Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Iron Condor Capital CRD: 318715 | — | 0 | 0 | A | Unknown |
| Iron Financial LLC CRD: 106682 | — | 0 | 2 | A | Unknown |
| Iron Forge Financial CRD: 334445 | — | 0 | 1 | A | Unknown |
| Iron Gate Global Advisors CRD: 111177 | — | 0 | 1 | A | Unknown |
| Iron Horse Capital, Inc. CRD: 319015 | — | 0 | 1 | A | Unknown |
| Iron Link Capital LLC CRD: 320936 | — | 0 | 1 | A | Unknown |
| Iron Park Capital Partners, LP CRD: 304247 | — | 0 | 0 | A | Unknown |
| Iron Path Capital, L.P. CRD: 316139 | — | 0 | 1 | A | Unknown |
| Iron Point Partners, LLC CRD: 157078 | — | 0 | 4 | A | Unknown |
| Iron Road CRD: 311552 | — | 0 | 1 | A | Unknown |
| Iron Street Securities Inc. CRD: 46338 | — | 0 | 0 | A | INACTIVE |
| Ironbound Advisory LLC CRD: 309467 | — | 0 | 2 | A | Unknown |
| Ironclad Financial CRD: 321831 | — | 0 | 0 | A | Unknown |
| Ironclad Investments LLC CRD: 154872 | — | 0 | 1 | A | Unknown |
| Irongate Partners, Inc. CRD: 118472 | — | 0 | 0 | A | Unknown |
| Ironhorse Securities Inc. CRD: 38986 | — | 0 | 0 | A | INACTIVE |
| Ironoak Wealth CRD: 306403 | — | 0 | 2 | A | Unknown |
| Ironstone Securities, Inc. CRD: 130335 | — | 0 | 0 | A | INACTIVE |
| Ironwood Securities, Inc. CRD: 13543 | — | 0 | 0 | A | INACTIVE |
| Ironworks Investments, Inc. CRD: 285634 | — | 0 | 0 | A | Unknown |
| IRR Capital Markets, Inc. CRD: 117547 | — | 1 | 0 | B | INACTIVE |
| Irus Advisory Corporation CRD: 119140 | — | 0 | 1 | A | Unknown |
| Irvine Securities, Inc. CRD: 34796 | — | 4 | 0 | C | INACTIVE |
| Irving Advisory Group, LLC CRD: 160169 | — | 0 | 1 | A | Unknown |
| Irving H. Lederman Co. CRD: 5440 | — | 2 | 0 | B | INACTIVE |
| Irwin M. Balbera & Co., Inc. CRD: 32665 | — | 0 | 0 | A | INACTIVE |
| Irwin Union Securities CRD: 18415 | — | 1 | 0 | B | INACTIVE |
| IS Capital Management CRD: 306787 | — | 0 | 1 | A | Unknown |
| Isaac, Patricia Kemble CRD: 46581 | — | 0 | 0 | A | INACTIVE |
| Isaak Bond Investments, Inc. CRD: 7413 | CO | 8 | 3 | C | Active |
| Isam Funds (UK) Limited CRD: 307680 | — | 0 | 0 | A | Unknown |
| Isam Funds (USA) LLC CRD: 307934 | — | 0 | 1 | A | Unknown |
| Isbin Investments, Inc. CRD: 20886 | — | 0 | 0 | A | INACTIVE |
| ISC Advisors, Inc. CRD: 166586 | — | 0 | 18 | A | Unknown |
| ISC Capital Corporation CRD: 8480 | — | 0 | 0 | A | INACTIVE |
| ISC Securities, Inc. CRD: 8183 | — | 0 | 0 | A | INACTIVE |
| Isectors, LLC CRD: 147589 | — | 0 | 1 | A | Unknown |
| Iseler Financial CRD: 304647 | — | 0 | 1 | A | Unknown |
| ISF Advisory, LLC CRD: 317376 | — | 0 | 2 | A | Unknown |
| ISF Management CRD: 139134 | — | 0 | 0 | A | Unknown |
| Isgam US LLC CRD: 320841 | — | 0 | 2 | A | Unknown |
| Ishara Investments LP CRD: 331869 | — | 0 | 1 | A | Unknown |
| ISI Capital, LLC CRD: 46869 | — | 0 | 0 | A | INACTIVE |
| ISI Corporation CRD: 6858 | — | 0 | 0 | A | INACTIVE |
| ISI Financial Group Inc CRD: 107356 | — | 0 | 0 | A | Unknown |
| Island Investment Services, Inc. CRD: 25037 | — | 0 | 0 | A | INACTIVE |
| Island Securities CRD: 14905 | — | 0 | 0 | A | INACTIVE |
| Island Securities, Inc. CRD: 6810 | — | 0 | 0 | A | INACTIVE |
| Island Trading CRD: 111468 | — | 3 | 0 | C | INACTIVE |
| Islander Advisory Group LLC CRD: 338647 | — | 0 | 1 | A | Unknown |