Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bridport Investments LLC CRD: 153596 | - | 0 | 0 | - | Unknown |
| Briet Capital Management, LLC CRD: 136407 | - | 0 | 0 | - | Unknown |
| Brigade Capital Management, LP CRD: 144078 | - | 0 | 1 | - | Unknown |
| Brigade Capital UK LLP CRD: 173947 | - | 0 | 0 | - | Unknown |
| Briggs Advisory Group, Inc. CRD: 291947 | - | 0 | 0 | - | Unknown |
| Briggs Financial Inc. CRD: 291012 | - | 0 | 1 | - | Unknown |
| Briggs Management & Research Co. CRD: 113854 | - | 0 | 0 | - | Unknown |
| Briggs RUN Capital LLC CRD: 307932 | - | 0 | 0 | - | Unknown |
| Briggs Wealth Management, Inc. CRD: 125518 | - | 0 | 3 | - | Unknown |
| Briggs-Ficks Securities, LLC CRD: 115543 | - | 0 | 0 | A | INACTIVE |
| Brigham & Associates, LLC CRD: 114557 | - | 0 | 0 | - | Unknown |
| Brigham JR, William H CRD: 122667 | - | 0 | 2 | - | Unknown |
| Brigham Management, LLC CRD: 300627 | - | 0 | 1 | - | Unknown |
| Brigham Royalties Management, LLC CRD: 333329 | - | 0 | 1 | - | Unknown |
| Bright Advisers CRD: 283395 | - | 0 | 0 | - | Unknown |
| Bright Advisors CRD: 338693 | - | 0 | 5 | - | Unknown |
| Bright Angel Advisors LLC CRD: 311704 | - | 0 | 1 | - | Unknown |
| Bright Asset Management CRD: 140972 | - | 0 | 1 | - | Unknown |
| Bright Capital Advisors, LLC CRD: 315783 | - | 0 | 0 | - | Unknown |
| Bright Cove Securities, Inc. CRD: 41048 | - | 6 | 0 | D | INACTIVE |
| Bright Equities, LLC CRD: 292650 | - | 0 | 1 | - | Unknown |
| Bright Financial Advisors, Inc. CRD: 107931 | - | 0 | 2 | - | Unknown |
| Bright Forge Capital, LLC CRD: 291047 | - | 0 | 1 | - | Unknown |
| Bright Future Advisors CRD: 113501 | - | 0 | 2 | - | Unknown |
| Bright Future Capital CRD: 285188 | - | 0 | 0 | - | Unknown |
| Bright Future Investment Advisors, Inc. CRD: 286608 | - | 0 | 0 | - | Unknown |
| Bright Futures Wealth Management, LLC CRD: 284920 | - | 0 | 9 | - | Unknown |
| Bright Investments, LLC CRD: 269955 | - | 0 | 3 | - | Unknown |
| Bright Lake Wealth Management, LLC CRD: 323513 | - | 0 | 3 | - | Unknown |
| Bright Lantern Financial LLC CRD: 157940 | - | 0 | 1 | - | Unknown |
| Bright Legacy LLC CRD: 318338 | - | 0 | 1 | - | Unknown |
| Bright Light Capital Advisor CRD: 160243 | - | 0 | 1 | - | Unknown |
| Bright OWL Investment Advisors CRD: 168851 | - | 0 | 0 | - | Unknown |
| Bright Path Sports Partners, LLC CRD: 327730 | - | 0 | 1 | - | Unknown |
| Bright Portfolios, LLC CRD: 288605 | - | 0 | 1 | - | Unknown |
| Bright Road Wealth Management, LLC CRD: 164408 | - | 0 | 8 | - | Unknown |
| Bright Rock Capital Management LLC CRD: 152820 | - | 0 | 1 | - | Unknown |
| Bright Star Capital Management, LLC CRD: 171507 | - | 0 | 1 | - | Unknown |
| Bright Star India Equity Investments LLC CRD: 307456 | - | 0 | 0 | - | Unknown |
| Bright Trading, LLC CRD: 34702 | NV | 6 | 3 | B | Active |
| Bright Valley Capital Limited CRD: 323827 | - | 0 | 0 | - | Unknown |
| Bright Ventures CRD: 343001 | - | 0 | 1 | - | Unknown |
| Bright Vision Wealth CRD: 301522 | - | 0 | 1 | - | Unknown |
| Bright Wealth Advisors, LLC CRD: 299434 | - | 0 | 1 | - | Unknown |
| Bright Wealth Management, LLC CRD: 169771 | - | 0 | 2 | - | Unknown |
| Bright Women Financial CRD: 338515 | - | 0 | 1 | - | Unknown |
| Brightedge Wealth Management CRD: 165483 | - | 0 | 2 | - | Unknown |
| Brighter Capital Group LLC CRD: 312844 | - | 0 | 1 | - | Unknown |
| Brighter Financial Capital Management, LLC CRD: 300619 | - | 0 | 1 | - | Unknown |
| Brighter Investing, PB LLC CRD: 299367 | - | 0 | 2 | - | Unknown |