Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Brightview Financial Solutions CRD: 300080 | - | 0 | 1 | - | Unknown |
| Brightward Financial LLC CRD: 341289 | - | 0 | 1 | - | Unknown |
| Brightwater Advisory, LLC CRD: 169806 | - | 0 | 1 | - | Unknown |
| Brightwater Financial, LLC CRD: 174856 | - | 0 | 0 | - | Unknown |
| Brightway Wealth Planning CRD: 307536 | - | 0 | 1 | - | Unknown |
| Brightwise Investments, Inc. CRD: 284365 | - | 0 | 0 | - | Unknown |
| Brightwood Capital Advisors, LLC CRD: 167330 | - | 0 | 1 | - | Unknown |
| Brightwood Ventures, LLC CRD: 165835 | - | 0 | 2 | - | Unknown |
| Brightwork Wealth Management, LLC CRD: 338724 | - | 0 | 1 | - | Unknown |
| Brightworks Financial Planning LLC CRD: 170394 | - | 0 | 1 | - | Unknown |
| Brigman Wealth Management CRD: 125482 | - | 0 | 1 | - | Unknown |
| Brihat Arka Capital LLC CRD: 296792 | - | 0 | 0 | - | Unknown |
| Brilionx Inc CRD: 339996 | - | 0 | 1 | - | Unknown |
| Brill Securities, Inc. CRD: 18565 | - | 9 | 0 | D | INACTIVE |
| Brilliance Asset Management Limited CRD: 282553 | - | 0 | 0 | - | Unknown |
| Brilliant Advice, LLC CRD: 282891 | - | 0 | 2 | - | Unknown |
| Brilliant Financial Advisors LLC CRD: 327147 | - | 0 | 1 | - | Unknown |
| Brilliant Financial Strategies LLC CRD: 292622 | - | 0 | 1 | - | Unknown |
| Brilliant Ventures CRD: 326118 | - | 0 | 0 | - | Unknown |
| Brilliquid LLC CRD: 167567 | - | 0 | 0 | A | INACTIVE |
| Brimberg & Co. CRD: 1315 | - | 8 | 0 | D | INACTIVE |
| Brimstone Asset Management Company Limited CRD: 313244 | - | 0 | 0 | - | Unknown |
| Brindle & BAY Financial Advisors, LLC CRD: 291747 | - | 0 | 2 | - | Unknown |
| Brink Financial Group, Inc. CRD: 332809 | - | 0 | 1 | - | Unknown |
| Brinker Asset Management CRD: 134164 | - | 0 | 1 | - | Unknown |
| Brinker Capital Inc CRD: 111743 | - | 0 | 0 | - | Unknown |
| Brinker Capital Securities, LLC CRD: 38123 | PA | 2 | 3 | B | Active |
| Brinker Financial CRD: 123343 | - | 0 | 2 | - | Unknown |
| Brinkmere Capital Management I, LP CRD: 319459 | - | 0 | 1 | - | Unknown |
| Brinley Partners, LP CRD: 316147 | - | 0 | 1 | - | Unknown |
| Brio Capital Management LLC CRD: 171707 | - | 0 | 1 | - | Unknown |
| Brio Consulting, LLC CRD: 281416 | - | 0 | 1 | - | Unknown |
| Brio Financial Group CRD: 289889 | - | 0 | 9 | - | Unknown |
| Brio Financial Planning CRD: 159180 | - | 0 | 1 | - | Unknown |
| Brio Financial Services LLC CRD: 304980 | - | 0 | 0 | - | Unknown |
| Brisbane Advisors Ltd. Co. CRD: 129726 | - | 0 | 0 | A | INACTIVE |
| Brisbois Capital Management LLC CRD: 133115 | - | 0 | 2 | - | Unknown |
| Brislin & Woram CRD: 7180 | - | 0 | 0 | A | INACTIVE |
| Briss Securities Corporation CRD: 15436 | - | 0 | 0 | A | INACTIVE |
| Bristlecone Advisors LLC CRD: 109227 | - | 0 | 0 | - | Unknown |
| Bristlecone Value Partners, LLC CRD: 128117 | - | 0 | 4 | - | Unknown |
| Bristlecone Wealth, LLC CRD: 319234 | - | 0 | 0 | - | Unknown |
| Bristol Advisors, LLC CRD: 283379 | - | 0 | 0 | - | Unknown |
| Bristol American Securities Corporation CRD: 14907 | - | 0 | 0 | A | INACTIVE |
| Bristol Capital Advisors, LLC CRD: 168936 | - | 0 | 1 | - | Unknown |
| Bristol Financial LLC CRD: 281246 | - | 0 | 2 | - | Unknown |
| Bristol Gate Capital Partners Inc. CRD: 175139 | - | 0 | 0 | - | Unknown |
| Bristol Group Inc CRD: 105087 | - | 0 | 1 | - | Unknown |
| Bristol Guaranty Trust CRD: 15816 | - | 0 | 0 | A | INACTIVE |
| Bristol Investment Group, Inc. CRD: 39684 | - | 3 | 0 | C | INACTIVE |