Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Broxton Capital Advisors CRD: 136914 | - | 0 | 3 | - | Unknown |
| Broyhill Asset Management, LLC CRD: 120462 | - | 0 | 1 | - | Unknown |
| Broyles Advisory, LLC CRD: 285119 | - | 0 | 1 | - | Unknown |
| Brozos Corporation CRD: 47617 | - | 0 | 0 | A | INACTIVE |
| BRP Capital LLC CRD: 289959 | - | 0 | 0 | - | Unknown |
| BRS Financial LLC CRD: 158566 | - | 0 | 0 | - | Unknown |
| Brsquared L.L.C. CRD: 299063 | - | 0 | 1 | - | Unknown |
| Bruce & Co Inc CRD: 104735 | - | 0 | 1 | - | Unknown |
| Bruce a Breckner LLC CRD: 172735 | - | 0 | 0 | - | Unknown |
| Bruce a. Kraig Associates CRD: 118032 | - | 0 | 3 | - | Unknown |
| Bruce a. Lefavi Securities, Inc. CRD: 10684 | UT | 2 | 2 | B | Active |
| Bruce Bratton, Registered Investment Advisor CRD: 137060 | - | 0 | 0 | - | Unknown |
| Bruce Colin and Company CRD: 118035 | - | 0 | 2 | - | Unknown |
| Bruce Franklin Walters CRD: 170553 | - | 0 | 0 | - | Unknown |
| Bruce G. Allen Investments, LLC CRD: 287859 | - | 0 | 1 | - | Unknown |
| Bruce James Thomas JR CRD: 115903 | - | 0 | 2 | - | Unknown |
| Bruce Markets LLC CRD: 300209 | IL | 0 | 2 | A | Active |
| Bruce MC Indoe & Associates, Inc. CRD: 141179 | - | 0 | 0 | - | Unknown |
| Bruce Mcindoe & Associates, Inc. CRD: 294708 | - | 0 | 1 | - | Unknown |
| Bruce N. Goodman CRD: 128914 | - | 0 | 0 | - | Unknown |
| Bruce Ruud & Associates, LLC CRD: 131271 | - | 0 | 0 | - | Unknown |
| Bruce S. Brickman & Associates, Inc. CRD: 156653 | - | 0 | 0 | - | Unknown |
| Bruce Todd Rosen/ Redwood Finanical CRD: 135692 | - | 0 | 0 | - | Unknown |
| Bruce W. Campbell, LLC CRD: 289893 | - | 0 | 0 | - | Unknown |
| Bruce W. Davis CRD: 130042 | - | 0 | 0 | - | Unknown |
| Bruce Wood Capital, LLC CRD: 331360 | - | 0 | 1 | - | Unknown |
| Bruce, Patrick R. CRD: 130743 | - | 0 | 0 | A | INACTIVE |
| Brucke Financial, Inc. CRD: 291307 | - | 0 | 4 | - | Unknown |
| Brucker Wealth CRD: 335781 | - | 0 | 1 | - | Unknown |
| Bruckmann, Rosser, Sherrill & Co., Management, L.P… CRD: 156881 | - | 0 | 1 | - | Unknown |
| Bruderman Private Wealth CRD: 323195 | - | 0 | 3 | - | Unknown |
| Bruggeman Capital Management, Inc. CRD: 135931 | - | 0 | 0 | - | Unknown |
| Bruin Canada GP, LLC CRD: 284969 | - | 0 | 0 | - | Unknown |
| Bruin Capital Allocation, LLC CRD: 169035 | - | 0 | 3 | - | Unknown |
| Bruin Wealth Advisors LLC CRD: 329169 | - | 0 | 1 | - | Unknown |
| Brumm Financial Services, LLC CRD: 293353 | - | 0 | 1 | - | Unknown |
| Brummer & Partners Asset Management (UK) Ltd CRD: 338906 | - | 0 | 0 | - | Unknown |
| Brummer Multi-Strategy AB CRD: 302016 | - | 0 | 0 | - | Unknown |
| Brunch & Budget, LLC CRD: 226756 | - | 0 | 0 | - | Unknown |
| Brundyn Securities Inc. CRD: 124493 | - | 2 | 0 | B | INACTIVE |
| Brunell Associates, Inc. CRD: 1334 | - | 0 | 0 | A | INACTIVE |
| Bruner Securities, Inc. CRD: 10347 | - | 0 | 0 | A | INACTIVE |
| Brunetta & Co. CRD: 13969 | - | 0 | 0 | A | INACTIVE |
| Brunger Financial CRD: 170523 | - | 0 | 2 | - | Unknown |
| Bruni J V & Co CRD: 106644 | - | 0 | 2 | - | Unknown |
| Brunner Global Investments, Inc. CRD: 47077 | - | 0 | 0 | A | INACTIVE |
| Brunner Wealth Management CRD: 313031 | - | 0 | 0 | - | Unknown |
| Bruno Mountain Advisory, LLC CRD: 327235 | - | 0 | 1 | - | Unknown |
| Bruno, Richard Alfonso CRD: 122927 | - | 0 | 0 | A | INACTIVE |
| Bruno, Stolze & Company, Inc. CRD: 7091 | - | 0 | 0 | A | INACTIVE |