CRD #47798 · FINRA BrokerCheck + SEC IAPD

ACA/Prudent Investors Planning Corporation

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, ACA/Prudent Investors Planning Corporation ranks #5,199 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #66 of 114 on the same disclosure sort used on the state browse page. ACA/Prudent Investors Planning Corporation has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.

Grade A
Safety grade
3
branch offices
0
disclosures
#5,199 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 47798 ACA/Prudent Investors Planning Corporation

ACA/Prudent Investors Planning Corporation · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 47798
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 3
  • PER-OFF 0.00
  • RANK #5,199 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00ACA/Prudent Investo… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

ACA/Prudent Investors Planning Corporation ranks #5,199 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

3 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 3 offices

Clean disclosure surface

ACA/Prudent Investors Planning Corporation has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Green Brook, NJ
CRD Number
47798

Clean BrokerCheck surface

ACA/Prudent Investors Planning Corporation's clean BrokerCheck surface

ACA/Prudent Investors Planning Corporation shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).

ACA/Prudent Investors Planning Corporation shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of ACA/Prudent Investors Planning Corporation's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

New Jersey cohort · 0.00× state average

ACA/Prudent Investors Planning Corporation sits below the New Jersey disclosure average

ACA/Prudent Investors Planning Corporation reports 0 BrokerCheck disclosures, 0.00× the New Jersey average of 12.9, lighter than most of the 114 graded firms filed there.

In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does ACA/Prudent Investors Planning Corporation sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, ACA/Prudent Investors Planning Corporation ranks #5,199 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #66 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for ACA/Prudent Investors Planning Corporation?
A grade of A means ACA/Prudent Investors Planning Corporation has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does ACA/Prudent Investors Planning Corporation have?
ACA/Prudent Investors Planning Corporation has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is ACA/Prudent Investors Planning Corporation?
ACA/Prudent Investors Planning Corporation operates 3 branch offices and is classified by FINRA as a small firm, registered in NJ (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify ACA/Prudent Investors Planning Corporation's disciplinary record?
You can verify ACA/Prudent Investors Planning Corporation's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 47798. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. ACA/Prudent Investors Planning Corporation currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to ACA/Prudent Investors Planning Corporation's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to ACA/Prudent Investors Planning Corporation's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to ACA/Prudent Investors Planning Corporation's 0.00
  • Firms in NJ - state roster that includes ACA/Prudent Investors Planning Corporation's registration home.
  • How to Vet a Financial Advisor - Use ACA/Prudent Investors Planning Corporation's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like ACA/Prudent Investors Planning Corporation's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside ACA/Prudent Investors Planning Corporation.
  • Compare firms - put ACA/Prudent Investors Planning Corporation next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.