Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| J. B. Ronald Co. CRD: 1202 | — | 0 | 0 | A | INACTIVE |
| J. Banks Company CRD: 42570 | — | 0 | 0 | A | INACTIVE |
| J. Brooks & Company, LLC CRD: 154893 | — | 0 | 1 | A | Unknown |
| J. Byrne & Co., Inc. CRD: 30045 | — | 1 | 0 | B | INACTIVE |
| J. Critchley & Co., L.L.C. CRD: 44268 | — | 0 | 0 | A | INACTIVE |
| J. D. Andrews Co. CRD: 451 | — | 0 | 0 | A | INACTIVE |
| J. DYHR Capital CRD: 135728 | — | 0 | 1 | A | Unknown |
| J. Edmund & Co. CRD: 10831 | — | 0 | 0 | A | INACTIVE |
| J. F. Nick & Co. CRD: 6735 | — | 0 | 0 | A | INACTIVE |
| J. Fierstein Financial Advisors CRD: 128052 | — | 0 | 0 | A | Unknown |
| J. Franklin Financial LLC CRD: 321921 | — | 0 | 1 | A | Unknown |
| J. Goldman & Co., L.P. CRD: 157465 | — | 0 | 1 | A | Unknown |
| J. Gregory Gavin, Sole Proprietor CRD: 129770 | — | 0 | 0 | A | INACTIVE |
| J. H. Shannon & Co. CRD: 3375 | — | 0 | 0 | A | INACTIVE |
| J. H. Wagner & Co. Inc. CRD: 7257 | — | 0 | 0 | A | INACTIVE |
| J. H. Winkler & Co. CRD: 10218 | — | 0 | 0 | A | INACTIVE |
| J. Hagan Capital, Inc. CRD: 168467 | — | 0 | 4 | A | Unknown |
| J. J. & M. Geldzahler CRD: 5797 | — | 3 | 0 | C | INACTIVE |
| J. J. Krieger & Co., Inc. CRD: 2478 | — | 0 | 0 | A | INACTIVE |
| J. J. Richardson, LLC. CRD: 140360 | — | 0 | 0 | A | Unknown |
| J. J. Roberts, Inc. CRD: 16773 | — | 0 | 0 | A | INACTIVE |
| J. Koza Investments, Inc. CRD: 103837 | — | 1 | 0 | B | INACTIVE |
| J. L. Bainbridge & Co., Inc. CRD: 108058 | — | 0 | 4 | A | Unknown |
| J. L. Mccormack & Co. CRD: 24089 | — | 0 | 0 | A | INACTIVE |
| J. L. Schiffman & Co., Inc. CRD: 3282 | — | 0 | 0 | A | INACTIVE |
| J. Lyons Capital CRD: 306772 | — | 0 | 0 | A | Unknown |
| J. M. Revie & Co., Inc. CRD: 8201 | — | 0 | 0 | A | INACTIVE |
| J. Mark Nickell & Co. CRD: 111635 | — | 0 | 1 | A | Unknown |
| J. Michael-Patrick, L.L.C. CRD: 36990 | — | 0 | 0 | A | INACTIVE |
| J. Morgenstern & Co. CRD: 5870 | — | 0 | 0 | A | INACTIVE |
| J. Oliver Maxwell, LLC CRD: 155656 | — | 0 | 0 | A | Unknown |
| J. Oliver Maxwell, LLC CRD: 338783 | — | 0 | 2 | A | Unknown |
| J. P. Brinker UYS & Co., LLC CRD: 166050 | — | 0 | 1 | A | Unknown |
| J. P. Feiner Co. CRD: 1797 | — | 0 | 0 | A | INACTIVE |
| J. P. Gibbons & Co., Inc. CRD: 38850 | — | 27 | 0 | F | INACTIVE |
| J. P. Marto & Co. CRD: 2676 | — | 0 | 0 | A | INACTIVE |
| J. Pierre Masse CRD: 158452 | — | 0 | 1 | A | Unknown |
| J. Robert Sheeks & Co. CRD: 10310 | — | 0 | 0 | A | INACTIVE |
| J. S. Barr & Co., Inc. CRD: 1172 | — | 0 | 0 | A | INACTIVE |
| J. S. Hope & Co., Inc. CRD: 2227 | — | 0 | 0 | A | INACTIVE |
| J. Scott Securities Corp. CRD: 47007 | — | 1 | 0 | B | INACTIVE |
| J. Shapiro Co. CRD: 3376 | — | 0 | 0 | A | INACTIVE |
| J. Stern & Co. LLP CRD: 323871 | — | 0 | 0 | A | Unknown |
| J. Stern & Co., LLC CRD: 326509 | — | 0 | 1 | A | Unknown |
| J. Stone Management LLC CRD: 324516 | — | 0 | 1 | A | Unknown |
| J. Streicher & Co. L.L.C. CRD: 3526 | NY | 9 | 1 | D | Active |
| J. T. Butwin Brokerage Services, Ltd. CRD: 19224 | — | 0 | 0 | A | INACTIVE |
| J. T. Moran & Co., Inc. CRD: 15655 | — | 0 | 0 | A | INACTIVE |
| J. W. Cole Advisors, Inc. CRD: 112294 | — | 0 | 536 | A | Unknown |
| J. W. Korth & Company CRD: 17090 | — | 0 | 0 | A | INACTIVE |