Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Abridge Partners, LLC CRD: 145599 | - | 0 | 0 | - | Unknown |
| Abridge Partners, LLC CRD: 145247 | - | 0 | 3 | - | Unknown |
| Abris Capital Partners CRD: 161747 | - | 0 | 0 | - | Unknown |
| Abrol Capital Management CRD: 298168 | - | 0 | 0 | - | Unknown |
| Abry Partners II, LLC CRD: 161154 | - | 0 | 1 | - | Unknown |
| Abry Partners III, LLC CRD: 323712 | - | 0 | 1 | - | Unknown |
| Abry Partners, LLC CRD: 161153 | - | 0 | 1 | - | Unknown |
| ABS Capital Partners, Inc. CRD: 156923 | - | 0 | 1 | - | Unknown |
| ABS CP, Inc. CRD: 313237 | - | 0 | 1 | - | Unknown |
| ABS Global Investments CRD: 127290 | - | 0 | 1 | - | Unknown |
| ABS Legacy Partners, LLC CRD: 325604 | - | 0 | 1 | - | Unknown |
| ABS Ventures CRD: 162046 | - | 0 | 0 | - | Unknown |
| Absa Securities U.S. Inc. CRD: 299729 | NY | 0 | 2 | A | Active |
| Absa Securities, Inc. CRD: 24174 | - | 0 | 0 | A | INACTIVE |
| Absher Wealth Management, LLC CRD: 304642 | - | 0 | 2 | - | Unknown |
| Abshier Webb Donnelly & Baker, Inc. CRD: 104051 | - | 2 | 0 | B | INACTIVE |
| Absilio Partners LLC CRD: 330472 | - | 0 | 1 | - | Unknown |
| Absolutaris Base Limited CRD: 339137 | - | 0 | 1 | - | Unknown |
| Absolute Alpha Capital Management, LLC CRD: 166234 | - | 0 | 0 | - | Unknown |
| Absolute Alpha Corp CRD: 173714 | - | 0 | 2 | - | Unknown |
| Absolute Alpha Investments CRD: 174850 | - | 0 | 0 | - | Unknown |
| Absolute Equity Managers, LLC CRD: 158727 | - | 0 | 0 | - | Unknown |
| Absolute Growth Fund L.L.C. CRD: 103815 | - | 0 | 0 | A | INACTIVE |
| Absolute Investment Advisers, LLC CRD: 132436 | - | 0 | 6 | - | Unknown |
| Absolute Investments, Inc. CRD: 40175 | - | 0 | 0 | A | INACTIVE |
| Absolute Return Advisors, Ltd. CRD: 42938 | - | 4 | 0 | C | INACTIVE |
| Absolute Return Strategies Ltd. CRD: 153202 | - | 0 | 0 | - | Unknown |
| Absolute Strategies LLC CRD: 327268 | - | 0 | 1 | - | Unknown |
| Absolute Strategy Research Services CRD: 164668 | - | 0 | 0 | - | Unknown |
| Absolution Capital, LLC CRD: 168140 | - | 0 | 0 | - | Unknown |
| Absoluto Partners Gestao DE Recursos Ltda CRD: 315865 | - | 0 | 0 | - | Unknown |
| Abui Capital CRD: 315946 | - | 0 | 1 | - | Unknown |
| Abunda Financial, LLC CRD: 120177 | - | 0 | 1 | - | Unknown |
| Abundance Advisers CRD: 142220 | - | 0 | 0 | - | Unknown |
| Abundance Advisers CRD: 310887 | - | 0 | 1 | - | Unknown |
| Abundance Advisors, Inc. CRD: 135647 | - | 0 | 1 | - | Unknown |
| Abundance Financial Planning CRD: 157730 | - | 0 | 1 | - | Unknown |
| Abundance Partners LLC CRD: 163940 | - | 0 | 0 | - | Unknown |
| Abundance Pathways CRD: 339037 | - | 0 | 1 | - | Unknown |
| Abundance Wealth Management CRD: 340802 | - | 0 | 1 | - | Unknown |
| Abundance Wealth Planning, LLC CRD: 296783 | - | 0 | 0 | - | Unknown |
| Abundant Advisors, LLC CRD: 310643 | - | 0 | 1 | - | Unknown |
| Abundant Wealth Partners, LLC CRD: 284533 | - | 0 | 0 | - | Unknown |
| Abundant Wealth Partners, LLC CRD: 317221 | - | 0 | 1 | - | Unknown |
| Abundant Wealth Strategies CRD: 292295 | - | 0 | 1 | - | Unknown |
| Abundit Wealth CRD: 329268 | - | 0 | 1 | - | Unknown |
| Abundo Wealth CRD: 304612 | - | 0 | 11 | - | Unknown |
| ABV, LLC CRD: 163726 | - | 0 | 0 | - | Unknown |
| Abven Services, Inc. CRD: 174972 | - | 0 | 0 | - | Unknown |
| ABW Trading, LLC CRD: 46281 | - | 2 | 0 | B | INACTIVE |