Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Access Softek Advisory Services CRD: 299800 | - | 0 | 2 | - | Unknown |
| Access Venture Partners CRD: 290236 | - | 0 | 1 | - | Unknown |
| Access Venture Partners III L.P. CRD: 163713 | - | 0 | 0 | - | Unknown |
| Access Ventures CRD: 331222 | - | 0 | 1 | - | Unknown |
| Access Wealth CRD: 112973 | - | 0 | 8 | - | Unknown |
| Access Wealth Group, LLC CRD: 327982 | - | 0 | 2 | - | Unknown |
| Access Wealth Management, Inc. CRD: 281616 | - | 0 | 0 | - | Unknown |
| Access Wealth Management, LLC CRD: 339285 | - | 0 | 1 | - | Unknown |
| Accessalpha Worldwide LLC CRD: 142279 | IL | 1 | 2 | B | Active |
| Accession Partners LLC CRD: 322464 | - | 0 | 2 | - | Unknown |
| Accfox Capital LLC CRD: 342409 | - | 0 | 1 | - | Unknown |
| Acci Capital CRD: 292126 | - | 0 | 0 | - | Unknown |
| Acci Capital CRD: 304484 | - | 0 | 0 | - | Unknown |
| Acci Securities, Inc. CRD: 28292 | - | 0 | 0 | A | INACTIVE |
| Accion CRD: 162927 | - | 0 | 0 | - | Unknown |
| Accion Frontier Inclusion Fund GP, LLC CRD: 173547 | - | 0 | 0 | - | Unknown |
| Accion International CRD: 300583 | - | 0 | 0 | - | Unknown |
| Accion Quona Inclusion Fund GP, LLC CRD: 298884 | - | 0 | 0 | - | Unknown |
| Acclaro Wealth Management CRD: 183518 | - | 0 | 1 | - | Unknown |
| Accolade Asset/Liability Advisory Services CRD: 145635 | - | 0 | 2 | - | Unknown |
| Accolade Partners CRD: 160802 | - | 0 | 1 | - | Unknown |
| Accord Asset Partners, LLC CRD: 323962 | - | 0 | 0 | - | Unknown |
| Accord Capital Growth, Inc. CRD: 25186 | - | 0 | 0 | A | INACTIVE |
| Accord Equity Advisors LLC CRD: 166977 | - | 0 | 1 | - | Unknown |
| Accord Investment Advisors CRD: 158856 | - | 0 | 0 | - | Unknown |
| Accordant Advisory Group, Inc. CRD: 117474 | - | 0 | 2 | - | Unknown |
| Account Management, LLC CRD: 110303 | - | 0 | 2 | - | Unknown |
| Accountants Asset Management CRD: 129417 | - | 0 | 0 | - | Unknown |
| Accountants Wealth Management Group LLC CRD: 283935 | - | 0 | 2 | - | Unknown |
| Accounting Advisory Services, L.L.C. CRD: 120265 | - | 0 | 2 | - | Unknown |
| Accredinvest CRD: 325366 | - | 0 | 0 | - | Unknown |
| Accredited Equities Incorporated CRD: 108220 | - | 0 | 0 | A | INACTIVE |
| Accredited Investors Wealth Management CRD: 105439 | - | 0 | 1 | - | Unknown |
| Accrete Management, LLC CRD: 316777 | - | 0 | 1 | - | Unknown |
| Accretive, LLC CRD: 157364 | - | 0 | 0 | - | Unknown |
| Accrued Equities Inc. CRD: 13452 | NY | 1 | 3 | B | Active |
| Accruent Wealth Advisors CRD: 113706 | - | 0 | 1 | - | Unknown |
| Accuidity, LLC CRD: 323936 | - | 0 | 0 | - | Unknown |
| Accumulation Planning Partners CRD: 172398 | - | 0 | 0 | - | Unknown |
| Accumulation Planning, Inc. CRD: 14124 | - | 2 | 0 | B | INACTIVE |
| Accumulation Strategies CRD: 112502 | - | 0 | 1 | - | Unknown |
| Accumulator Operations LLC CRD: 341270 | - | 0 | 1 | - | Unknown |
| Accurate Capital and Wealth LLC CRD: 296945 | - | 0 | 1 | - | Unknown |
| Accurate Financial Planning and Wealth Management … CRD: 175434 | - | 0 | 0 | - | Unknown |
| Accurate Financial Solutions CRD: 175354 | - | 0 | 0 | - | Unknown |
| Accurate Wealth Management, LLC CRD: 298137 | - | 0 | 37 | - | Unknown |
| Accutrade Inc. CRD: 13564 | - | 7 | 0 | C | INACTIVE |
| Accuvest Global Advisors, Inc. CRD: 134096 | - | 0 | 3 | - | Unknown |
| Accuvest, Ltd. CRD: 18608 | - | 0 | 0 | A | INACTIVE |
| ACE & Company NEW York, Inc. CRD: 304442 | - | 0 | 1 | - | Unknown |