Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Brian Thompson Financial CRD: 282379 | - | 0 | 1 | - | Unknown |
| Briar Meads Capital, LLC CRD: 288080 | - | 0 | 0 | - | Unknown |
| Briar Street Securities, L.L.C CRD: 42147 | - | 0 | 0 | A | INACTIVE |
| Briarcliff Manor Wealth Advisors CRD: 131321 | - | 0 | 1 | - | Unknown |
| Briarcliff Road Advisors, LLC CRD: 285110 | - | 0 | 0 | - | Unknown |
| Briarcliffe Credit Partners, LLC CRD: 313453 | - | 1 | 0 | B | INACTIVE |
| Briarwood Chase Management LLC CRD: 170245 | - | 0 | 1 | - | Unknown |
| Briarwood Financial CRD: 310562 | - | 0 | 1 | - | Unknown |
| Briarwood Investment Counsel CRD: 6368 | - | 5 | 0 | C | INACTIVE |
| Briaud Financial Advisors CRD: 105638 | - | 0 | 2 | - | Unknown |
| Bric, Inc. CRD: 289251 | - | 0 | 0 | - | Unknown |
| Brice Financial Advisors Inc CRD: 326528 | - | 0 | 1 | - | Unknown |
| Brice Financial Services, Inc. CRD: 173358 | - | 0 | 0 | - | Unknown |
| Brichard & Company, Incorporated CRD: 10661 | - | 0 | 0 | A | INACTIVE |
| Brick & Kyle Associates Inc CRD: 107771 | - | 0 | 5 | - | Unknown |
| Brick & Mortar Ventures Management, LLC CRD: 292884 | - | 0 | 1 | - | Unknown |
| Brick Capital Management Inc CRD: 107600 | - | 0 | 1 | - | Unknown |
| Brick House Asset Management, LLC CRD: 153155 | - | 0 | 0 | - | Unknown |
| Brick Street Capital LLC CRD: 317197 | - | 0 | 0 | - | Unknown |
| Brick Street Equity Management, LLC CRD: 159177 | - | 0 | 1 | - | Unknown |
| Brick Street Financial CRD: 316781 | - | 0 | 1 | - | Unknown |
| Brick Street Group LLC CRD: 322089 | - | 0 | 1 | - | Unknown |
| Brick Wall Advisors, LLC CRD: 318073 | - | 0 | 0 | - | Unknown |
| Brickell Financial Group LLC CRD: 283974 | - | 0 | 3 | - | Unknown |
| Brickell Global Advisory, Inc. CRD: 156643 | - | 0 | 0 | - | Unknown |
| Brickell Global Markets, Inc. CRD: 104316 | - | 5 | 0 | C | INACTIVE |
| Brickell Investment Banking Corporation CRD: 22173 | - | 0 | 0 | A | INACTIVE |
| Brickell Investments, LLC CRD: 143196 | - | 0 | 1 | - | Unknown |
| Brickell KEY Asset Management Limited CRD: 170675 | - | 0 | 0 | - | Unknown |
| Brickell KEY Asset Management LLC CRD: 295209 | - | 0 | 1 | - | Unknown |
| Brickell Opus Wealth Management LLC CRD: 158903 | - | 0 | 0 | - | Unknown |
| Bricker Financial CRD: 292147 | - | 0 | 2 | - | Unknown |
| Brickley Wealth Management CRD: 287487 | - | 0 | 7 | - | Unknown |
| Brickman Co-Investment Manager, LLC CRD: 292070 | - | 0 | 1 | - | Unknown |
| Brickman Manager V, LLC CRD: 292076 | - | 0 | 1 | - | Unknown |
| Brickman Manager VI, LLC CRD: 292077 | - | 0 | 1 | - | Unknown |
| Brickman Manager VII LLC CRD: 292655 | - | 0 | 1 | - | Unknown |
| Bricks & Mortar Capital CRD: 134230 | - | 0 | 2 | - | Unknown |
| Brickster Capital LLC CRD: 338580 | - | 0 | 1 | - | Unknown |
| Brickstone Advisors CRD: 319161 | - | 0 | 2 | - | Unknown |
| Bricktown Capital, LLC CRD: 319290 | - | 0 | 1 | - | Unknown |
| Brickwood Asset Management CRD: 332687 | - | 0 | 0 | - | Unknown |
| Brickwork Financial Planning, Ltd CRD: 288982 | - | 0 | 1 | - | Unknown |
| Bridegan-Conrads & Co., Inc. CRD: 6894 | - | 0 | 0 | A | INACTIVE |
| Bridge 1 Advisors, LLC CRD: 147081 | - | 0 | 0 | A | INACTIVE |
| Bridge Advisory LLC CRD: 148282 | - | 0 | 0 | - | Unknown |
| Bridge Alternatives Securities, LLC. CRD: 298625 | IL | 0 | 2 | A | Active |
| Bridge Asset Management, Inc. CRD: 309207 | - | 0 | 0 | - | Unknown |
| Bridge Capital CRD: 153120 | - | 0 | 0 | - | Unknown |
| Bridge Capital Advisors CRD: 317554 | - | 0 | 1 | - | Unknown |