Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
25,250 (93.0%)
B
1,138 (4.2%)
C
402 (1.5%)
D
271 (1.0%)
F
91 (0.3%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Invescor Wholesale BD, Inc.
CRD: 139828
0 0 A INACTIVE
Invessence Inc.
CRD: 168780
0 0 A Unknown
Invest Bantu, Inc
CRD: 318608
0 0 A Unknown
Invest by Doing, LLC
CRD: 289986
0 0 A Unknown
Invest in VOL LLC
CRD: 287896
0 0 A Unknown
Invest Inc.
CRD: 146357
0 1 A Unknown
Invest Smart USA, Inc.
CRD: 168135
0 1 A Unknown
Invest-Sure, Inc.
CRD: 16114
0 0 A INACTIVE
Investacorp, Inc.
CRD: 7684
8 0 D INACTIVE
Investall, Inc.
CRD: 285955
0 1 A Unknown
Investco Securities, Inc.
CRD: 24969
0 0 A INACTIVE
Investec Inc.
CRD: 18553
5 0 C INACTIVE
Investec Securities (US) LLC
CRD: 138421
NY 0 2 A Active
Invested Interests, LLC
CRD: 134836
0 1 A Unknown
Investin Securities Corp.
CRD: 39295
2 0 B INACTIVE
Investing Forever Advisory
CRD: 301680
0 1 A Unknown
Investing Online LLC
CRD: 329196
0 0 A Unknown
Investment & Pensions International, Inc.
CRD: 123973
0 0 A Unknown
Investment Advisor
CRD: 308491
0 0 A Unknown
Investment Advisors Corp
CRD: 117531
0 0 A Unknown
Investment Advisors of Indianapolis Inc
CRD: 109220
0 2 A Unknown
Investment Advisors, Inc.
CRD: 17449
0 0 A INACTIVE
Investment Advisors, Inc.
CRD: 139332
0 0 A Unknown
Investment Advisory
CRD: 317771
0 0 A Unknown
Investment Advisory
CRD: 284828
0 0 A Unknown
Investment Advisory, LLC
CRD: 151941
0 0 A Unknown
Investment Affiliate, Inc.
CRD: 31151
0 0 A INACTIVE
Investment Answers
CRD: 168119
0 1 A Unknown
Investment Banccorp, Inc.
CRD: 13294
0 0 A INACTIVE
Investment Bankers and Brokers, Inc.
CRD: 15968
0 0 A INACTIVE
Investment Benefits, Inc.
CRD: 8704
0 0 A INACTIVE
Investment Concepts, Inc.
CRD: 19971
0 0 A INACTIVE
Investment Consultants Int'l, Inc.
CRD: 29404
0 0 A INACTIVE
Investment Counsel Inc
CRD: 105944
0 0 A Unknown
Investment Data, Inc.
CRD: 14314
0 0 A INACTIVE
Investment Dealers Inc.
CRD: 5777
0 0 A INACTIVE
Investment Dept.
CRD: 323653
0 2 A Unknown
Investment Designers, Inc.
CRD: 19527
1 0 B INACTIVE
Investment Economics
CRD: 111836
0 0 A Unknown
Investment Forecasting & Management
CRD: 113590
0 0 A Unknown
Investment Hiker, LLC
CRD: 160065
0 0 A Unknown
Investment Horizons, Inc.
CRD: 15312
0 0 A INACTIVE
Investment Horizons, Inc.
CRD: 119198
0 0 A Unknown
Investment Insight, Inc.
CRD: 112263
0 0 A Unknown
Investment Insight, Ltd
CRD: 119117
0 0 A Unknown
Investment Link, LLC
CRD: 295467
0 0 A Unknown
Investment Logistics
CRD: 309621
0 0 A Unknown
Investment Management
CRD: 156523
0 2 A Unknown
Investment Marketing, Inc.
CRD: 2322
0 0 A INACTIVE
Investment Models, Inc.
CRD: 127975
0 0 A Unknown
Page 229 of 544 (27,152 total)