Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Image West, LLC CRD: 117157 | — | 0 | 0 | A | Unknown |
| Imaim Capital CRD: 153593 | — | 0 | 0 | A | Unknown |
| IMB Partners LLC CRD: 316685 | — | 0 | 1 | A | Unknown |
| Imbiba CRD: 325271 | — | 0 | 0 | A | Unknown |
| Imbolc Partners CRD: 337785 | — | 0 | 1 | A | Unknown |
| IMC CRD: 106089 | — | 0 | 0 | A | Unknown |
| IMC Securities LLC CRD: 144874 | IL | 3 | 1 | C | Active |
| Imco Investors, Inc. CRD: 420 | — | 0 | 0 | A | INACTIVE |
| IME Financial, LLC CRD: 154630 | — | 0 | 2 | A | Unknown |
| IMG Capital LLC CRD: 101300 | — | 0 | 0 | A | INACTIVE |
| IML Partners CRD: 104424 | — | 0 | 0 | A | INACTIVE |
| Immad Akhund ERA Series, a Series of IA ADV LLC CRD: 287760 | — | 0 | 0 | A | Unknown |
| Immar Corp CRD: 298108 | — | 0 | 1 | A | Unknown |
| Impact Advisors Group CRD: 310716 | — | 0 | 3 | A | Unknown |
| Impact Advisory Services, LLC CRD: 140008 | — | 0 | 0 | A | Unknown |
| Impact Engine CRD: 304022 | — | 0 | 1 | A | Unknown |
| Impact Financial CRD: 308155 | — | 0 | 3 | A | Unknown |
| Impact Group CRD: 300148 | — | 0 | 0 | A | Unknown |
| Impact Investment Strategies, Inc CRD: 316694 | — | 0 | 1 | A | Unknown |
| Impact Investments LLC CRD: 332153 | — | 0 | 0 | A | Unknown |
| Impact Investors CRD: 289028 | — | 0 | 7 | A | Unknown |
| Impact Money Management CRD: 307416 | — | 0 | 0 | A | Unknown |
| Impact Wealth Group CRD: 327364 | — | 0 | 1 | A | Unknown |
| Impacta VC, LLC CRD: 318009 | — | 0 | 0 | A | Unknown |
| IMPACTU.INVESTMENTS, LLC CRD: 122696 | NY | 0 | 2 | A | Active |
| Impetus Management, LLC CRD: 310455 | — | 0 | 1 | A | Unknown |
| Impilo Healthcare Holding AB CRD: 335683 | — | 0 | 0 | A | Unknown |
| Impilo Holding AB CRD: 333114 | — | 0 | 0 | A | Unknown |
| Imprint LAB, LLC CRD: 226746 | — | 0 | 1 | A | Unknown |
| Imprint Wealth LLC CRD: 322130 | — | 0 | 2 | A | Unknown |
| IMS Health Capital, Inc. CRD: 150156 | — | 0 | 0 | A | INACTIVE |
| IMS Securities, Inc. CRD: 35567 | — | 13 | 0 | D | INACTIVE |
| Imyers Corporation CRD: 148149 | — | 0 | 0 | A | Unknown |
| IMZ Advisory Inc. CRD: 314890 | — | 0 | 3 | A | Unknown |
| IN Need Solutions LLC CRD: 289263 | — | 0 | 0 | A | Unknown |
| IN on Capital CRD: 290038 | — | 0 | 1 | A | Unknown |
| Inaman, Inc. CRD: 14756 | — | 0 | 0 | A | INACTIVE |
| Inbank Investments, Inc. CRD: 30678 | — | 0 | 0 | A | INACTIVE |
| Inca Investments, LLC CRD: 131194 | — | 0 | 1 | A | Unknown |
| Incap Securities Inc. CRD: 14252 | — | 0 | 0 | A | INACTIVE |
| Incap Securities, Inc. CRD: 25401 | — | 2 | 0 | B | INACTIVE |
| Incentive as CRD: 174704 | — | 0 | 0 | A | Unknown |
| Inceptiv CRD: 310133 | — | 0 | 1 | A | Unknown |
| Incline Wealth CRD: 306806 | — | 0 | 2 | A | Unknown |
| Inclinevest CRD: 299298 | — | 0 | 1 | A | Unknown |
| Inclusive Capital Partners, L.P. CRD: 309419 | — | 0 | 1 | A | Unknown |
| Incomar Investments, LLC CRD: 114455 | — | 0 | 3 | A | Unknown |
| Income & Asset Advisory, Inc. CRD: 124955 | — | 0 | 2 | A | Unknown |
| Income Discovery CRD: 157342 | — | 0 | 1 | A | Unknown |
| Income Growth Capital, Inc. CRD: 15705 | — | 0 | 0 | A | INACTIVE |