Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
25,250 (93.0%)
B
1,138 (4.2%)
C
402 (1.5%)
D
271 (1.0%)
F
91 (0.3%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Interpacific Investors Services, Inc.
CRD: 4879
1 0 B INACTIVE
Intersec Securities Corp.
CRD: 13888
0 0 A INACTIVE
Intersouth Advisors, Inc.
CRD: 162113
0 1 A Unknown
Interstate Asset Advisors
CRD: 114502
0 0 A Unknown
Interstate Equities, Inc.
CRD: 15072
0 0 A INACTIVE
Intertide Partners
CRD: 326896
0 1 A Unknown
Interval Partners, L.P.
CRD: 164424
0 1 A Unknown
Intervest Group, Inc.
CRD: 8767
0 0 A INACTIVE
Intervest International, Inc.
CRD: 111516
0 0 A Unknown
Intervest NEW York Securities Corporation
CRD: 21253
0 0 A INACTIVE
Intervest Securities Corporation
CRD: 41799
1 0 B INACTIVE
Intervest Securities, Inc.
CRD: 18235
0 0 A INACTIVE
Interwest Investment Advisors, Inc
CRD: 142840
0 3 A Unknown
Interwest Partners
CRD: 160677
0 1 A Unknown
Intesa Sanpaolo Wealth Management
CRD: 288468
0 0 A Unknown
Inth Financial Decisions
CRD: 134501
0 0 A Unknown
Inti LLC
CRD: 322461
0 1 A Unknown
Intirety, LLC
CRD: 306315
0 3 A Unknown
Intl Fcstone Partners L.P.
CRD: 19764
3 0 C INACTIVE
Intrack Investment Management, Inc.
CRD: 106450
0 2 A Unknown
Intrade, LLC
CRD: 104047
3 0 C INACTIVE
Intrastate Insurance Service Inc.
CRD: 14445
0 0 A INACTIVE
Intrepid Securities, Inc.
CRD: 19311
3 0 C INACTIVE
Intrinsic Insights LLC
CRD: 305582
0 2 A Unknown
Intrinsic Investments GP I, LLC
CRD: 330523
0 1 A Unknown
Intrinsic Investors LLC
CRD: 111968
0 3 A Unknown
Intrua Advisory Group LLC
CRD: 169512
0 0 A Unknown
Intrua Financial
CRD: 281554
0 29 A Unknown
Intrust Advisors, Inc.
CRD: 132542
0 2 A Unknown
Intrust Brokerage Inc.
CRD: 43502
0 0 A INACTIVE
Intrust Fiduciary Group
CRD: 154355
0 0 A Unknown
Intrust USA, Ltd.
CRD: 26352
2 0 B INACTIVE
Intune Management Corp.
CRD: 121380
0 2 A Unknown
Inveco International, Inc.
CRD: 157997
0 0 A Unknown
Invequest Securities, Inc.
CRD: 10898
0 0 A INACTIVE
Inverbroker U.S.A. Inc.
CRD: 24408
0 0 A INACTIVE
Inverhouse, Inc.
CRD: 18349
0 0 A INACTIVE
Inverlochy Capital, Inc.
CRD: 132253
0 0 A Unknown
Inverness Graham Investments, Inc.
CRD: 157632
0 1 A Unknown
Inversiones Y Valores Internacionales, S.A.
CRD: 22696
0 0 A INACTIVE
Inversso, LLC
CRD: 298821
0 1 A Unknown
Invesco
CRD: 126572
0 0 A Unknown
Invesco Advisers, Inc.
CRD: 105360
0 180 A Unknown
Invesco Alpha Inc
CRD: 331855
0 0 A Unknown
Invesco Capital Markets, Inc.
CRD: 6939
TX 6 7 B Active
Invesco Distributors, Inc.
CRD: 7369
TX 3 35 B Active
Invesco Distributors, Inc.
CRD: 289
5 0 C INACTIVE
Invesco Management S.A.
CRD: 143238
0 0 A Unknown
Invesco Real Estate Management S.À R.L.
CRD: 286069
0 0 A Unknown
Invesco Securities, Inc.
CRD: 10899
0 0 A INACTIVE
Page 228 of 544 (27,152 total)