Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| IVY Wealth Management, Inc. CRD: 164557 | — | 0 | 0 | A | Unknown |
| Iwealth CRD: 329980 | — | 0 | 1 | A | Unknown |
| IWM CRD: 334984 | — | 0 | 1 | A | Unknown |
| Iwms LLC CRD: 298758 | — | 0 | 0 | A | Unknown |
| IWP Investments, LLC CRD: 113468 | — | 0 | 0 | A | INACTIVE |
| IWP LLC CRD: 283637 | — | 0 | 0 | A | Unknown |
| Iwpf Securities LLC CRD: 328645 | FL | 0 | 2 | A | Active |
| IXE Securities, LLC CRD: 19920 | — | 1 | 0 | B | INACTIVE |
| IYK Capital, LLC CRD: 330142 | — | 0 | 1 | A | Unknown |
| Izuchi LLC CRD: 332923 | — | 0 | 3 | A | Unknown |
| J & a Securities, Inc. CRD: 32983 | — | 0 | 0 | A | INACTIVE |
| J & D Securities LLC CRD: 42716 | — | 2 | 0 | B | INACTIVE |
| J & J Brokerage Services LLC CRD: 109896 | — | 0 | 0 | A | INACTIVE |
| J & S Investments, L.L.C CRD: 42350 | — | 0 | 0 | A | INACTIVE |
| J a Gibbons LLC CRD: 109663 | — | 0 | 0 | A | Unknown |
| J B Bogart and Associates, Inc. CRD: 25568 | — | 0 | 0 | A | INACTIVE |
| J Capital Research CRD: 290086 | — | 0 | 0 | A | Unknown |
| J Capital Research CRD: 165324 | — | 0 | 0 | A | Unknown |
| J D Atkinson CRD: 331483 | — | 0 | 2 | A | Unknown |
| J Dostal Investments CRD: 118085 | — | 0 | 1 | A | Unknown |
| J Hardy Investments, LLC. CRD: 290400 | — | 0 | 0 | A | Unknown |
| J I Medina Investments, LLC CRD: 226663 | — | 0 | 1 | A | Unknown |
| J K R & Company, Inc. CRD: 8040 | CA | 2 | 6 | B | Active |
| J Moss and Co CRD: 328259 | — | 0 | 1 | A | Unknown |
| J N Whipple Inc. CRD: 12977 | — | 0 | 0 | A | INACTIVE |
| J Park Management LLC CRD: 327000 | — | 0 | 1 | A | Unknown |
| J Park Management, LLC CRD: 174440 | — | 0 | 0 | A | Unknown |
| J Sohn, LLC. CRD: 169967 | — | 0 | 2 | A | Unknown |
| J Tatum Capital, LLC CRD: 122854 | — | 0 | 0 | A | Unknown |
| J Ventures CRD: 327387 | — | 0 | 1 | A | Unknown |
| J Ward Financial CRD: 317284 | — | 0 | 1 | A | Unknown |
| J Wilson Wealth Management CRD: 304029 | — | 0 | 1 | A | Unknown |
| J&J Securities, Inc. CRD: 30315 | — | 0 | 0 | A | INACTIVE |
| J&M Investments, LLC CRD: 317797 | — | 0 | 1 | A | Unknown |
| J-Ensley Financial CRD: 325906 | — | 0 | 0 | A | Unknown |
| J-Impact LLC CRD: 314407 | — | 0 | 1 | A | Unknown |
| J-Inc CRD: 339052 | — | 0 | 0 | A | Unknown |
| J-Star Co., Ltd. CRD: 287541 | — | 0 | 0 | A | Unknown |
| J. & a. Investments, Inc. CRD: 13641 | — | 0 | 0 | A | INACTIVE |
| J. a. Fairburn CRD: 7642 | — | 0 | 0 | A | INACTIVE |
| J. a. GLYNN & Co. CRD: 2020 | — | 0 | 0 | A | INACTIVE |
| J. a. Overton & Co., Inc. CRD: 2960 | — | 0 | 0 | A | INACTIVE |
| J. a. Schreiber & Co. CRD: 3292 | — | 0 | 0 | A | INACTIVE |
| J. Adams Advisors, LLC CRD: 156880 | — | 0 | 0 | A | Unknown |
| J. Alden Associates, Inc. CRD: 40002 | PA | 4 | 9 | B | Active |
| J. B. BEC Discount Brokers, Inc. CRD: 16717 | — | 0 | 0 | A | INACTIVE |
| J. B. Bryan Financial Group, Inc. CRD: 120874 | — | 0 | 2 | A | Unknown |
| J. B. Burke & Company CRD: 6128 | — | 0 | 0 | A | INACTIVE |
| J. B. Hanauer & Co. CRD: 6958 | — | 20 | 0 | D | INACTIVE |
| J. B. Long & Co. CRD: 7822 | — | 0 | 0 | A | INACTIVE |