INACTIVE |
| ICG Europe S.A.R.L. CRD: 297544 | — | 0 | 0 | A | Unknown |
| ICG Investments Inc CRD: 162589 | — | 0 | 1 | A | Unknown |
| ICG Securities Ltd. CRD: 8351 | — | 4 | 0 | C | INACTIVE |
| Ichinose Securities, Inc. CRD: 15599 | — | 0 | 0 | A | INACTIVE |
| ICI Fund II CRD: 328125 | — | 0 | 1 | A | Unknown |
| Icici Securities Inc. CRD: 104285 | NY | 1 | 2 | B | Active |
| ICM Asset Management Inc CRD: 105046 | — | 0 | 0 | A | Unknown |
| ICM LLC CRD: 168433 | — | 0 | 0 | A | Unknown |
| ICM Partners, LLC CRD: 144844 | — | 0 | 0 | A | Unknown |
| ICM Securities, LLC CRD: 131988 | — | 3 | 0 | C | INACTIVE |
| ICN Holding CRD: 125761 | — | 0 | 2 | A | Unknown |
| Icon Advisers, Inc. CRD: 108268 | — | 0 | 3 | A | Unknown |
| Icon Asset Management AG CRD: 309138 | — | 0 | 0 | A | Unknown |
| Icon Distributors, Inc. CRD: 28568 | — | 0 | 0 | A | INACTIVE |
| Icon Financial CRD: 287830 | — | 0 | 1 | A | Unknown |
| Icon Imperial CRD: 144297 | — | 0 | 1 | A | Unknown |
| Icon Infrastructure LLP CRD: 167850 | — | 0 | 0 | A | Unknown |
| Icon Infrastructure North America Inc. CRD: 306800 | — | 0 | 1 | A | Unknown |
| Icon Wealth Partners CRD: 319609 | — | 0 | 1 | A | Unknown |
| Iconica LLC CRD: 287786 | — | 0 | 1 | A | Unknown |
| ICP Investments, Inc. CRD: 33250 | — | 0 | 0 | A | INACTIVE |
| ICP Securities LLC CRD: 133436 | — | 2 | 0 | B | INACTIVE |
| ICP-III Investment Advisors Limited CRD: 299680 | — | 0 | 0 | A | Unknown |
| ICR Capital LLC CRD: 174952 | CT | 0 | 3 | A | Active |
| ICR Partners CRD: 304689 | — | 0 | 1 | A | Unknown |
| ICV Group, Inc. CRD: 294024 | — | 1 | 0 | B | INACTIVE |
| ICV Management, LLC CRD: 307051 | — | 0 | 1 | A | Unknown |
| ICV Partners, LLC CRD: 160651 | — | 0 | 1 | A | Unknown |
| ICW Holdings, LLC CRD: 319296 | — | 0 | 1 | A | Unknown |