Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| AKRAM M. OMARI, CPA CRD: 135499 | — | 0 | 0 | A | Unknown |
| AKRISH FINANCIAL ADVISORY CRD: 288700 | — | 0 | 0 | A | Unknown |
| AKROS INVESTMENTS, INC. CRD: 120425 | — | 0 | 0 | A | Unknown |
| AKSIA CRD: 161848 | — | 0 | 0 | A | Unknown |
| AKSIA CA LLC CRD: 159043 | — | 0 | 0 | A | Unknown |
| AKSIA LLC CRD: 143422 | — | 0 | 0 | A | Unknown |
| AKSIA PARTNERS LLC CRD: 337925 | — | 0 | 0 | A | Unknown |
| AKSUM WEALTH, LLC CRD: 322316 | — | 0 | 0 | A | Unknown |
| AL HEWITT, INC. CRD: 136546 | — | 0 | 0 | A | Unknown |
| ALA TRADING L.L.C. CRD: 134746 | — | 1 | 0 | F | INACTIVE |
| ALAETHES WEALTH, LLC CRD: 304920 | — | 0 | 0 | A | Unknown |
| ALAGNA ADVISORS LLC CRD: 300912 | — | 0 | 0 | A | Unknown |
| ALAMEIN CAPITAL CRD: 309583 | — | 0 | 0 | A | INACTIVE |
| ALAMO ADVISORS, LP CRD: 122290 | — | 0 | 0 | A | Unknown |
| ALAMO CAPITAL CRD: 26193 | CA | 6 | 1 | F | Active |
| ALAMO MANAGEMENT CRD: 318202 | — | 0 | 0 | A | Unknown |
| ALAMUT CAPITAL CRD: 335611 | — | 0 | 0 | A | Unknown |
| ALAN BILLER AND ASSOCIATES CRD: 105283 | — | 0 | 0 | A | Unknown |
| ALAN R. MORRIS CRD: 14308 | — | 0 | 0 | A | INACTIVE |
| ALANNA ADVISORS, LLC CRD: 318638 | — | 0 | 0 | A | Unknown |
| ALANTRA EQMC ASSET MANAGEMENT S.G.I.I.C., S.A. CRD: 304548 | — | 0 | 0 | A | Unknown |
| ALANTRA, LLC CRD: 22095 | MA | 0 | 1 | A | Active |
| ALARA CAPITAL CRD: 162872 | — | 0 | 0 | A | Unknown |
| ALASKA WEALTH ADVISORS CRD: 172151 | — | 0 | 0 | A | Unknown |
| ALB SECURITIES CO. CRD: 18164 | — | 0 | 0 | A | INACTIVE |
| ALBA FINANCIAL LLC CRD: 327309 | — | 0 | 0 | A | Unknown |
| ALBANY ROAD REAL ESTATE PARTNERS, LLC CRD: 290302 | — | 0 | 0 | A | Unknown |
| ALBAR CAPITAL (USA) LLC CRD: 332051 | — | 0 | 0 | A | Unknown |
| ALBEDO CAPITAL CRD: 173960 | — | 0 | 0 | A | Unknown |
| ALBERT A. CAPORASO & ASSOCIATES, INC. CRD: 104837 | — | 0 | 0 | A | Unknown |
| ALBERT B. COHEN PARTNERS, L.P. CRD: 31354 | — | 0 | 0 | A | INACTIVE |
| ALBERT INVESTMENTS, LLC CRD: 298006 | — | 0 | 0 | A | Unknown |
| ALBERT VINAS, AN ACCOUNTANCY CORPORATION CRD: 139544 | — | 0 | 0 | A | Unknown |
| ALBIN J. RADAWIEC CO. CRD: 3119 | — | 0 | 0 | A | INACTIVE |
| ALBION RIVER CRD: 322098 | — | 0 | 0 | A | Unknown |
| ALBITZ/MILOE AND ASSOCIATES, INC. CRD: 104777 | — | 0 | 0 | A | Unknown |
| ALBOURNE AMERICA LLC CRD: 126582 | — | 0 | 0 | A | Unknown |
| ALBRIGHT WEALTH CRD: 331440 | — | 0 | 0 | A | Unknown |
| ALBUM VENTURES, LLC CRD: 304983 | — | 0 | 0 | A | Unknown |
| ALC ADVISORY CRD: 173739 | — | 0 | 0 | A | Unknown |
| ALCES & ASOCIADOS ADVISORS CRD: 335172 | — | 0 | 0 | A | Unknown |
| ALCHEMI WEALTH, LLC CRD: 310451 | — | 0 | 0 | A | Unknown |
| ALCHEMIST WEALTH CRD: 311130 | — | 0 | 0 | A | Unknown |
| ALCHEMY PARTNERS LLP CRD: 162311 | — | 0 | 0 | A | Unknown |
| ALCIBIADES, L.L.C. CRD: 130360 | — | 0 | 0 | A | INACTIVE |
| ALCION VENTURES, L.P. CRD: 160505 | — | 0 | 0 | A | Unknown |
| ALCO ADVISORS, INC. CRD: 129513 | — | 0 | 0 | A | Unknown |
| ALCONBURY TRUST L.L.C CRD: 168312 | — | 0 | 0 | A | Unknown |
| ALDA ADVISORS, INC. CRD: 107527 | — | 0 | 0 | A | Unknown |
| ALDA SECURITIES, INC. CRD: 14240 | — | 0 | 0 | A | INACTIVE |