Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| IGA Capital, LLC CRD: 288066 | — | 0 | 0 | A | Unknown |
| IGM Brokerage CRD: 310654 | — | 0 | 0 | A | INACTIVE |
| Ignia Partners CRD: 165333 | — | 0 | 0 | A | Unknown |
| Ignia Partners CRD: 328550 | — | 0 | 1 | A | Unknown |
| Ignia Partners CRD: 328543 | — | 0 | 1 | A | Unknown |
| Ignite Financial CRD: 323489 | — | 0 | 1 | A | Unknown |
| Ignitexl Ventures CRD: 332572 | — | 0 | 1 | A | Unknown |
| Ignition Partners CRD: 160814 | — | 0 | 1 | A | Unknown |
| Ignition Ventures CRD: 167529 | — | 0 | 1 | A | Unknown |
| IGP Industries, LLC CRD: 157214 | — | 0 | 1 | A | Unknown |
| IGS Securities, Inc. CRD: 129586 | — | 0 | 0 | A | INACTIVE |
| IGV Management LLC CRD: 269868 | — | 0 | 0 | A | Unknown |
| IHG CRD: 329841 | — | 0 | 1 | A | Unknown |
| IHG Capital Corp. CRD: 22465 | — | 0 | 0 | A | INACTIVE |
| IHG Securities, Inc. CRD: 25408 | — | 0 | 0 | A | INACTIVE |
| IHP Capital Partners CRD: 162620 | — | 0 | 0 | A | Unknown |
| IHP Wealth Management CRD: 284815 | — | 0 | 1 | A | Unknown |
| IHS Herold Inc. CRD: 127160 | — | 0 | 10 | A | Unknown |
| IHS Securities, Inc. CRD: 15580 | — | 0 | 0 | A | INACTIVE |
| IHT Securities, LLC CRD: 297984 | IL | 0 | 2 | A | Active |
| IIC CRD: 168705 | — | 0 | 3 | A | Unknown |
| Iicc - Tradeco, Inc. CRD: 13205 | — | 4 | 0 | C | INACTIVE |
| Iifl Capital Inc. CRD: 149073 | NY | 1 | 2 | B | Active |
| Iifl Inc. CRD: 146557 | — | 0 | 0 | A | Unknown |
| Iifl Inc. CRD: 297226 | — | 0 | 0 | A | INACTIVE |
| III Financial, LLC CRD: 159844 | — | 0 | 1 | A | Unknown |
| III Macro CRD: 314063 | — | 0 | 0 | A | Unknown |
| IIP Securities LLC CRD: 158968 | — | 0 | 0 | A | INACTIVE |
| Iiygroup LLC CRD: 317114 | — | 0 | 1 | A | Unknown |
| Ikarian Capital CRD: 281880 | — | 0 | 1 | A | Unknown |
| IKE Capital, LLC CRD: 132473 | — | 0 | 2 | A | Unknown |
| Ikigai CRD: 298920 | — | 0 | 0 | A | Unknown |
| Ikigai Wealth CRD: 304959 | — | 0 | 1 | A | Unknown |
| Ikona Partners CRD: 318986 | — | 0 | 0 | A | INACTIVE |
| IKT Holdings, Inc. CRD: 316459 | — | 0 | 1 | A | Unknown |
| ILA Capital CRD: 282368 | — | 0 | 0 | A | Unknown |
| ILD Securities, Inc. CRD: 13939 | — | 0 | 0 | A | INACTIVE |
| Ilex Capital Partners (UK) LLP CRD: 326508 | — | 0 | 0 | A | Unknown |
| ILG Private Wealth, Inc. CRD: 292267 | — | 0 | 2 | A | Unknown |
| Ilicob Sales Corporation CRD: 4252 | — | 1 | 0 | B | INACTIVE |
| Illumifi Wealth CRD: 338755 | — | 0 | 1 | A | Unknown |
| Illumina Ventures CRD: 283782 | — | 0 | 1 | A | Unknown |
| ILS Advisory Services, LLC CRD: 333054 | — | 0 | 1 | A | Unknown |
| ILS Financial, LLC CRD: 331725 | — | 0 | 1 | A | Unknown |
| ILS GP LLC CRD: 312066 | — | 0 | 0 | A | Unknown |
| IM Global Partner US, LLC CRD: 297426 | — | 0 | 0 | A | Unknown |
| IM Wealth CRD: 338459 | — | 0 | 1 | A | Unknown |
| IMA Investor II LLC CRD: 309853 | — | 0 | 1 | A | Unknown |
| IMA Investor, LLC CRD: 305612 | — | 0 | 0 | A | Unknown |
| IMA Wealth CRD: 112091 | — | 0 | 27 | A | INACTIVE |