Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Brighter Retirement Advisors LLC
CRD: 321746
 - 0 1 - Unknown
Brightfield, LLC
CRD: 103758
 - 0 0 A INACTIVE
Brightforge Technology Holdings LLC
CRD: 291087
 - 0 0 - Unknown
Brightguide Financial
CRD: 339155
 - 0 1 - Unknown
Brighthaven Capital Management, LLC
CRD: 312901
 - 0 0 - Unknown
Brighthaven Financial Advisors, LLC
CRD: 318730
 - 0 2 - Unknown
Brighthouse Investment Advisers, LLC
CRD: 107312
 - 0 1 - Unknown
Brighthouse Securities, LLC
CRD: 285300
 NC 0 10 A Active
Brightleaf Advisory Group, LLP
CRD: 277152
 - 0 0 - Unknown
Brightlight Capital
CRD: 171109
 - 0 1 - Unknown
Brightline Capital Management, LLC
CRD: 161661
 - 0 1 - Unknown
Brightline Investment Advisors
CRD: 151283
 - 0 0 - Unknown
Brightmind Ventures Management LLC
CRD: 334113
 - 0 1 - Unknown
Brighton Advisory Group
CRD: 134844
 - 0 1 - Unknown
Brighton Financial Corporation, Inc.
CRD: 18053
 - 0 0 A INACTIVE
Brighton Financial Planning
CRD: 153112
 - 0 0 - Unknown
Brighton Hill Securities, Inc.
CRD: 19797
 - 0 0 A INACTIVE
Brighton Industries, Inc.
CRD: 16902
 - 0 0 A INACTIVE
Brighton Jones LLC
CRD: 108601
 - 0 84 - Unknown
Brighton Park Capital
CRD: 304261
 - 0 1 - Unknown
Brighton Securities Capital Management, Inc.
CRD: 314111
 - 0 0 - Unknown
Brighton Securities Corp.
CRD: 3875
 NY 8 10 B Active
Brighton Wealth Management, Inc.
CRD: 148457
 - 0 1 - Unknown
Brightorange Advisors
CRD: 333477
 - 0 2 - Unknown
Brightpath Capital Management, LLC
CRD: 281227
 - 0 0 - Unknown
Brightpath Financial Advisors, LLC
CRD: 327329
 - 0 1 - Unknown
Brightpath Financial, Inc.
CRD: 220517
 - 0 1 - Unknown
Brightpath Wealth Advisors LLC
CRD: 164209
 - 0 4 - Unknown
Brightpath Wealth Planning, LLC
CRD: 160563
 - 0 2 - Unknown
Brightplan LLC
CRD: 283790
 - 0 10 - Unknown
Brightree Wealth Management, LLC
CRD: 304721
 - 0 3 - Unknown
Brightscape Investment Centers
CRD: 129597
 - 0 6 - Unknown
Brightside Capital Partners LLC
CRD: 338288
 - 0 1 - Unknown
Brightside Investing, LLC
CRD: 172227
 - 0 0 - Unknown
Brightside Investments, Inc.
CRD: 43817
 - 0 0 A INACTIVE
Brightside Partners
CRD: 305389
 - 0 0 - Unknown
Brightside Wealth Planning, LLC
CRD: 327899
 - 0 1 - Unknown
Brightsis Capital Wealth Advisors
CRD: 168093
 - 0 0 - Unknown
Brightsphere Investment Management
CRD: 304491
 - 0 0 - Unknown
Brightspire Capital Advisors, LLC
CRD: 312908
 - 0 1 - Unknown
Brightspring Investments
CRD: 333828
 - 0 2 - Unknown
Brightstar Capital Partners
CRD: 283313
 - 0 1 - Unknown
Brightstone Advisors LLP
CRD: 150936
 - 0 2 - Unknown
Brightstone Capital Management, LLC
CRD: 289405
 - 0 0 - Unknown
Brightstone Investment Advisors LLC
CRD: 283896
 - 0 0 - Unknown
Brightstone Venture Partners 2 LLC
CRD: 289776
 - 0 0 - Unknown
Brightstone Venture Partners 3 LLC
CRD: 315262
 - 0 0 - Unknown
Brightstone Venture Partners LLC
CRD: 301934
 - 0 0 - Unknown
Brighttower Securities LLC
CRD: 318266
 NY 0 2 A Active
Brightview Advisors, LLC
CRD: 281110
 - 0 0 - Unknown
Page 225 of 1601 (80,028 total)
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