Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Brevan Howard (TEL Aviv) Ltd CRD: 323961 | - | 0 | 0 | - | Unknown |
| Brevan Howard Asset Management, LLP CRD: 161296 | - | 0 | 0 | - | Unknown |
| Brevan Howard Capital Management, LP CRD: 161292 | - | 0 | 0 | - | Unknown |
| Brevan Howard Cayman Sezc Ltd CRD: 321190 | - | 0 | 0 | - | Unknown |
| Brevan Howard Investment Management Limited CRD: 336211 | - | 0 | 0 | - | Unknown |
| Brevan Howard Investment Products Limited CRD: 161294 | - | 0 | 0 | - | Unknown |
| Brevan Howard Private Limited CRD: 286012 | - | 0 | 0 | - | Unknown |
| Brevan Howard US Investment Management LP CRD: 164537 | - | 0 | 1 | - | Unknown |
| Brevan Howard US LLC CRD: 150662 | NY | 0 | 2 | A | Active |
| Brevet Capital Management, LLC CRD: 151672 | - | 0 | 1 | - | Unknown |
| Brevity & Associates CRD: 306435 | - | 0 | 1 | - | Unknown |
| Brewer Capital Management CRD: 152562 | - | 0 | 0 | - | Unknown |
| Brewer Financial Life Advisors, LLC CRD: 292516 | - | 0 | 0 | - | Unknown |
| Brewer Financial Services, LLC CRD: 132558 | - | 5 | 0 | C | INACTIVE |
| Brewer Financial Strategies CRD: 327062 | - | 0 | 1 | - | Unknown |
| Brewer Lane Management, LLC CRD: 307293 | - | 0 | 1 | - | Unknown |
| Brewer Smith Securities Co. CRD: 15532 | - | 0 | 0 | A | INACTIVE |
| Brewer, John R. CRD: 39956 | - | 0 | 0 | A | INACTIVE |
| Brewer, Lincoln Wade CRD: 127771 | - | 0 | 0 | A | INACTIVE |
| Brewster & Driscoll Capital Management, Inc. CRD: 21490 | - | 0 | 0 | A | INACTIVE |
| Brewster Financial Planning LLC CRD: 125291 | - | 0 | 1 | - | Unknown |
| Brex Asset Management LLC CRD: 316500 | - | 0 | 0 | - | Unknown |
| Brex Treasury LLC CRD: 299606 | UT | 1 | 2 | B | Active |
| Brexton Family Financial, LLC CRD: 309643 | - | 0 | 2 | - | Unknown |
| Breyta Capital Partners CRD: 326510 | - | 0 | 0 | - | Unknown |
| BRF Aspen, LLC CRD: 160425 | - | 0 | 0 | - | Unknown |
| BRG Capstone Capital Advisors CRD: 282519 | - | 0 | 0 | A | INACTIVE |
| BRG Financial, LLC CRD: 327813 | - | 0 | 1 | - | Unknown |
| BRI Partners LLC CRD: 114514 | - | 0 | 0 | A | INACTIVE |
| BRI Securities, Inc. CRD: 43611 | - | 0 | 0 | A | INACTIVE |
| Bria Capital Group, LLC CRD: 175258 | - | 0 | 1 | - | Unknown |
| Bria Fund Management, LLC CRD: 323543 | - | 0 | 1 | - | Unknown |
| Brian & Nick LLC CRD: 133474 | - | 0 | 0 | A | INACTIVE |
| Brian Adams Financial Planning LLC CRD: 333972 | - | 0 | 0 | - | Unknown |
| Brian Apple Retirement Planning LLC CRD: 343048 | - | 0 | 1 | - | Unknown |
| Brian B. Bunn CPA, PLLC CRD: 298351 | - | 0 | 1 | - | Unknown |
| Brian Carruthers & Associates CRD: 131140 | - | 0 | 0 | - | Unknown |
| Brian Cohn, Incorporated CRD: 15249 | - | 4 | 0 | C | INACTIVE |
| Brian D. Lowder, Inc. CRD: 105972 | - | 0 | 3 | - | Unknown |
| Brian Dennis, CFP® CRD: 284498 | - | 0 | 0 | - | Unknown |
| Brian Dennis, CFP® CRD: 325735 | - | 0 | 1 | - | Unknown |
| Brian Drake, LLC CRD: 309407 | - | 0 | 0 | - | Unknown |
| Brian E. Corrigan Company, Inc. CRD: 7063 | - | 0 | 0 | A | INACTIVE |
| Brian Joseph Martino, Inc. CRD: 124874 | - | 0 | 0 | A | INACTIVE |
| Brian L. Yurek CRD: 145148 | - | 0 | 1 | - | Unknown |
| Brian LOW Financial Group, LLC CRD: 306346 | - | 0 | 2 | - | Unknown |
| Brian Ludden LLC CRD: 119853 | - | 3 | 0 | C | INACTIVE |
| Brian M. Prew & Associates, Inc. CRD: 10438 | - | 0 | 0 | A | INACTIVE |
| Brian Scott Kuhens CRD: 117296 | - | 0 | 0 | - | Unknown |
| Brian SLY and Company CRD: 111396 | - | 0 | 1 | - | Unknown |