Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Islander Capital Partners, L.P. CRD: 326856 | — | 0 | 1 | A | Unknown |
| Islet Management, LP CRD: 290576 | — | 0 | 1 | A | Unknown |
| ISO-MTS Capital Management LP CRD: 322648 | — | 0 | 1 | A | Unknown |
| Isomer Partners LP CRD: 289530 | — | 0 | 0 | A | Unknown |
| ISQ Capital CRD: 340355 | — | 0 | 2 | A | Unknown |
| Israel Martin Michael CRD: 34162 | — | 0 | 0 | A | INACTIVE |
| Israilov Financial CRD: 331897 | — | 0 | 1 | A | Unknown |
| Istanbul Portfoy Yonetimi a.s. CRD: 339095 | — | 0 | 0 | A | Unknown |
| Isthmus Partners, LLC CRD: 171279 | — | 0 | 1 | A | Unknown |
| ISU Securities, Inc. CRD: 28293 | — | 0 | 0 | A | INACTIVE |
| ISV MC, LLC CRD: 339779 | — | 0 | 1 | A | Unknown |
| IT'S NOT Just Money, Inc. CRD: 113372 | — | 0 | 0 | A | Unknown |
| Itau BBA USA Securities, Inc. CRD: 118817 | NY | 3 | 3 | B | Active |
| Itau International Securities Inc. CRD: 144769 | FL | 0 | 14 | A | Active |
| Itau USA Asset Management CRD: 156313 | — | 0 | 1 | A | Unknown |
| ITB Distributors, Inc. CRD: 5410 | — | 0 | 0 | A | INACTIVE |
| ITB Securities, LLC CRD: 132665 | — | 0 | 0 | A | INACTIVE |
| ITB Trading, LP CRD: 134611 | — | 0 | 0 | A | INACTIVE |
| ITC Advisory Services, LLC CRD: 339265 | — | 0 | 1 | A | Unknown |
| ITE Management L.P. CRD: 277037 | — | 0 | 1 | A | Unknown |
| Iter Occidentale, Inc CRD: 36574 | — | 1 | 0 | B | INACTIVE |
| ITM, Inc. (D/B/a Resource Consultants, Inc.) CRD: 135472 | — | 0 | 1 | A | Unknown |
| ITRADEDIRECT.COM Corp CRD: 18281 | — | 16 | 0 | D | INACTIVE |
| ITS Capital, Inc. CRD: 18165 | — | 0 | 0 | A | INACTIVE |
| IUR Capital, LLC CRD: 153630 | — | 0 | 0 | A | Unknown |
| IUR Securities LLC CRD: 299039 | FL | 0 | 3 | A | Active |
| IV Lions LLC CRD: 287770 | — | 0 | 0 | A | Unknown |
| IV Lions LLC CRD: 166339 | — | 0 | 0 | A | Unknown |
| Ivanets Investments LLC CRD: 336558 | — | 0 | 1 | A | Unknown |
| Ivest Financial Group, Inc. CRD: 16217 | — | 0 | 0 | A | INACTIVE |
| Ivesta Corp CRD: 337603 | — | 0 | 1 | A | Unknown |
| Ivesta, LLC CRD: 283729 | — | 0 | 0 | A | Unknown |
| IVI AI LLC CRD: 331911 | — | 0 | 0 | A | Unknown |
| IVI or Intrinsic Value Investors CRD: 157597 | — | 0 | 0 | A | Unknown |
| IVM Group, LLC CRD: 300762 | — | 0 | 1 | A | Unknown |
| IVM Management, LLC CRD: 161687 | — | 0 | 0 | A | Unknown |
| IVP Advisory Co. Ltd CRD: 170944 | — | 0 | 0 | A | Unknown |
| IVP Capital, LLC CRD: 104197 | NY | 0 | 3 | A | Active |
| Ivway Corporation CRD: 286249 | — | 0 | 0 | A | Unknown |
| IVY CRD: 281668 | — | 0 | 0 | A | Unknown |
| IVY & Co. CRD: 333600 | — | 0 | 1 | A | Unknown |
| IVY Creek Capital LLC CRD: 323245 | — | 0 | 0 | A | Unknown |
| IVY Distributors, Inc. CRD: 16496 | — | 1 | 0 | B | INACTIVE |
| IVY Equities II, LLC CRD: 159338 | — | 0 | 0 | A | Unknown |
| IVY Evergreen, LLC CRD: 324430 | — | 0 | 1 | A | Unknown |
| IVY Hill CRD: 309499 | — | 0 | 0 | A | INACTIVE |
| IVY Invest Corporation CRD: 328122 | — | 0 | 1 | A | Unknown |
| IVY Investments CRD: 123381 | — | 0 | 0 | A | Unknown |
| IVY M. Davis, CPA, PLLC CRD: 136320 | — | 0 | 0 | A | Unknown |
| IVY Securities, Inc. CRD: 104450 | — | 0 | 0 | A | INACTIVE |