Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ALDABARAN ADVISORY LLC CRD: 335048 | — | 0 | 0 | A | Unknown |
| ALDEN CAPITAL CRD: 293551 | — | 0 | 0 | A | Unknown |
| ALDEN INVESTMENT GROUP CRD: 317077 | — | 0 | 0 | A | Unknown |
| ALDER VALE CRD: 340953 | — | 0 | 0 | A | Unknown |
| ALDERMAN & ASSOCIATES CRD: 156987 | — | 0 | 0 | A | Unknown |
| ALDO JOHN BON CRD: 104073 | — | 0 | 0 | A | INACTIVE |
| ALDRICH WEALTH LP CRD: 147200 | — | 0 | 0 | A | Unknown |
| ALE LLC CRD: 281237 | — | 0 | 0 | A | Unknown |
| ALEGRIA ASSET MANAGEMENT CRD: 117125 | — | 0 | 0 | A | Unknown |
| ALENA WEALTH, LLC CRD: 145852 | — | 0 | 0 | A | Unknown |
| ALEPH CRD: 168654 | — | 0 | 0 | A | Unknown |
| ALEPH INVESTMENTS, LLC CRD: 155404 | — | 0 | 0 | A | Unknown |
| ALERA PARTNERS LP CRD: 309508 | — | 0 | 0 | A | Unknown |
| ALERION PARTNERS, LLC CRD: 161669 | — | 0 | 0 | A | Unknown |
| ALERO CAPITAL CORP. CRD: 116785 | — | 0 | 0 | A | INACTIVE |
| ALERO CAPITAL CORP. CRD: 131046 | — | 0 | 0 | A | INACTIVE |
| ALERT EQUITY CORPORATION CRD: 22472 | — | 0 | 0 | A | INACTIVE |
| ALES29 ADVISORS, INC CRD: 297670 | — | 0 | 0 | A | Unknown |
| ALESCO ADVISORS LLC CRD: 108590 | — | 0 | 0 | A | Unknown |
| ALETHEIA ANALYST NETWORK LIMITED CRD: 172882 | — | 0 | 0 | A | Unknown |
| ALEXANDER BEARD (USA) INC. CRD: 134642 | — | 0 | 0 | A | Unknown |
| ALEXANDER, DEAN D. CRD: 311403 | — | 0 | 0 | A | Unknown |
| ALEXANDER, JIMMIE CRD: 134515 | — | 0 | 0 | A | Unknown |
| ALEXANDRA ARMSTRONG ASSOCIATES, INC. CRD: 13232 | — | 0 | 0 | A | INACTIVE |
| ALEXANDRIA CAPITAL PARTNERS, L.P. CRD: 154585 | — | 2 | 0 | F | INACTIVE |
| ALEXANDRITE GROUP LLC CRD: 147411 | — | 0 | 0 | A | Unknown |
| ALEXIA VENTURES CRD: 310181 | — | 0 | 0 | A | Unknown |
| ALEXIS ADVISORS CRD: 167075 | — | 0 | 0 | A | Unknown |
| ALEXIS AND PALMER FINANCIAL ADVISORS LLC CRD: 130518 | — | 0 | 0 | A | Unknown |
| ALFA INDIGO, S.A.P.I. DE C.V. CRD: 332462 | — | 0 | 0 | A | Unknown |
| ALFONSO, ORLANDO JOSE CRD: 32064 | — | 0 | 0 | A | INACTIVE |
| ALFRED BERG, INC. CRD: 28920 | — | 0 | 0 | A | INACTIVE |
| ALFRED BERG, INC. CRD: 40535 | — | 0 | 0 | A | INACTIVE |
| ALFREDO MARIN, JR. D/B/A ALFREDO MARIN FINANCIAL A… CRD: 311070 | — | 0 | 0 | A | Unknown |
| ALFS, INC. CRD: 32201 | — | 0 | 0 | A | INACTIVE |
| ALG CRD: 314361 | — | 0 | 0 | A | Unknown |
| ALG FINANCIAL CRD: 332002 | — | 0 | 0 | A | Unknown |
| ALGEBRIS (UK) LIMITED CRD: 286294 | — | 0 | 0 | A | Unknown |
| ALGEBRIS INVESTMENTS (UK) LLP CRD: 157351 | — | 0 | 0 | A | Unknown |
| ALGEBRIS INVESTMENTS (US) INC. CRD: 169236 | — | 0 | 0 | A | Unknown |
| ALGEO, HENRY JOHN CRD: 34653 | — | 0 | 0 | A | INACTIVE |
| ALGER HOLDINGS, LTD. CRD: 127972 | — | 0 | 0 | A | Unknown |
| ALGO ADVISORS CRD: 288747 | — | 0 | 0 | A | Unknown |
| ALGO ADVISORS CRD: 309724 | — | 0 | 0 | A | Unknown |
| ALGO ENGINEERING EXECUTION SERVICES LLC CRD: 154061 | — | 0 | 0 | A | INACTIVE |
| ALGONQUIN ADVISORS LLC CRD: 114021 | — | 0 | 0 | A | Unknown |
| ALIGN ADVISOR GROUP, LLC CRD: 336638 | — | 0 | 0 | A | Unknown |
| ALIGN EQUITY GROUP CRD: 332824 | — | 0 | 0 | A | Unknown |
| ALIGN VENTURES CRD: 323154 | — | 0 | 0 | A | Unknown |
| ALIGN WEALTH ADVISORS CRD: 158631 | — | 0 | 0 | A | Unknown |