Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ALPHA FINANCE US CORPORATION CRD: 47953 | — | 0 | 0 | A | INACTIVE |
| ALPHA FOCUS L.L.C. CRD: 143799 | — | 0 | 0 | A | INACTIVE |
| ALPHA MANAGEMENT INC. CRD: 6449 | — | 0 | 0 | A | INACTIVE |
| ALPHA MANAGEMENT, INC. CRD: 25817 | — | 0 | 0 | A | INACTIVE |
| ALPHA PARADIGM PARTNERS, LLC CRD: 307837 | — | 0 | 0 | A | Unknown |
| ALPHA QUANT ADVISORS, LLC CRD: 285855 | — | 0 | 0 | A | Unknown |
| ALPHA QUEST PTE. LTD. CRD: 332458 | — | 0 | 0 | A | Unknown |
| ALPHA RISING ADVISORS LLC CRD: 307413 | — | 0 | 0 | A | Unknown |
| ALPHA RUSH, LLC CRD: 156068 | — | 0 | 0 | A | Unknown |
| ALPHA SECURITIES CORP. CRD: 36876 | — | 0 | 0 | A | INACTIVE |
| ALPHA SQUARE GROUP S, LLC CRD: 308022 | — | 0 | 0 | A | Unknown |
| ALPHA SQUARED ADVISORS INC CRD: 226778 | — | 0 | 0 | A | Unknown |
| ALPHA VEE ADVISORS CRD: 329205 | — | 0 | 0 | A | Unknown |
| ALPHA WEALTH ADVISOR CRD: 331354 | — | 0 | 0 | A | Unknown |
| ALPHA ZERO LLC CRD: 319050 | — | 0 | 0 | A | Unknown |
| ALPHA-OMEGA CAPITAL CORP CRD: 37533 | — | 2 | 0 | F | INACTIVE |
| ALPHA4 VENTURES CRD: 299382 | — | 0 | 0 | A | Unknown |
| ALPHACENTRIC ADVISORS LLC CRD: 170679 | — | 0 | 0 | A | Unknown |
| ALPHACLONE, INC. CRD: 152379 | — | 0 | 0 | A | Unknown |
| ALPHAFLOW ADVISOR, LLC CRD: 285210 | — | 0 | 0 | A | Unknown |
| ALPHAGREP UK LIMITED CRD: 330905 | — | 0 | 0 | A | Unknown |
| ALPHAMARK ADVISORS, LLC CRD: 109366 | — | 0 | 0 | A | Unknown |
| ALPHAMUNDI GROUP AG CRD: 284121 | — | 0 | 0 | A | Unknown |
| ALPHAPOINT, INC. CRD: 130115 | — | 0 | 0 | A | Unknown |
| ALPHAQ ADVISORS CRD: 141006 | — | 0 | 0 | A | Unknown |
| ALPHAQUEST LLC CRD: 285141 | — | 0 | 0 | A | Unknown |
| ALPHASOURCE ADVISORS LLC CRD: 145828 | — | 0 | 0 | A | Unknown |
| ALPHATECH INVESTMENTS CRD: 15201 | — | 0 | 0 | A | INACTIVE |
| ALPHATRADE INC. CRD: 43928 | — | 0 | 0 | A | INACTIVE |
| ALPINE ASSET MANAGEMENT CRD: 174703 | — | 0 | 0 | A | Unknown |
| ALPINE ASSOCIATES, A LIMITED PARTNERSHIP CRD: 7195 | — | 3 | 0 | F | INACTIVE |
| ALPINE HILL ADVISORS LLC CRD: 325412 | — | 0 | 0 | A | Unknown |
| ALPINE PARTNERS, L.P. CRD: 43424 | — | 1 | 0 | F | INACTIVE |
| ALPINE QUANTITATIVE MANAGEMENT, LLC CRD: 293879 | — | 0 | 0 | A | Unknown |
| ALPINE SECURITIES USVI, LLC CRD: 149217 | — | 0 | 0 | A | INACTIVE |
| ALPINE WEALTH ADVISORS, LLC CRD: 105433 | — | 0 | 0 | A | Unknown |
| ALPINVEST US HOLDINGS, LLC CRD: 328458 | — | 0 | 0 | A | Unknown |
| ALPS ADVISORS, INC. CRD: 134340 | — | 0 | 0 | A | Unknown |
| ALPSTONE CAPITAL (SUISSE) S.A. CRD: 287834 | — | 0 | 0 | A | Unknown |
| ALR CAPITAL ADVISORS, LLC CRD: 167571 | — | 0 | 0 | A | Unknown |
| ALRAI MANAGEMENT LLC CRD: 296879 | — | 0 | 0 | A | Unknown |
| ALSCO INVESTMENTS INC CRD: 34544 | — | 0 | 0 | A | INACTIVE |
| ALSID EQUITIES, INC. CRD: 10277 | — | 0 | 0 | A | INACTIVE |
| ALSIN CO. CRD: 20806 | — | 0 | 0 | A | INACTIVE |
| ALSOP LOUIE PARTNERS CRD: 163299 | — | 0 | 0 | A | Unknown |
| ALT ADVISORS, LLC CRD: 164331 | — | 0 | 0 | A | Unknown |
| ALTA ADVISERS LIMITED CRD: 292619 | — | 0 | 0 | A | Unknown |
| ALTA ADVISORS LLC CRD: 167839 | — | 0 | 0 | A | Unknown |
| ALTA ASSET MANAGEMENT, LLC CRD: 339811 | — | 0 | 0 | A | Unknown |
| ALTA CAPITAL GROUP, LLC CRD: 136618 | — | 0 | 0 | A | INACTIVE |