Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Infinity Q Capital Management, LLC CRD: 164179 | — | 0 | 1 | A | Unknown |
| Infinityze Inc. CRD: 298518 | — | 0 | 0 | A | Unknown |
| Infinium Securities Inc. CRD: 132128 | — | 0 | 0 | A | INACTIVE |
| Infm Securities LLC CRD: 132850 | — | 0 | 0 | A | INACTIVE |
| Infomax Securities, Inc. CRD: 16756 | — | 0 | 0 | A | INACTIVE |
| Infore Capital CRD: 300624 | — | 0 | 0 | A | Unknown |
| Informed Investors Group CRD: 105824 | — | 0 | 1 | A | Unknown |
| Infranity N.A. CRD: 333894 | — | 0 | 1 | A | Unknown |
| Infresh, Inc. CRD: 156316 | — | 0 | 1 | A | Unknown |
| ING (U.S.) Capital Securities, Inc. CRD: 41367 | — | 0 | 0 | A | INACTIVE |
| ING Baring (U.S.) Securities, Inc. CRD: 5285 | — | 0 | 0 | A | INACTIVE |
| ING Direct Securities Inc. CRD: 112624 | — | 0 | 0 | A | INACTIVE |
| ING Financial Markets LLC CRD: 28872 | NY | 10 | 28 | C | Active |
| ING Funds Distributor, Inc. CRD: 36461 | — | 1 | 0 | B | INACTIVE |
| ING Insurance Agency, Inc. CRD: 47645 | — | 0 | 0 | A | INACTIVE |
| ING TT&S (U.S.) Securities Inc. CRD: 42954 | — | 0 | 0 | A | INACTIVE |
| Ingham, Becker & Co., Inc. CRD: 13472 | — | 0 | 0 | A | INACTIVE |
| Inherent Group, LP CRD: 290080 | — | 0 | 0 | A | Unknown |
| Inhub, LLC CRD: 169105 | — | 0 | 0 | A | Unknown |
| Initiate Impact CRD: 311076 | — | 0 | 0 | A | Unknown |
| INK Kiss, Inc. CRD: 33905 | — | 0 | 0 | A | INACTIVE |
| Inked Investments CRD: 332181 | — | 0 | 1 | A | Unknown |
| Inkwell Capital CRD: 155907 | — | 0 | 2 | A | Unknown |
| INL Securities, LLC CRD: 268820 | — | 0 | 0 | A | INACTIVE |
| Inlight Wealth CRD: 289908 | — | 0 | 1 | A | Unknown |
| Inline Brokers, Inc. CRD: 32175 | — | 0 | 0 | A | INACTIVE |
| Inmark Securities Corp. CRD: 10670 | — | 0 | 0 | A | INACTIVE |
| Inning ONE CRD: 336075 | — | 0 | 1 | A | Unknown |
| Innis Investments CRD: 105275 | — | 0 | 1 | A | Unknown |
| Innocap Investment Management Inc. CRD: 150564 | — | 0 | 0 | A | Unknown |
| Innosphere Advisors, Inc. CRD: 288306 | — | 0 | 1 | A | Unknown |
| Innospring Inc. CRD: 333359 | — | 0 | 1 | A | Unknown |
| Innova Memphis, Inc. CRD: 173460 | — | 0 | 1 | A | Unknown |
| Innova Securities, Inc. CRD: 27040 | — | 1 | 0 | B | INACTIVE |
| Innova Wealth, LLC CRD: 173900 | — | 0 | 1 | A | Unknown |
| Innova/4 GP Ltd CRD: 161134 | — | 0 | 0 | A | Unknown |
| Innova/5 GP Ltd CRD: 161135 | — | 0 | 0 | A | Unknown |
| Innova/6 GP Sarl CRD: 293310 | — | 0 | 0 | A | Unknown |
| Innovate Wealth CRD: 283332 | — | 0 | 2 | A | Unknown |
| Innovation X Advisors CRD: 322292 | — | 0 | 1 | A | Unknown |
| Innovative Advisory Group CRD: 146618 | — | 0 | 6 | A | Unknown |
| Innovative Investment Solutions, Inc. CRD: 283234 | — | 0 | 0 | A | Unknown |
| Innovia Wealth, LLC CRD: 289913 | — | 0 | 3 | A | Unknown |
| INR Advisory Services, LLC CRD: 136996 | — | 0 | 0 | A | Unknown |
| Inri CRD: 333007 | — | 0 | 1 | A | Unknown |
| Insat L.P. CRD: 170750 | — | 0 | 0 | A | Unknown |
| Insearch Associates, Inc. CRD: 33821 | — | 0 | 0 | A | INACTIVE |
| Insight Family Financial CRD: 317633 | — | 0 | 1 | A | Unknown |
| Insight Financial CRD: 286467 | — | 0 | 2 | A | Unknown |
| Insight Financial, Inc. CRD: 144144 | — | 0 | 1 | A | Unknown |