Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ALIGNAT, LLC CRD: 324989 | — | 0 | 0 | A | Unknown |
| ALIGNED ADVISORS CRD: 173796 | — | 0 | 0 | A | Unknown |
| ALIGNED ADVISORS, LLC CRD: 282185 | — | 0 | 0 | A | Unknown |
| ALIGNED INTERMEDIARY, INC. CRD: 285649 | — | 0 | 0 | A | Unknown |
| ALIGNED INVESTMENTS CRD: 301735 | — | 0 | 0 | A | Unknown |
| ALIGNED PARTNERS CRD: 165825 | — | 0 | 0 | A | Unknown |
| ALIGNING WEALTH CRD: 314838 | — | 0 | 0 | A | Unknown |
| ALIGNPOINT WEALTH CRD: 297295 | — | 0 | 0 | A | Unknown |
| ALIIER LLC CRD: 166906 | — | 0 | 0 | A | Unknown |
| ALIIER LLC CRD: 283642 | — | 0 | 0 | A | Unknown |
| ALINEA INVESTMENTS, LLC CRD: 150376 | — | 0 | 0 | A | Unknown |
| ALISON, LLC CRD: 132569 | — | 0 | 0 | A | Unknown |
| ALITUS PARTNERS, LLC CRD: 298529 | — | 0 | 0 | A | Unknown |
| ALIVE MANAGEMENT LLC CRD: 315909 | — | 0 | 0 | A | Unknown |
| ALIVE VENTURES LLC CRD: 293132 | — | 0 | 0 | A | Unknown |
| ALKA PARTNERS, LLC CRD: 338183 | — | 0 | 0 | A | Unknown |
| ALKALI PARTNERS, LLC. CRD: 299064 | OR | 0 | 1 | A | Active |
| ALKANZA CRD: 173625 | — | 0 | 0 | A | Unknown |
| ALKEME INVESTMENTS LLC CRD: 332434 | — | 0 | 0 | A | Unknown |
| ALKEN ASSET MANAGEMENT LTD CRD: 329119 | — | 0 | 0 | A | Unknown |
| ALL BLUE LABS CRD: 316743 | — | 0 | 0 | A | Unknown |
| ALL FUNDS, INC. CRD: 23 | — | 5 | 0 | F | INACTIVE |
| ALL OF US SECURITIES LLC CRD: 292163 | — | 0 | 0 | A | INACTIVE |
| ALL ONE WEALTH, LLC CRD: 300847 | — | 0 | 0 | A | Unknown |
| ALL OPTIONS USA, LLC CRD: 324086 | TX | 0 | 1 | A | Active |
| ALL PRO INVESTMENTS, LLC CRD: 310158 | — | 0 | 0 | A | INACTIVE |
| ALL STAR FINANCIAL CRD: 323765 | — | 0 | 0 | A | Unknown |
| ALL STREET HZ LLC CRD: 340368 | — | 0 | 0 | A | Unknown |
| ALL-IN LLC CRD: 104351 | — | 0 | 0 | A | INACTIVE |
| ALL-PRO ADVISORS LLC CRD: 310064 | — | 0 | 0 | A | Unknown |
| ALL-TECH DIRECT, INC. CRD: 13992 | — | 15 | 0 | F | INACTIVE |
| ALLAGASH OPPORTUNITY ZONE PARTNERS LLC CRD: 299503 | — | 0 | 0 | A | Unknown |
| ALLEGIANCE ADVISORS, INC CRD: 325075 | — | 0 | 0 | A | Unknown |
| ALLEGIANCE ADVISORS, INC. CRD: 172382 | — | 0 | 0 | A | Unknown |
| ALLEGORY ADVISORS, LLC CRD: 318809 | — | 0 | 0 | A | Unknown |
| ALLEGORY ADVISORY CRD: 173871 | — | 0 | 0 | A | Unknown |
| ALLELE INVESTMENTS LLC CRD: 162787 | — | 0 | 0 | A | Unknown |
| ALLEN A. BUCHALTER ASSOCIATES,INC. CRD: 13287 | — | 0 | 0 | A | INACTIVE |
| ALLEN C. EWING & CO. CRD: 17991 | — | 0 | 0 | A | INACTIVE |
| ALLEN C. EWING & CO. CRD: 26102 | — | 10 | 0 | F | INACTIVE |
| ALLEN FINANCIAL GROUP CRD: 316001 | — | 0 | 0 | A | Unknown |
| ALLEN WEALTH ADVISORS CRD: 310105 | — | 0 | 0 | A | Unknown |
| ALLES INVESTMENTS, INC. CRD: 26860 | — | 2 | 0 | F | INACTIVE |
| ALLEVID, INC. CRD: 310745 | — | 0 | 0 | A | Unknown |
| ALLEYCORP ADVISERS, LLC CRD: 328257 | — | 0 | 0 | A | Unknown |
| ALLGOOD FINANCIAL ADVISORY CRD: 126613 | — | 0 | 0 | A | Unknown |
| ALLIANCE ASSET GROUP,INC. CRD: 18050 | — | 0 | 0 | A | INACTIVE |
| ALLIANCE FINANCIAL CRD: 319679 | — | 0 | 0 | A | Unknown |
| ALLIANCE SECURITIES CORP. CRD: 42395 | — | 0 | 0 | A | INACTIVE |
| ALLIANCE WEALTH ADVISORS CRD: 156712 | — | 0 | 0 | A | Unknown |