Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Investment Monitor, Inc. CRD: 27981 | — | 0 | 0 | A | INACTIVE |
| Investment Network, Inc. CRD: 7685 | — | 0 | 0 | A | INACTIVE |
| Investment Network, Inc. CRD: 127724 | OH | 2 | 7 | B | Active |
| Investment Partners, Inc. CRD: 21928 | — | 1 | 0 | B | INACTIVE |
| Investment Planners, Inc. CRD: 18557 | IL | 2 | 42 | B | Active |
| Investment POD, LLC CRD: 164844 | — | 0 | 0 | A | Unknown |
| Investment Professionals, Inc. CRD: 30184 | — | 16 | 0 | D | INACTIVE |
| Investment Research Corp CRD: 108208 | — | 0 | 14 | A | Unknown |
| Investment Reviews & Referrals, LLC CRD: 139986 | — | 0 | 0 | A | Unknown |
| Investment Sciences, Inc. CRD: 127993 | — | 0 | 0 | A | Unknown |
| Investment Securities of Oklahoma, Inc. CRD: 7950 | — | 0 | 0 | A | INACTIVE |
| Investment Services, Inc. CRD: 2318 | — | 2 | 0 | B | INACTIVE |
| Investment SET, Inc. CRD: 100580 | — | 0 | 0 | A | INACTIVE |
| Investment Solution, Inc. CRD: 119468 | — | 1 | 0 | B | INACTIVE |
| Investment Studio CRD: 305579 | — | 0 | 0 | A | Unknown |
| Investmentpost Inc. CRD: 32238 | — | 8 | 1 | D | INACTIVE |
| Investments for YOU, Inc. CRD: 29257 | OH | 3 | 2 | B | Active |
| Investments Plus LLC CRD: 306040 | — | 0 | 2 | A | Unknown |
| Investmor Securities Corp CRD: 8235 | — | 0 | 0 | A | INACTIVE |
| Investock & Co., Inc. CRD: 19926 | — | 0 | 0 | A | INACTIVE |
| Investology Inc. CRD: 130408 | — | 0 | 2 | A | Unknown |
| Investor Advisory Group CRD: 106837 | — | 0 | 3 | A | Unknown |
| Investor Enterprises, Inc. CRD: 7490 | — | 0 | 0 | A | INACTIVE |
| Investor Excel CRD: 149924 | — | 0 | 0 | A | Unknown |
| Investor Portfolio, Inc. CRD: 17610 | — | 0 | 0 | A | INACTIVE |
| Investor Resources Inc CRD: 110766 | — | 0 | 4 | A | Unknown |
| Investor Resources Inc CRD: 128722 | — | 0 | 2 | A | Unknown |
| Investor Strategies, Inc. CRD: 18249 | — | 0 | 0 | A | INACTIVE |
| Investor Ventures CRD: 334914 | — | 0 | 0 | A | Unknown |
| Investors Advantage, Inc. CRD: 17067 | — | 0 | 0 | A | INACTIVE |
| Investors Associates, Inc. CRD: 958 | — | 0 | 0 | A | INACTIVE |
| Investors Capital Corp. CRD: 30613 | — | 33 | 0 | F | INACTIVE |
| Investors Center, Inc. CRD: 14670 | — | 0 | 0 | A | INACTIVE |
| Investors Discount Corp CRD: 11576 | — | 1 | 0 | B | INACTIVE |
| Investors Financial, Inc. CRD: 24793 | — | 0 | 0 | A | INACTIVE |
| Investors First, Inc. CRD: 13094 | — | 0 | 0 | A | INACTIVE |
| Investors Group, Ltd. CRD: 18187 | — | 0 | 0 | A | INACTIVE |
| Investors International Securities, Inc. CRD: 14500 | — | 0 | 0 | A | INACTIVE |
| Investors of Sarasota, Inc. CRD: 16805 | — | 0 | 0 | A | INACTIVE |
| Investors Properties, Inc. CRD: 8724 | — | 0 | 0 | A | INACTIVE |
| Investrust, Inc. CRD: 104367 | — | 0 | 0 | A | INACTIVE |
| Investry, LLC CRD: 310803 | — | 0 | 1 | A | Unknown |
| Investscape Inc. CRD: 39992 | — | 4 | 0 | C | INACTIVE |
| Investsmart, Inc. CRD: 15264 | — | 0 | 0 | A | INACTIVE |
| Investsmart, Inc. CRD: 45458 | — | 0 | 0 | A | INACTIVE |
| Investus Financial CRD: 140153 | — | 0 | 2 | A | Unknown |
| Investwise, Inc. CRD: 300754 | — | 0 | 0 | A | Unknown |
| Investx Master GP1 Inc. CRD: 305400 | — | 0 | 0 | A | Unknown |
| Invex Next, LLC CRD: 328201 | — | 0 | 1 | A | Unknown |
| Invex, LLC. CRD: 30032 | FL | 3 | 2 | B | Active |