Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ALLIANT WEALTH ADVISORS CRD: 116360 | — | 0 | 0 | A | Unknown |
| ALLIED ASSET ADVISORS INC CRD: 112441 | — | 0 | 0 | A | Unknown |
| ALLIED ATMA VENTURES, LLC CRD: 305650 | — | 0 | 0 | A | Unknown |
| ALLIED INVESTMENTS CRD: 314512 | — | 0 | 0 | A | Unknown |
| ALLIED OAK WEALTH, LLC CRD: 340406 | — | 0 | 0 | A | Unknown |
| ALLIED REALTY ADVISORS, LLC CRD: 174825 | — | 0 | 0 | A | Unknown |
| ALLIED VALUE, LLC CRD: 153965 | — | 0 | 0 | A | Unknown |
| ALLIO ADVISORS CRD: 317938 | — | 0 | 0 | A | Unknown |
| ALLMERITS ASSET, LLC CRD: 309523 | — | 0 | 0 | A | Unknown |
| ALLOCATED ALLIANCES, LLC CRD: 135987 | — | 0 | 0 | A | Unknown |
| ALLOCATIONS ADVISERS, LLC CRD: 314820 | — | 0 | 0 | A | Unknown |
| ALLODIAL INVESTMENTS CRD: 309687 | — | 0 | 0 | A | Unknown |
| ALLORA WEALTH, LLC CRD: 336562 | — | 0 | 0 | A | Unknown |
| ALLOY PARTNERS, INC. CRD: 317616 | — | 0 | 0 | A | Unknown |
| ALLOY VENTURES CRD: 160449 | — | 0 | 0 | A | Unknown |
| ALLSTREET WEALTH CRD: 309689 | — | 0 | 0 | A | Unknown |
| ALLVET FINANCIAL CRD: 336247 | — | 0 | 0 | A | Unknown |
| ALLWEALTH ADVICE CRD: 323413 | — | 0 | 0 | A | Unknown |
| ALLY INVEST ADVISORS CRD: 170301 | — | 0 | 0 | A | Unknown |
| ALLY SECURITIES LLC CRD: 25988 | — | 0 | 0 | A | INACTIVE |
| ALLY WEALTH MANAGEMENT CRD: 181521 | — | 0 | 0 | A | Unknown |
| ALM ADVISORS, INC. CRD: 112350 | — | 0 | 0 | A | Unknown |
| ALM FIRST FINANCIAL ADVISORS LLC CRD: 108561 | — | 0 | 0 | A | Unknown |
| ALM, KANE, ROGERS & CO. CRD: 1050 | — | 0 | 0 | A | INACTIVE |
| ALMACA SECURITIES CORP CRD: 101162 | — | 0 | 0 | A | INACTIVE |
| ALMAZ CAPITAL CRD: 171092 | — | 0 | 0 | A | Unknown |
| ALMOND ANALYTICS ADVISORY SERVICES LLC CRD: 285957 | — | 0 | 0 | A | Unknown |
| ALOFT FINANCIAL CRD: 332450 | — | 0 | 0 | A | Unknown |
| ALOFT VC LLC CRD: 309833 | — | 0 | 0 | A | Unknown |
| ALOHA ASSET MANAGEMENT CRD: 123391 | — | 0 | 0 | A | Unknown |
| ALOOOLA CRD: 325090 | — | 0 | 0 | A | Unknown |
| ALOTHON GROUP LLC CRD: 161817 | — | 0 | 0 | A | Unknown |
| ALP, LLC CRD: 299481 | — | 0 | 0 | A | Unknown |
| ALPACA CRD: 317262 | — | 0 | 0 | A | Unknown |
| ALPENGLOW ADVISORS LLC CRD: 306067 | — | 0 | 0 | A | Unknown |
| ALPERN NGS ADVISOR, LLC CRD: 129851 | — | 0 | 0 | A | Unknown |
| ALPHA CRD: 313285 | — | 0 | 0 | A | Unknown |
| ALPHA & OMEGA CRD: 105548 | — | 0 | 0 | A | Unknown |
| ALPHA ADVISORS ALLIANCE, LLC CRD: 300442 | — | 0 | 0 | A | Unknown |
| ALPHA ADVISORS, INC. CRD: 307468 | — | 0 | 0 | A | Unknown |
| ALPHA ADVISORS, LLC CRD: 118107 | — | 0 | 0 | A | Unknown |
| ALPHA ADVISORS, LLC CRD: 138848 | — | 0 | 0 | A | Unknown |
| ALPHA ARCHITECT CRD: 153905 | — | 0 | 0 | A | Unknown |
| ALPHA ASCENT VENTURES LLC CRD: 292578 | — | 0 | 0 | A | Unknown |
| ALPHA ASSET ADVISORS LLC CRD: 295093 | — | 0 | 0 | A | Unknown |
| ALPHA ASSET MANAGEMENT CRD: 112571 | — | 0 | 0 | A | Unknown |
| ALPHA ASSOCIATES LTD. CRD: 167981 | — | 0 | 0 | A | Unknown |
| ALPHA DOG ADVISORS, RUFF CRD: 152001 | — | 0 | 0 | A | Unknown |
| ALPHA DYNAMICS LLC CRD: 157382 | — | 0 | 0 | A | Unknown |
| ALPHA EV, LLC CRD: 321970 | — | 0 | 0 | A | Unknown |