Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Income Investments Incorporated CRD: 7445 | — | 0 | 0 | A | INACTIVE |
| Income Preservation Inc CRD: 11861 | — | 0 | 0 | A | INACTIVE |
| Income& Technologies, Inc. CRD: 284678 | — | 0 | 0 | A | Unknown |
| Income-Shelter Investors, Inc. CRD: 14333 | — | 0 | 0 | A | INACTIVE |
| Incomeclub, Inc. CRD: 174826 | — | 0 | 0 | A | Unknown |
| Incor Securities, Inc. CRD: 13989 | — | 0 | 0 | A | INACTIVE |
| Incred Wealth Inc. CRD: 336840 | — | 0 | 2 | A | Unknown |
| Incube Management, LLC CRD: 163100 | — | 0 | 1 | A | Unknown |
| Incus GP Fund III Sarl CRD: 298082 | — | 0 | 0 | A | Unknown |
| Independence Wealth CRD: 297032 | — | 0 | 1 | A | Unknown |
| Independent Advisors, Inc CRD: 135859 | — | 0 | 0 | A | Unknown |
| Independent Financial Partners CRD: 125112 | — | 0 | 324 | A | Unknown |
| Independent Investment Advisors Inc. CRD: 165982 | — | 0 | 0 | A | Unknown |
| Independent Investment Advisors Inc. CRD: 112282 | — | 0 | 0 | A | Unknown |
| Independent Investment Advisors, Inc. CRD: 164561 | — | 0 | 0 | A | Unknown |
| Independent Investment Services, Inc. CRD: 282374 | — | 0 | 0 | A | Unknown |
| Independent Investments, Inc. CRD: 20775 | — | 0 | 0 | A | INACTIVE |
| Independent Investors Inc CRD: 105677 | — | 0 | 1 | A | Unknown |
| Independent Investors Services, Inc. CRD: 7215 | — | 0 | 0 | A | INACTIVE |
| Index Fund Advisors, Inc. CRD: 109143 | — | 0 | 10 | A | Unknown |
| Index Gurus, Inc. CRD: 131014 | — | 0 | 1 | A | Unknown |
| Index Investments LLC CRD: 122708 | — | 0 | 0 | A | Unknown |
| Index Securities, Inc. CRD: 19540 | — | 0 | 0 | A | INACTIVE |
| Index Ventures SA CRD: 161175 | — | 0 | 0 | A | Unknown |
| Indfin LLC CRD: 127898 | — | 0 | 1 | A | Unknown |
| India Quotient Advisers LLP CRD: 338845 | — | 0 | 0 | A | Unknown |
| Indian Country Investment Securities, Inc. CRD: 46873 | — | 0 | 0 | A | INACTIVE |
| Indian Harbor, LLC CRD: 115584 | — | 0 | 0 | A | INACTIVE |
| Indicator Global Inc CRD: 331058 | — | 0 | 1 | A | Unknown |
| Indicator Management US CRD: 315630 | — | 0 | 1 | A | Unknown |
| Indievest Securities, Inc. CRD: 137741 | — | 0 | 0 | A | INACTIVE |
| Indigo Partners LLC CRD: 163648 | — | 0 | 1 | A | Unknown |
| Indigopool USA, Inc CRD: 158403 | — | 0 | 0 | A | INACTIVE |
| Individual Investments CRD: 147296 | — | 0 | 0 | A | Unknown |
| Individual's Securities Ltd. CRD: 7279 | — | 0 | 0 | A | INACTIVE |
| Indo US Capital, LLC CRD: 162833 | — | 0 | 0 | A | Unknown |
| Indra Management LLC CRD: 306004 | — | 0 | 1 | A | Unknown |
| Industry Ventures, L.L.C. CRD: 156213 | — | 0 | 1 | A | Unknown |
| Indxflex Asset Management, LLC CRD: 174573 | — | 0 | 0 | A | Unknown |
| Indyfin LLC CRD: 293453 | — | 0 | 0 | A | Unknown |
| INDÉPendance AM S.A.S. CRD: 333209 | — | 0 | 0 | A | Unknown |
| Inet ATS, Inc. CRD: 20746 | — | 7 | 0 | D | INACTIVE |
| Inevitable Outcomes CRD: 310838 | — | 0 | 1 | A | Unknown |
| Infensus Investments Inc. CRD: 21374 | — | 0 | 0 | A | INACTIVE |
| Inferred Investment Group CRD: 298814 | — | 0 | 0 | A | Unknown |
| Infinedi Partners, LP CRD: 298191 | — | 0 | 1 | A | Unknown |
| Infinet Securities, Inc. CRD: 25976 | — | 0 | 0 | A | INACTIVE |
| Infinita, LLC CRD: 324481 | — | 0 | 0 | A | Unknown |
| Infinite Venture Manager X, LLC CRD: 299313 | — | 0 | 1 | A | Unknown |
| Infinity Advisory Group CRD: 324723 | — | 0 | 1 | A | Unknown |