Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BSI Holdings, Inc. CRD: 13751 | - | 0 | 0 | A | INACTIVE |
| Bsias Advisors, LLC CRD: 128576 | - | 0 | 1 | - | Unknown |
| Bsip SLP GP, LLC CRD: 298964 | - | 0 | 1 | - | Unknown |
| Bsla Securities, Inc. CRD: 13578 | - | 0 | 0 | A | INACTIVE |
| BSN Capital Partners Limited CRD: 320862 | - | 0 | 0 | - | Unknown |
| BSP Advisors Ltd. CRD: 162094 | - | 0 | 0 | - | Unknown |
| BSP CLO Management LLC CRD: 304962 | - | 0 | 2 | - | Unknown |
| BSP NY LLC CRD: 128557 | - | 0 | 1 | - | Unknown |
| BSP Securities, LLC CRD: 156936 | - | 0 | 0 | A | INACTIVE |
| Bsquare Investalytix LLC CRD: 333679 | - | 0 | 2 | - | Unknown |
| BSR Lone Star GP LLC CRD: 325105 | - | 0 | 1 | - | Unknown |
| BST Investment Advisors CRD: 130092 | - | 0 | 0 | - | Unknown |
| BSV Fund Managers, LLC CRD: 290444 | - | 0 | 1 | - | Unknown |
| BSV SPV Management, LLC CRD: 298459 | - | 0 | 1 | - | Unknown |
| BSW Wealth Partners CRD: 107485 | - | 0 | 1 | - | Unknown |
| BT Brokerage Corporation CRD: 16570 | - | 0 | 0 | A | INACTIVE |
| BT Family Office, LLC CRD: 305713 | - | 0 | 1 | - | Unknown |
| BT Financial Services LLC CRD: 322709 | - | 0 | 1 | - | Unknown |
| BT Investment Corporation CRD: 25951 | - | 0 | 0 | A | INACTIVE |
| BT REI Manager, LLC CRD: 334654 | - | 0 | 1 | - | Unknown |
| BT Valo CRD: 330010 | - | 0 | 0 | - | Unknown |
| BT Wealth Management, LLC CRD: 147729 | - | 0 | 0 | - | Unknown |
| BTA Investment Advisors LLC CRD: 173600 | - | 0 | 0 | - | Unknown |
| BTC Capital Management CRD: 127158 | - | 0 | 2 | - | Unknown |
| BTC Capital Partners CRD: 159654 | - | 0 | 0 | - | Unknown |
| BTC Financial Management Co. CRD: 170305 | - | 0 | 3 | - | Unknown |
| BTCM LLC CRD: 288591 | - | 0 | 0 | - | Unknown |
| Btesh Financial, LLC CRD: 338209 | - | 0 | 1 | - | Unknown |
| Btex Group Limited CRD: 339669 | - | 0 | 1 | - | Unknown |
| BTG Capital CRD: 286476 | - | 0 | 1 | - | Unknown |
| BTG Capital LLC CRD: 337715 | - | 0 | 1 | - | Unknown |
| BTG Pactual (UK) Limited CRD: 159871 | - | 0 | 0 | - | Unknown |
| BTG Pactual Asia Ltd. CRD: 159872 | - | 0 | 0 | - | Unknown |
| BTG Pactual Asset Management S.A. DTVM CRD: 159875 | - | 0 | 0 | - | Unknown |
| BTG Pactual Asset Management US , LLC CRD: 152538 | - | 0 | 55 | - | Unknown |
| BTG Pactual Chile Servicios Financieros S.A. CRD: 116641 | - | 0 | 0 | - | Unknown |
| BTG Pactual Gestora DE Recursos Ltda CRD: 160110 | - | 0 | 0 | - | Unknown |
| BTG Pactual Global Asset Management Ltd. CRD: 159873 | - | 0 | 0 | - | Unknown |
| BTG Pactual US Capital, LLC CRD: 149486 | NY | 2 | 4 | C | Active |
| BTI Sports Advisors CRD: 284302 | - | 0 | 1 | - | Unknown |
| Btig, LLC CRD: 122225 | CA | 13 | 28 | C | Active |
| BTM Consulting USA, LLC CRD: 327140 | NY | 0 | 1 | A | Active |
| Btmu Financial Services, Inc. CRD: 155964 | - | 0 | 0 | A | INACTIVE |
| BTN Research, Inc. CRD: 37456 | - | 0 | 0 | A | INACTIVE |
| BTNV Management, LLC CRD: 320932 | - | 0 | 1 | - | Unknown |
| BTR Capital Management Inc CRD: 105195 | - | 0 | 0 | - | Unknown |
| BTS Asset Management, Inc. CRD: 105215 | - | 0 | 5 | - | Unknown |
| BTS Securities Corporation CRD: 8328 | MA | 1 | 3 | B | Active |
| BTT Partners LLC CRD: 330281 | - | 0 | 1 | - | Unknown |
| BTV Capital LLC CRD: 170290 | - | 0 | 1 | - | Unknown |