Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| ID Washington Wealth Management, LLC CRD: 313282 | — | 0 | 0 | A | Unknown |
| Idalion Capital (UK) LLP CRD: 168628 | — | 0 | 0 | A | Unknown |
| Idalion Capital (US) LP CRD: 281436 | — | 0 | 0 | A | Unknown |
| IDB Capital Corp. CRD: 106032 | NY | 1 | 4 | B | Active |
| IDB Lido Wealth, LLC CRD: 322488 | — | 0 | 9 | A | Unknown |
| IDC US LLC CRD: 328548 | — | 0 | 0 | A | Unknown |
| Ideal Securities, Inc. CRD: 25172 | — | 0 | 0 | A | INACTIVE |
| Ideas in Finance CRD: 174284 | — | 0 | 1 | A | Unknown |
| Ideas in Motion, LLC CRD: 45251 | — | 0 | 0 | A | INACTIVE |
| Ideaum LLC CRD: 334961 | — | 0 | 2 | A | Unknown |
| IDG VC Management Ltd. CRD: 163297 | — | 0 | 0 | A | Unknown |
| IDG Ventures Vietnam Management Company CRD: 162626 | — | 0 | 0 | A | Unknown |
| Idinvest Partners CRD: 310884 | — | 0 | 0 | A | Unknown |
| IDP Ventures CRD: 325638 | — | 0 | 1 | A | Unknown |
| IDS Options, LLC CRD: 118486 | — | 0 | 0 | A | INACTIVE |
| IDT Investing LLC CRD: 315861 | — | 0 | 0 | A | Unknown |
| IEG Investment CRD: 304966 | — | 0 | 0 | A | Unknown |
| IEG Investment LP CRD: 322025 | — | 0 | 0 | A | Unknown |
| IEG Investment LP CRD: 306121 | — | 0 | 0 | A | Unknown |
| IEP Management I, Limited CRD: 160692 | — | 0 | 0 | A | Unknown |
| IEQ Capital, LLC CRD: 301819 | — | 0 | 72 | A | Unknown |
| Iequivest Securities Inc. CRD: 127451 | — | 0 | 0 | A | INACTIVE |
| Ieros Investments LLC CRD: 338894 | — | 0 | 1 | A | Unknown |
| IEX DAP LLC CRD: 318014 | NY | 0 | 2 | A | Active |
| IF I Were CRD: 309509 | — | 0 | 1 | A | Unknown |
| IF Securities LLC CRD: 306092 | FL | 0 | 1 | A | Active |
| IFA Securities CRD: 21833 | — | 0 | 0 | A | INACTIVE |
| IFA Securities, L.L.C. CRD: 41346 | — | 0 | 0 | A | INACTIVE |
| Ifam Capital CRD: 175084 | — | 0 | 0 | A | Unknown |
| IFB Managing Partnership, L.P. CRD: 10006 | — | 0 | 0 | A | INACTIVE |
| IFC CRD: 283976 | — | 0 | 4 | A | Unknown |
| IFG Advisory, LLC CRD: 168012 | — | 0 | 112 | A | Unknown |
| IFG Russell Advisors Inc CRD: 108677 | — | 0 | 0 | A | Unknown |
| IFL Capital LLC CRD: 127824 | — | 0 | 0 | A | INACTIVE |
| Ifly Management, LLC CRD: 317142 | — | 0 | 1 | A | Unknown |
| IFM (US) Securities, LLC CRD: 166325 | NY | 0 | 2 | A | Active |
| IFM Investors (US) Advisor, LLC CRD: 146366 | — | 0 | 1 | A | Unknown |
| IFM Investors PTY Ltd CRD: 162754 | — | 0 | 0 | A | Unknown |
| Ifmg Securities, Inc. CRD: 14416 | — | 9 | 0 | D | INACTIVE |
| IFP Securities, LLC CRD: 297287 | FL | 1 | 137 | B | Active |
| Ifps Securities, Corp. CRD: 13133 | — | 0 | 0 | A | INACTIVE |
| IFR Securities, Inc. CRD: 10976 | — | 0 | 0 | A | INACTIVE |
| IFR, Municipal Market Data CRD: 109120 | — | 0 | 1 | A | Unknown |
| IFS Advisors, Inc CRD: 153975 | — | 0 | 0 | A | Unknown |
| IFS Fund Distributors, Inc. CRD: 24075 | — | 0 | 0 | A | INACTIVE |
| IFS Group CRD: 328774 | — | 0 | 1 | A | Unknown |
| IFS Securities CRD: 40375 | — | 4 | 0 | C | INACTIVE |
| IFS Securities, Inc. CRD: 101820 | — | 0 | 0 | A | INACTIVE |
| IG Advisory, LLC CRD: 318887 | — | 0 | 0 | A | Unknown |
| IG4 Capital Advisors US LLC CRD: 316972 | — | 0 | 1 | A | Unknown |