Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ALTA FINANCIAL GROUP CRD: 145001 | — | 0 | 0 | A | Unknown |
| ALTA MANAGEMENT I, LLC CRD: 170038 | — | 0 | 0 | A | Unknown |
| ALTA PARTNERS II, INC. CRD: 160348 | — | 0 | 0 | A | Unknown |
| ALTA PARTNERS III, INC. CRD: 160349 | — | 0 | 0 | A | Unknown |
| ALTA PARTNERS IV, INC. CRD: 160350 | — | 0 | 0 | A | Unknown |
| ALTA VIA CAPITAL CRD: 289739 | — | 0 | 0 | A | Unknown |
| ALTA WEALTH ADVISORS LLC CRD: 293675 | — | 0 | 0 | A | Unknown |
| ALTA ZERO CAPITAL LP CRD: 312395 | — | 0 | 0 | A | Unknown |
| ALTAIR ADVISERS, LLC CRD: 120642 | — | 0 | 0 | A | Unknown |
| ALTAMARCAM PARTNERS CRD: 162643 | — | 0 | 0 | A | Unknown |
| ALTAMONT ADVISORS LLC CRD: 172417 | — | 0 | 0 | A | Unknown |
| ALTAR ROCK CRD: 326868 | — | 0 | 0 | A | Unknown |
| ALTARIS, LLC CRD: 143611 | — | 0 | 0 | A | Unknown |
| ALTARIUS ASSET MANAGEMENT CRD: 305722 | — | 0 | 0 | A | Unknown |
| ALTAROC PARTNERS SAS CRD: 164897 | — | 0 | 0 | A | Unknown |
| ALTAROCK PARTNERS LP CRD: 161005 | — | 0 | 0 | A | Unknown |
| ALTAS CORPORATION CRD: 310909 | — | 0 | 0 | A | Unknown |
| ALTB PARTNERS LP CRD: 174837 | — | 0 | 0 | A | Unknown |
| ALTCAP MANAGEMENT, LLC CRD: 321778 | — | 0 | 0 | A | Unknown |
| ALTCOIN ADVISORS LLC CRD: 292687 | — | 0 | 0 | A | Unknown |
| ALTEGRIS ADVISORS, LLC CRD: 154003 | — | 0 | 0 | A | Unknown |
| ALTER MANAGEMENT LLC CRD: 316483 | — | 0 | 0 | A | Unknown |
| ALTERA ADVISORS, LLC CRD: 308222 | — | 0 | 0 | A | Unknown |
| ALTERA PRIVATE ACCESS, LLC CRD: 287467 | — | 0 | 0 | A | Unknown |
| ALTERI WEALTH CRD: 331100 | — | 0 | 0 | A | Unknown |
| ALTERNA CAPITAL CORP. CRD: 130233 | — | 1 | 0 | F | INACTIVE |
| ALTERRA AFRICA ACCELERATOR MANAGER CRD: 329364 | — | 0 | 0 | A | Unknown |
| ALTHUM ADVISORS LLC CRD: 315952 | — | 0 | 0 | A | Unknown |
| ALTI LLC CRD: 298935 | — | 0 | 0 | A | Unknown |
| ALTIMA PARTNERS LLP CRD: 161268 | — | 0 | 0 | A | Unknown |
| ALTIO CAPITAL US CRD: 315099 | — | 0 | 0 | A | Unknown |
| ALTIOR CAPITAL CRD: 316734 | — | 0 | 0 | A | Unknown |
| ALTIRA GROUP LLC CRD: 160010 | — | 0 | 0 | A | Unknown |
| ALTMAN ADVISORS CRD: 281778 | — | 0 | 0 | A | Unknown |
| ALTMAN SACKS CORPORATION CRD: 305420 | — | 0 | 0 | A | Unknown |
| ALTO SECURITIES CO. CRD: 19186 | — | 0 | 0 | A | INACTIVE |
| ALTO SECURITIES, LLC CRD: 153384 | — | 0 | 0 | A | INACTIVE |
| ALTO SECURITIES, LLC CRD: 318536 | TN | 0 | 1 | A | Active |
| ALTO WEALTH MANAGEMENT CRD: 168719 | — | 0 | 0 | A | Unknown |
| ALTON POINT ADVISORS, LLC CRD: 323001 | — | 0 | 0 | A | Unknown |
| ALTOR FUND MANAGER AB CRD: 172713 | — | 0 | 0 | A | Unknown |
| ALTOS INVESTMENTS, INC. CRD: 283306 | — | 0 | 0 | A | Unknown |
| ALTRA CRD: 165679 | — | 0 | 0 | A | Unknown |
| ALTRA CRD: 165678 | — | 0 | 0 | A | Unknown |
| ALTREANT ADVISORS, INC CRD: 286484 | — | 0 | 0 | A | Unknown |
| ALTRU FINANCIAL CRD: 333278 | — | 0 | 0 | A | Unknown |
| ALTRUIST LLC CRD: 299398 | — | 0 | 0 | A | Unknown |
| ALTRUISTIC ADVISOR LLC CRD: 329799 | — | 0 | 0 | A | Unknown |
| ALTRUITY WEALTH CRD: 292799 | — | 0 | 0 | A | Unknown |
| ALTS EVAL, LLC CRD: 329707 | — | 0 | 0 | A | Unknown |