Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| J. W. Weller & Co., Inc. CRD: 6106 | — | 0 | 0 | A | INACTIVE |
| J. Williams Wealth Management, LLC CRD: 132053 | — | 0 | 2 | A | Unknown |
| J. Zaner & Company CRD: 10506 | — | 0 | 0 | A | INACTIVE |
| J.A. Forlines, LLC CRD: 150016 | — | 0 | 0 | A | Unknown |
| J.A. Wilson, Inc. CRD: 14067 | — | 0 | 0 | A | INACTIVE |
| J.A.K. Securities, Inc. CRD: 47866 | PA | 5 | 1 | C | Active |
| J.C. Bradford & Co. CRD: 1287 | — | 44 | 0 | F | INACTIVE |
| J.C. Flowers & Co. LLC CRD: 142529 | — | 0 | 1 | A | Unknown |
| J.C. Goodgal, Inc. CRD: 128318 | — | 0 | 1 | A | Unknown |
| J.D. Blair Securities Corp. CRD: 37249 | — | 0 | 0 | A | INACTIVE |
| J.D. Bowyer & CO.INC. CRD: 13551 | — | 0 | 0 | A | INACTIVE |
| J.D. Copperfield, Ltd. CRD: 13036 | — | 0 | 0 | A | INACTIVE |
| J.D. Cowan & Company, LLC. CRD: 169539 | — | 0 | 0 | A | Unknown |
| J.D. Gagnon, Inc. CRD: 130444 | — | 0 | 1 | A | Unknown |
| J.D. Michael and Co. CRD: 14990 | — | 0 | 0 | A | INACTIVE |
| J.D. Wilde & Co., Inc. CRD: 13844 | — | 0 | 0 | A | INACTIVE |
| J.E. Hosch, Inc. CRD: 18702 | — | 0 | 0 | A | INACTIVE |
| J.E. Simmons & Co., P.C. CRD: 108789 | — | 0 | 2 | A | Unknown |
| J.F. Mackie & Company U.S.A. CRD: 115604 | — | 0 | 0 | A | INACTIVE |
| J.F. Williams Co., Inc. CRD: 113569 | — | 0 | 2 | A | Unknown |
| J.F.C. Securities, Inc. CRD: 13554 | — | 0 | 0 | A | INACTIVE |
| J.G. Jackson & Co. CRD: 125966 | — | 0 | 0 | A | Unknown |
| J.G. Jobe Investment Advisors, LLC CRD: 142895 | — | 0 | 0 | A | Unknown |
| J.G. Securities Corp. CRD: 16413 | — | 0 | 0 | A | INACTIVE |
| J.H. Brooks & Co., Inc. CRD: 32669 | — | 0 | 0 | A | INACTIVE |
| J.H. Darbie & Co., Inc. CRD: 43520 | NY | 12 | 8 | B | Active |
| J.H. Heffernan Securities, Inc. CRD: 48003 | — | 0 | 0 | A | INACTIVE |
| J.H. Lane Partners, LP CRD: 282383 | — | 0 | 1 | A | Unknown |
| J.H. Smith Partners & Co. CRD: 300494 | — | 0 | 0 | A | Unknown |
| J.I. Kislak Securities, Inc. CRD: 10483 | — | 0 | 0 | A | INACTIVE |
| J.J. Burns & Company CRD: 140452 | — | 0 | 1 | A | Unknown |
| J.J. Darby & Co., Inc. CRD: 7285 | — | 0 | 0 | A | INACTIVE |
| J.J. Kenny Drake, Inc. CRD: 7118 | — | 1 | 0 | B | INACTIVE |
| J.J. Lowery & Co CRD: 10169 | — | 0 | 0 | A | INACTIVE |
| J.J.B. Hilliard, W.L. Lyons, LLC CRD: 453 | — | 67 | 0 | F | INACTIVE |
| J.J.F. Investments, Inc. CRD: 141262 | — | 0 | 0 | A | Unknown |
| J.K. Financial, Inc. CRD: 114929 | — | 0 | 2 | A | Unknown |
| J.KENNETH Rosko, Ltd. CRD: 124049 | — | 0 | 0 | A | Unknown |
| J.M. Arbour, LLC CRD: 313352 | — | 0 | 2 | A | Unknown |
| J.M. Carter & Co. CRD: 124571 | — | 0 | 0 | A | Unknown |
| J.M. Duryea, Inc. CRD: 32704 | — | 0 | 0 | A | INACTIVE |
| J.M. Forbes & Co. LLP CRD: 107422 | — | 0 | 1 | A | Unknown |
| J.M. Jacquin & Company CRD: 315517 | — | 0 | 0 | A | Unknown |
| J.M. Jacquin & Company CRD: 331420 | — | 0 | 0 | A | Unknown |
| J.M. Williams, Inc. CRD: 24691 | — | 0 | 0 | A | INACTIVE |
| J.M.J. Investment Services, Inc. CRD: 17040 | — | 0 | 0 | A | INACTIVE |
| J.O.Y. Wealth Partners CRD: 327550 | — | 0 | 0 | A | Unknown |
| J.P. King Advisors, Inc. CRD: 112109 | — | 0 | 4 | A | Unknown |
| J.P. Marsala & Co. CRD: 146319 | — | 0 | 0 | A | Unknown |
| J.P. Matrix Partners L.L.C CRD: 117957 | — | 0 | 0 | A | INACTIVE |