Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Brookside Capital Group LLC CRD: 334658 | - | 0 | 1 | - | Unknown |
| Brookside Capital Inc. CRD: 105748 | - | 0 | 0 | - | Unknown |
| Brookside Equity Partners LLC CRD: 164429 | - | 0 | 1 | - | Unknown |
| Brookside Financial Advisors, LLC CRD: 157304 | - | 0 | 1 | - | Unknown |
| Brookside Financial Group, Inc. CRD: 11484 | - | 0 | 0 | A | INACTIVE |
| Brookside Strategy and Consulting CRD: 334060 | - | 0 | 1 | - | Unknown |
| Brookside Wealth Management LLC CRD: 287767 | - | 0 | 1 | - | Unknown |
| Brookside Wealth Planning CRD: 328578 | - | 0 | 0 | - | Unknown |
| Brookstone Asset Management, LLC CRD: 153467 | - | 0 | 1 | - | Unknown |
| Brookstone Capital Management LLC CRD: 141413 | - | 0 | 347 | - | Unknown |
| Brookstone Financial CRD: 168185 | - | 0 | 1 | - | Unknown |
| Brookstone Partners IAC, Inc. CRD: 299533 | - | 0 | 1 | - | Unknown |
| Brookstone Securities, Inc. CRD: 13366 | - | 16 | 0 | D | INACTIVE |
| Brookstone Wealth Advisors, LLC CRD: 137658 | - | 0 | 369 | - | Unknown |
| Brookstreet Securities Corporation CRD: 14667 | - | 48 | 0 | F | INACTIVE |
| Brooktree Capital Management Inc. CRD: 114173 | - | 0 | 1 | - | Unknown |
| Brookview Capital LLC CRD: 123335 | - | 1 | 0 | B | INACTIVE |
| Brookville Capital Partners CRD: 102380 | - | 16 | 0 | D | INACTIVE |
| Brookwood Advisors, LLC CRD: 315500 | - | 0 | 0 | - | Unknown |
| Brookwood Advisors, LLC CRD: 338550 | - | 0 | 1 | - | Unknown |
| Brookwood Associates, L.L.C. CRD: 26061 | GA | 0 | 2 | A | Active |
| Brookwood Financial Services CRD: 329624 | - | 0 | 1 | - | Unknown |
| Brookwood Investment Group CRD: 316544 | - | 0 | 52 | - | Unknown |
| Brookwood North Investment Advisors, LLC CRD: 289061 | - | 0 | 0 | - | Unknown |
| Brookwood Securities Partners, LLC CRD: 35187 | MA | 1 | 2 | B | Active |
| Brookwood Wealth Advisors, LLC CRD: 306735 | - | 0 | 1 | - | Unknown |
| Broom Ventures, LLC CRD: 317986 | - | 0 | 1 | - | Unknown |
| Broomfield Advisory & Management CRD: 149434 | - | 0 | 1 | - | Unknown |
| Brophy Wealth Management, LLC CRD: 169894 | - | 0 | 1 | - | Unknown |
| Brosche, Dean Mark CRD: 29740 | - | 0 | 0 | A | INACTIVE |
| Brotchie Capital Management, LLC CRD: 168874 | - | 0 | 0 | - | Unknown |
| Brouder, Michael Steven CRD: 118997 | - | 0 | 0 | A | INACTIVE |
| Brouner Securities Inc. CRD: 13894 | - | 0 | 0 | A | INACTIVE |
| Brounoff, Claire & Co., Inc. CRD: 1325 | - | 0 | 0 | A | INACTIVE |
| Broussard Financial Group, LLC CRD: 123724 | - | 0 | 3 | - | Unknown |
| Brouwer & Janachowski, LLC CRD: 146178 | - | 0 | 0 | - | Unknown |
| Brower Investment Advisers, LLC CRD: 143371 | - | 0 | 0 | - | Unknown |
| Brown & Associates CRD: 116433 | - | 0 | 1 | - | Unknown |
| Brown & Hawk, Inc. CRD: 3062 | - | 0 | 0 | A | INACTIVE |
| Brown Advisory CRD: 110181 | - | 0 | 11 | - | Unknown |
| Brown Advisory CRD: 106375 | - | 0 | 11 | - | Unknown |
| Brown Advisory Group, LLC CRD: 139651 | - | 0 | 1 | - | Unknown |
| Brown Advisory Investment Solutions Group LLC CRD: 124612 | - | 0 | 1 | - | Unknown |
| Brown Advisory Ltd. CRD: 168985 | - | 0 | 0 | - | Unknown |
| Brown Advisory Securities, LLC CRD: 120736 | - | 0 | 0 | A | INACTIVE |
| Brown and Brown Financial Services, Inc. CRD: 105392 | - | 0 | 1 | - | Unknown |
| Brown and Brown Securities, Inc. CRD: 15560 | TX | 0 | 2 | A | Active |
| Brown and Company, Inc. CRD: 127709 | - | 0 | 0 | - | Unknown |
| Brown and Freeman LLC CRD: 164976 | - | 0 | 0 | - | Unknown |
| Brown Associates, Inc. CRD: 5049 | TN | 2 | 2 | B | Active |