Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bruno, Thomas Christopher CRD: 149827 | - | 0 | 0 | A | INACTIVE |
| Brunson Advisors LLC CRD: 116949 | - | 0 | 0 | - | Unknown |
| Brunswick Emerging Markets USA, Inc. CRD: 44866 | - | 0 | 0 | A | INACTIVE |
| Brunswick Financial LLC CRD: 168519 | - | 0 | 0 | - | Unknown |
| Brunswick Warburg, Inc. CRD: 39859 | - | 0 | 0 | A | INACTIVE |
| Bruton Chisnell Advisors, LLC CRD: 293192 | - | 0 | 4 | - | Unknown |
| Bruton Financial Advisors, LLC CRD: 127181 | - | 0 | 0 | - | Unknown |
| Bruzza, James J. CRD: 120885 | - | 0 | 0 | A | INACTIVE |
| BRV Aster Holdings Limited CRD: 173552 | - | 0 | 0 | - | Unknown |
| BRV Lotus Holdings Limited CRD: 169541 | - | 0 | 0 | - | Unknown |
| BRV Management Co, L.L.C. CRD: 160704 | - | 0 | 1 | - | Unknown |
| BRX Global CRD: 284664 | - | 0 | 1 | - | Unknown |
| Bryan Advisory Services, LLC CRD: 153659 | - | 0 | 1 | - | Unknown |
| Bryan Funding, Inc. CRD: 11899 | - | 4 | 0 | C | INACTIVE |
| Bryan Garnier Securities, LLC CRD: 152528 | - | 1 | 0 | B | INACTIVE |
| Bryan Investments, LLC CRD: 157826 | - | 0 | 1 | - | Unknown |
| Bryan Mcnamara Specialists,LLC CRD: 126333 | - | 1 | 0 | B | INACTIVE |
| Bryan Wisda, CFP CRD: 164269 | - | 0 | 0 | - | Unknown |
| Bryan, Worley & Co., Inc. CRD: 12992 | - | 0 | 0 | A | INACTIVE |
| Bryant & Brannock, LLC. CRD: 148254 | - | 0 | 1 | - | Unknown |
| Bryant Capital Management, LLC CRD: 139196 | - | 0 | 0 | - | Unknown |
| Bryant Financial Advisory, Inc. CRD: 165189 | - | 0 | 1 | - | Unknown |
| Bryant Group Advisors CRD: 277095 | - | 0 | 1 | - | Unknown |
| Bryant Park Capital Securities, Inc. CRD: 20433 | PA | 0 | 2 | A | Active |
| Bryant Park Funding CLO Management LLC CRD: 331650 | - | 0 | 1 | - | Unknown |
| Bryant Wealth Management, Inc. CRD: 142236 | - | 0 | 1 | - | Unknown |
| Brycast CRD: 155875 | - | 0 | 0 | - | Unknown |
| Bryce Point Capital LLC CRD: 330065 | - | 0 | 0 | - | Unknown |
| Bryce Wealth Management CRD: 289870 | - | 0 | 1 | - | Unknown |
| Bryden-Abrams Investment Management LLC CRD: 143124 | - | 0 | 1 | - | Unknown |
| BRYN Mawr Investments CRD: 290325 | - | 0 | 0 | - | Unknown |
| BRYN Mawr Securities Inc. CRD: 17953 | - | 2 | 0 | B | INACTIVE |
| BRYN Mawr Trust Advisors, LLC CRD: 285359 | - | 0 | 47 | - | Unknown |
| BRYN Mawr Wealth Management LLC CRD: 146500 | - | 0 | 1 | - | Unknown |
| Brynwood Partners CRD: 158087 | - | 0 | 1 | - | Unknown |
| Bryspen, Incorporated CRD: 109004 | - | 0 | 2 | - | Unknown |
| BRZ Capital Management CRD: 284823 | - | 0 | 0 | - | Unknown |
| BSC AV Investor LLC CRD: 330079 | - | 0 | 1 | - | Unknown |
| BSC Capital Partners, LLC CRD: 284338 | - | 0 | 1 | - | Unknown |
| BSCM Management LP CRD: 311656 | - | 0 | 0 | - | Unknown |
| BSD Investment Advisors, LLC. CRD: 130620 | - | 0 | 0 | - | Unknown |
| BSE Bond Connect, LLC CRD: 100080 | - | 1 | 0 | B | INACTIVE |
| BSF Equities, Inc. CRD: 14725 | - | 0 | 0 | A | INACTIVE |
| BSF II GP, LLC CRD: 332646 | - | 0 | 1 | - | Unknown |
| BSF Opportunity Fund I GP, LLC CRD: 332645 | - | 0 | 1 | - | Unknown |
| BSG Advisers CRD: 297243 | - | 0 | 4 | - | Unknown |
| BSG Markets LLC CRD: 127137 | - | 0 | 0 | A | INACTIVE |
| BSG Securities, LLC CRD: 333747 | GA | 0 | 2 | A | Active |
| BSG&L Financial Services, LLC CRD: 125802 | - | 0 | 0 | - | Unknown |
| BSI Brokerage, Inc. CRD: 41069 | - | 0 | 0 | A | INACTIVE |