Branch offices
1 office
FINRA: Small firm
CRD #327140 · FINRA BrokerCheck + SEC IAPD
BTM Consulting USA, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, BTM Consulting USA, LLC ranks #7,065 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #442 of 868 on the same disclosure sort used on the state browse page. BTM Consulting USA, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.
- Grade A
- Safety grade
- 1
- branch office
- 0
- disclosures
- #7,065 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 327140 BTM Consulting USA, LLC
BTM Consulting USA, LLC · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 327140
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 0.00
- RANK #7,065 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
BTM Consulting USA, LLC ranks #7,065 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Clean disclosure surface
BTM Consulting USA, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- New York, NY, 10007
- Formed
- 04/04/2016
- State of Formation
- New York
- CRD Number
- 327140
- SEC Number
- 71129
Clean BrokerCheck surface
BTM Consulting USA, LLC's clean BrokerCheck surface
BTM Consulting USA, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).
BTM Consulting USA, LLC shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of BTM Consulting USA, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New York cohort · 0.00× state average
BTM Consulting USA, LLC sits below the New York disclosure average
BTM Consulting USA, LLC reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does BTM Consulting USA, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, BTM Consulting USA, LLC ranks #7,065 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #442 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for BTM Consulting USA, LLC?
A grade of A means BTM Consulting USA, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does BTM Consulting USA, LLC have?
BTM Consulting USA, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is BTM Consulting USA, LLC?
BTM Consulting USA, LLC operates 1 branch office and is classified by FINRA as a small firm, registered in NY (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify BTM Consulting USA, LLC's disciplinary record?
You can verify BTM Consulting USA, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 327140. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. BTM Consulting USA, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to BTM Consulting USA, LLC's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to BTM Consulting USA, LLC's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to BTM Consulting USA, LLC's 0.00
- Firms in NY - state roster that includes BTM Consulting USA, LLC's registration home.
- How to Vet a Financial Advisor - Use BTM Consulting USA, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like BTM Consulting USA, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside BTM Consulting USA, LLC.
- Compare firms - put BTM Consulting USA, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.