Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Brown Bear Capital Management CRD: 165210 | - | 0 | 0 | - | Unknown |
| Brown Bear Financial DBA BB Financial CRD: 317769 | - | 0 | 0 | - | Unknown |
| Brown Bridge Capital, LLC CRD: 268791 | - | 0 | 1 | - | Unknown |
| Brown Brothers Harriman & Co. CRD: 104487 | - | 3 | 0 | C | INACTIVE |
| Brown Brothers Harriman Credit Partners, LLC CRD: 338189 | - | 0 | 1 | - | Unknown |
| Brown Brothers Harriman Investments, LLC CRD: 282732 | NY | 0 | 2 | A | Active |
| Brown Brothers Harriman Mutual Fund Advisory Depar… CRD: 111231 | - | 0 | 1 | - | Unknown |
| Brown Capital Advisors, LLC CRD: 299101 | - | 0 | 2 | - | Unknown |
| Brown Capital Management, LLC CRD: 105633 | - | 0 | 2 | - | Unknown |
| Brown Capital Management, LLC CRD: 174101 | - | 0 | 1 | - | Unknown |
| Brown Church Securities, Inc. CRD: 13039 | - | 0 | 0 | A | INACTIVE |
| Brown Edwards Wealth Strategies CRD: 173559 | - | 0 | 7 | - | Unknown |
| Brown Financial Advisors, LLC CRD: 147056 | - | 0 | 1 | - | Unknown |
| Brown Financial Advisory CRD: 155548 | - | 0 | 2 | - | Unknown |
| Brown Financial Group CRD: 169343 | - | 0 | 1 | - | Unknown |
| Brown Financial Management Group, LLC CRD: 282501 | - | 0 | 0 | - | Unknown |
| Brown Financial Management Inc. CRD: 123485 | - | 0 | 0 | - | Unknown |
| Brown Financial Planning LLC CRD: 169330 | - | 0 | 2 | - | Unknown |
| Brown Investment Management CRD: 174814 | - | 0 | 0 | - | Unknown |
| Brown Investments, Inc. CRD: 17501 | - | 0 | 0 | A | INACTIVE |
| Brown Investors Wealth Management CRD: 313663 | - | 0 | 1 | - | Unknown |
| Brown Pcfo CRD: 330769 | - | 0 | 1 | - | Unknown |
| Brown Savano JV, LLC CRD: 163853 | - | 0 | 0 | - | Unknown |
| Brown Simpson Securities, LLC CRD: 43531 | - | 0 | 0 | A | INACTIVE |
| Brown Venture Group Fund I LP CRD: 319312 | - | 0 | 1 | - | Unknown |
| Brown Wealth Management, LLC CRD: 121072 | - | 0 | 0 | - | Unknown |
| Brown Wealth Management, LLC CRD: 119213 | - | 0 | 2 | - | Unknown |
| Brown | Miller Wealth Management, LLC CRD: 305742 | - | 0 | 1 | - | Unknown |
| Brown, Brosche Securities, Inc. CRD: 8371 | - | 0 | 0 | A | INACTIVE |
| Brown, Edward Hill CRD: 34391 | - | 0 | 0 | A | INACTIVE |
| Brown, Gibbons, Lang & Company Securities, LLC CRD: 29540 | OH | 1 | 7 | B | Active |
| Brown, Knapp & Company, Inc. CRD: 8147 | - | 0 | 0 | A | INACTIVE |
| Brown, Lisle/Cummings, Inc. CRD: 1331 | RI | 7 | 3 | C | Active |
| Brown, Marc CRD: 103839 | - | 0 | 0 | A | INACTIVE |
| Brown, Marc Alan CRD: 33789 | - | 0 | 0 | A | INACTIVE |
| Brown, Shawn E CRD: 114175 | - | 0 | 0 | A | INACTIVE |
| Brownco, LLC CRD: 1326 | - | 19 | 0 | D | INACTIVE |
| Browning Capital Management LLC CRD: 169271 | - | 0 | 1 | - | Unknown |
| Browning West LP CRD: 304702 | - | 0 | 1 | - | Unknown |
| Brownlee Wealth Management CRD: 304855 | - | 0 | 5 | - | Unknown |
| Brownlie & Braden Advisors, LLC CRD: 288879 | - | 0 | 0 | - | Unknown |
| Brownsboro Financial CRD: 285221 | - | 0 | 1 | - | Unknown |
| Brownson, Rehmus & Foxworth CRD: 283135 | - | 0 | 0 | - | Unknown |
| Brownson, Rehmus & Foxworth, Inc. CRD: 110608 | - | 0 | 6 | - | Unknown |
| Brownstone Capital Corp. CRD: 14055 | - | 0 | 0 | A | INACTIVE |
| Brownstone Financial Group LLC CRD: 306404 | - | 0 | 2 | - | Unknown |
| Brownstone Investment Group, LLC CRD: 43884 | NY | 0 | 6 | A | Active |
| Brownstone Mortgage Capital Corporation CRD: 165757 | - | 0 | 0 | - | Unknown |
| Brownstone-Smith Securities Corp. CRD: 17118 | - | 0 | 0 | A | INACTIVE |
| Browntown Equities Inc. CRD: 16471 | - | 0 | 0 | A | INACTIVE |