Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Accel Fund Management, LLC CRD: 285609 | - | 0 | 0 | - | Unknown |
| Accel Fund Services, LLC CRD: 284052 | - | 0 | 0 | - | Unknown |
| Accel London Management Limited CRD: 171086 | - | 0 | 0 | - | Unknown |
| Accel Management Co. Inc. CRD: 157289 | - | 0 | 0 | - | Unknown |
| Accel Management Co. L.L.C CRD: 331435 | - | 0 | 1 | - | Unknown |
| Accel Wealth Management CRD: 284214 | - | 0 | 0 | - | Unknown |
| Accel Wealth Management CRD: 286201 | - | 0 | 6 | - | Unknown |
| Accel-KKR CRD: 156498 | - | 0 | 1 | - | Unknown |
| Acceleprise VC Fund I, LP CRD: 283071 | - | 0 | 1 | - | Unknown |
| Accelerate Financial Group, LLC CRD: 167985 | - | 0 | 0 | - | Unknown |
| Accelerate Retirement CRD: 325859 | - | 0 | 30 | - | Unknown |
| Accelerated Capital Group CRD: 41270 | - | 3 | 0 | C | INACTIVE |
| Accelerated Capital Management L L C CRD: 118688 | - | 0 | 0 | - | Unknown |
| Accelerated Real Estate Investment Corp CRD: 312699 | - | 0 | 1 | - | Unknown |
| Accelerated Wealth Advisors LLC CRD: 170022 | - | 0 | 1 | - | Unknown |
| Accelerateit, LLC CRD: 169778 | - | 0 | 1 | - | Unknown |
| Accelerator Ventures CRD: 167845 | - | 0 | 1 | - | Unknown |
| Accelfoods Partners, LLC CRD: 287611 | - | 0 | 1 | - | Unknown |
| Accellius Capital CRD: 309630 | - | 0 | 1 | - | Unknown |
| Accelr8 Management, LLC CRD: 316168 | - | 0 | 1 | - | Unknown |
| Accent Equity AB CRD: 313862 | - | 0 | 0 | - | Unknown |
| Accent Equity Partners AB CRD: 162753 | - | 0 | 0 | - | Unknown |
| Accent Equity VII Manager AB CRD: 328309 | - | 0 | 0 | - | Unknown |
| Acceptus Capital Corp. CRD: 282755 | NY | 0 | 2 | A | Active |
| Access 401K LLC CRD: 288401 | - | 0 | 0 | - | Unknown |
| Access Advisory Group LLC CRD: 149048 | - | 0 | 1 | - | Unknown |
| Access BROKER.COM, Inc. CRD: 44420 | - | 2 | 0 | B | INACTIVE |
| Access Capital Advisors (Guernsey)Ltd CRD: 134531 | - | 0 | 0 | - | Unknown |
| Access Capital Partners CRD: 305242 | - | 0 | 0 | - | Unknown |
| Access Capital Partners CRD: 331217 | - | 0 | 0 | - | Unknown |
| Access Capital Private Assets US, LLC CRD: 305243 | - | 0 | 0 | - | Unknown |
| Access Capital Private Assets US, LLC CRD: 331215 | - | 0 | 0 | - | Unknown |
| Access Capital, LLC CRD: 327013 | - | 0 | 1 | - | Unknown |
| Access Distribution Partners, LLC CRD: 153510 | - | 0 | 0 | - | Unknown |
| Access Equity Management Limited CRD: 281964 | - | 0 | 0 | - | Unknown |
| Access Financial Group, Inc. CRD: 113798 | - | 0 | 0 | - | Unknown |
| Access Financial Group, Inc. CRD: 290722 | - | 0 | 0 | - | Unknown |
| Access Financial Group, Inc. CRD: 33065 | IL | 6 | 5 | B | Active |
| Access Financial Group, LLC CRD: 312084 | - | 0 | 2 | - | Unknown |
| Access Financial Resources Inc. CRD: 109495 | - | 0 | 4 | - | Unknown |
| Access Fund Management, LLC CRD: 343017 | - | 0 | 1 | - | Unknown |
| Access Holdings Management Company LLC CRD: 297197 | - | 0 | 1 | - | Unknown |
| Access Impact Investment Advisory, LLC CRD: 322560 | - | 0 | 0 | - | Unknown |
| Access International, Inc. CRD: 14025 | - | 0 | 0 | A | INACTIVE |
| Access Investment Advisors Inc CRD: 109006 | - | 0 | 0 | - | Unknown |
| Access Investments, Inc. CRD: 42202 | OK | 0 | 2 | A | Active |
| Access Planning Partners, LLC CRD: 298301 | - | 0 | 1 | - | Unknown |
| Access Point, LLC CRD: 146735 | - | 0 | 0 | - | Unknown |
| Access Real Estate, LLC CRD: 337329 | - | 0 | 1 | - | Unknown |
| Access Securities, LLC CRD: 22455 | CT | 3 | 3 | B | Active |