Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Brokerageamerica, Inc CRD: 103942 | - | 2 | 0 | B | INACTIVE |
| Brokerageamerica, LLC CRD: 47966 | - | 5 | 0 | C | INACTIVE |
| Brokerageselect CRD: 47974 | NY | 0 | 2 | A | Active |
| Brokerbank Securities, Inc. CRD: 130116 | - | 5 | 0 | C | INACTIVE |
| Brokers Exchange, Inc. CRD: 7894 | - | 0 | 0 | A | INACTIVE |
| Brokers From Campbell, Inc. CRD: 127834 | - | 0 | 0 | A | INACTIVE |
| Brokers Investment Corporation CRD: 16607 | - | 0 | 0 | A | INACTIVE |
| Brokers' Soft Dollar, Inc. CRD: 22456 | - | 0 | 0 | A | INACTIVE |
| Brokerstrust Clearing Corp. CRD: 7429 | - | 0 | 0 | A | INACTIVE |
| Brokersxpress LLC CRD: 127081 | - | 6 | 0 | D | INACTIVE |
| Brokertec Americas LLC CRD: 47477 | NY | 1 | 3 | B | Active |
| Brokerwest CRD: 23947 | - | 1 | 0 | B | INACTIVE |
| Brol Capital Management, LLC CRD: 154196 | - | 0 | 1 | - | Unknown |
| Broman & Greig Asset Management, LLC CRD: 130494 | - | 0 | 1 | - | Unknown |
| Bromfield Sneider Wealth Advisors, Inc. CRD: 125623 | - | 0 | 0 | - | Unknown |
| Broms Asset Management LLC CRD: 290913 | - | 0 | 0 | - | Unknown |
| Broms Asset Management LLC CRD: 298627 | - | 0 | 0 | - | Unknown |
| Bron Securities, Inc. CRD: 24052 | - | 0 | 0 | A | INACTIVE |
| Bronson & Co., LLC CRD: 45025 | - | 0 | 0 | A | INACTIVE |
| Bronson Financial LLC CRD: 308284 | - | 0 | 0 | A | INACTIVE |
| Bronson Meadows Capital Management CRD: 309130 | - | 0 | 0 | - | Unknown |
| Bronson Point Management LLC CRD: 157894 | - | 0 | 0 | - | Unknown |
| Bronte Capital CRD: 151222 | - | 0 | 0 | - | Unknown |
| Bronze Capital Management, LLC CRD: 289819 | - | 0 | 0 | - | Unknown |
| Bronze Investments, LLC CRD: 304387 | - | 0 | 1 | - | Unknown |
| Broodx GP, LLC CRD: 339674 | - | 0 | 1 | - | Unknown |
| Brook Asset Management LLP CRD: 312761 | - | 0 | 0 | - | Unknown |
| Brook Asset Management, L.L.C. CRD: 38900 | - | 0 | 0 | A | INACTIVE |
| Brook BAY Capital (UK) LLP CRD: 282515 | - | 0 | 0 | - | Unknown |
| Brook BAY General Partner II Limited CRD: 291711 | - | 0 | 0 | - | Unknown |
| Brook Capital CRD: 130919 | - | 0 | 3 | - | Unknown |
| Brook Horizons LLC CRD: 330584 | - | 0 | 0 | - | Unknown |
| Brook Investments, Inc. CRD: 7876 | - | 0 | 0 | A | INACTIVE |
| Brook Venture Management CRD: 162061 | - | 0 | 0 | - | Unknown |
| Brook Wealth Management, LLC CRD: 130695 | - | 0 | 0 | - | Unknown |
| Brookdale Capital Management, LLC CRD: 172122 | - | 0 | 0 | - | Unknown |
| Brooke Forest Capital LLC CRD: 328837 | - | 0 | 1 | - | Unknown |
| Brooke Private Equity Associates Management LLC CRD: 156772 | - | 0 | 1 | - | Unknown |
| Brooke Securities, Inc. CRD: 19609 | - | 1 | 0 | B | INACTIVE |
| Brookehill Capital Partners Limited CRD: 7966 | - | 4 | 0 | C | INACTIVE |
| Brookemore Capital, Inc. CRD: 41500 | - | 0 | 0 | A | INACTIVE |
| Brooker Wealth Management CRD: 105437 | - | 0 | 6 | - | Unknown |
| Brookfield Asset Management PIC Adviser (Private E… CRD: 171207 | - | 0 | 0 | - | Unknown |
| Brookfield Asset Management PIC BMG, LLC CRD: 312797 | - | 0 | 1 | - | Unknown |
| Brookfield Asset Management PIC Canada, LP CRD: 151605 | - | 0 | 0 | - | Unknown |
| Brookfield Asset Management PIC US, LLC CRD: 151599 | - | 0 | 1 | - | Unknown |
| Brookfield BHS Advisors LLC CRD: 309500 | - | 0 | 0 | - | Unknown |
| Brookfield Brasil Asset Management Investimentos L… CRD: 163311 | - | 0 | 0 | - | Unknown |
| Brookfield Investment Partners, LLC CRD: 113370 | - | 0 | 0 | - | Unknown |
| Brookfield Management Group, LLC CRD: 297293 | - | 0 | 1 | - | Unknown |