Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Invicta Securities, Inc. CRD: 10308 | — | 0 | 0 | A | INACTIVE |
| Invictus Advisory Services CRD: 312399 | — | 0 | 1 | A | Unknown |
| Inview Investments CRD: 174533 | — | 0 | 0 | A | Unknown |
| Inview Investments CRD: 126876 | — | 0 | 0 | A | Unknown |
| Invision Capital Advisor, LLC CRD: 285260 | — | 0 | 1 | A | Unknown |
| Invision Management Inc. CRD: 330151 | — | 0 | 1 | A | Unknown |
| Invisor CRD: 174890 | — | 0 | 1 | A | Unknown |
| Invst, LLC CRD: 282863 | — | 0 | 23 | A | Unknown |
| Invus Financial Advisors, LLC CRD: 161603 | — | 0 | 1 | A | Unknown |
| INX Securities, LLC CRD: 162182 | PA | 0 | 2 | A | Active |
| IOA Securities, LLC CRD: 304185 | FL | 0 | 2 | A | Active |
| IOG Capital, LP CRD: 171940 | — | 0 | 0 | A | Unknown |
| Iolar Ventures CRD: 327957 | — | 0 | 1 | A | Unknown |
| ION Macro Management LLC CRD: 333540 | — | 0 | 1 | A | Unknown |
| ION Pacific, Inc. CRD: 328607 | — | 0 | 1 | A | Unknown |
| ION Partners LLC CRD: 133874 | — | 0 | 0 | A | INACTIVE |
| IOR CRD: 311647 | — | 0 | 1 | A | Unknown |
| Iowa Capital Corporation CRD: 19542 | — | 0 | 0 | A | INACTIVE |
| IP Capital Partners CRD: 167888 | — | 0 | 0 | A | Unknown |
| IP Edge LLC CRD: 321011 | — | 0 | 1 | A | Unknown |
| Ipanema Ventures Inc. CRD: 323056 | — | 0 | 0 | A | Unknown |
| IPC Private Wealth Partners, LLC CRD: 284726 | — | 0 | 0 | A | Unknown |
| Ipcp Management, LLC CRD: 316853 | — | 0 | 1 | A | Unknown |
| Ipex, Inc. CRD: 124337 | — | 0 | 1 | A | Unknown |
| IPI Partners, LLC CRD: 284694 | — | 0 | 0 | A | Unknown |
| IPI Securities, Inc. CRD: 16068 | — | 0 | 0 | A | INACTIVE |
| Ipic, Inc. CRD: 116426 | — | 0 | 2 | A | Unknown |
| Iplan CRD: 294929 | — | 0 | 1 | A | Unknown |
| IPN Investment Services, Inc. CRD: 19379 | — | 0 | 0 | A | INACTIVE |
| IPO.COM Securities, Inc. CRD: 104007 | — | 1 | 0 | B | INACTIVE |
| Ipsen Advisor Group CRD: 318010 | — | 0 | 1 | A | Unknown |
| IPV CRD: 162479 | — | 0 | 0 | A | Unknown |
| IPV Capital CRD: 326471 | — | 0 | 0 | A | Unknown |
| IQ Capital (USA) LLC CRD: 283405 | — | 0 | 0 | A | INACTIVE |
| IQ EQ Management CRD: 331607 | — | 0 | 0 | A | Unknown |
| IQ Financial Services, Inc. CRD: 125370 | — | 0 | 0 | A | Unknown |
| IQ Securities, Inc CRD: 104017 | — | 0 | 0 | A | INACTIVE |
| IQ Ventures, Inc. CRD: 104106 | — | 0 | 0 | A | INACTIVE |
| Iqcio LLC CRD: 285435 | — | 0 | 1 | A | Unknown |
| IRA Group, Inc. CRD: 126246 | — | 0 | 2 | A | Unknown |
| IRA S Lipkin, Ltd. CRD: 23164 | — | 0 | 0 | A | INACTIVE |
| IRA Wealth Management CRD: 133403 | — | 0 | 0 | A | Unknown |
| IRC Investments Inc. CRD: 30848 | — | 0 | 0 | A | INACTIVE |
| IRC Securities CRD: 16049 | — | 0 | 0 | A | INACTIVE |
| IRC Securities LLC CRD: 150022 | NY | 1 | 2 | B | Active |
| IRC Wealth CRD: 132022 | — | 0 | 4 | A | Unknown |
| IRG Securities, Inc. CRD: 4182 | — | 0 | 0 | A | INACTIVE |
| IRL Financial, LLC CRD: 306575 | — | 0 | 1 | A | Unknown |
| Iron Capital Advisors Inc. CRD: 127773 | — | 0 | 0 | A | Unknown |
| Iron Capital Markets, Inc. CRD: 111866 | — | 0 | 0 | A | INACTIVE |