Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BU Bregal Unternehmerkapital AG CRD: 336363 | - | 0 | 0 | - | Unknown |
| BU Bregal Unternehmerkapital GMBH CRD: 336360 | - | 0 | 0 | - | Unknown |
| Buan Capital LP CRD: 325558 | - | 0 | 1 | - | Unknown |
| Bubba's NOM NOM Investment Emporium CRD: 323509 | - | 0 | 0 | - | Unknown |
| Buchanan Capital Management, LLC CRD: 306924 | - | 0 | 1 | - | Unknown |
| Buchanan Street Partners, L.P. CRD: 169052 | - | 0 | 1 | - | Unknown |
| Buchanan Wealth Management CRD: 316629 | - | 0 | 1 | - | Unknown |
| Bucher Wealth Advisors CRD: 154878 | - | 0 | 2 | - | Unknown |
| Buchholz Financial CRD: 149785 | - | 0 | 0 | - | Unknown |
| Buck HR Securities LLC CRD: 299842 | - | 0 | 0 | A | INACTIVE |
| Buck Wealth Strategies, LLC CRD: 322138 | - | 0 | 34 | - | Unknown |
| Buck's Grove Financial, LLC CRD: 292236 | - | 0 | 0 | - | Unknown |
| Buck, Charles P. CRD: 130102 | - | 0 | 0 | - | Unknown |
| Bucket List Wealth Management, LLC CRD: 286494 | - | 0 | 1 | - | Unknown |
| Buckeye Capital Management LLC CRD: 163914 | - | 0 | 0 | - | Unknown |
| Buckeye Commodities & Capital Markets Inc. CRD: 14767 | - | 0 | 0 | A | INACTIVE |
| Buckeye Financial Solutions, Inc. CRD: 130404 | - | 0 | 3 | - | Unknown |
| Buckeye Wealth Management LLC CRD: 143638 | - | 0 | 1 | - | Unknown |
| Buckeye Wealth Partners, LLC CRD: 126428 | - | 0 | 1 | - | Unknown |
| Buckeye-Pacific CRD: 311553 | - | 0 | 1 | - | Unknown |
| Buckhead Capital Management, LLC CRD: 110707 | - | 0 | 1 | - | Unknown |
| Buckhead Financial Corporation CRD: 18398 | - | 0 | 0 | A | INACTIVE |
| Buckhead ONE Financial Opportunities, LLC - Manage… CRD: 173153 | - | 0 | 0 | - | Unknown |
| Buckhead Resources, Inc. CRD: 305995 | - | 0 | 1 | - | Unknown |
| Buckhead Securities, Inc. CRD: 10089 | - | 0 | 0 | A | INACTIVE |
| Buckhill Capital LP CRD: 310760 | - | 0 | 0 | - | Unknown |
| Buckhill Capital LP CRD: 330146 | - | 0 | 1 | - | Unknown |
| Buckhorn Investment Advisors LLC CRD: 291890 | - | 0 | 0 | - | Unknown |
| Buckhorn Resources, LP CRD: 226647 | - | 0 | 1 | - | Unknown |
| Buckhorn Securities,Inc. CRD: 15020 | - | 0 | 0 | A | INACTIVE |
| Buckingham Capital Management Inc CRD: 110378 | - | 0 | 0 | - | Unknown |
| Buckingham Capital Management, Inc. CRD: 117984 | - | 0 | 0 | - | Unknown |
| Buckingham Financial Group, Inc. CRD: 117982 | - | 0 | 0 | - | Unknown |
| Buckingham Securities, Ltd. CRD: 10570 | - | 0 | 0 | A | INACTIVE |
| Buckingham Strategic Wealth, LLC CRD: 143323 | - | 0 | 0 | - | Unknown |
| Buckland Partners Management Co. CRD: 163539 | - | 0 | 1 | - | Unknown |
| Buckler Securities LLC CRD: 284576 | CT | 0 | 3 | A | Active |
| Buckler Wealth Management, LLC CRD: 332591 | - | 0 | 1 | - | Unknown |
| Buckley & Boots, Inc. CRD: 26879 | - | 0 | 0 | A | INACTIVE |
| Buckley & Young, LLC CRD: 139690 | - | 0 | 0 | A | INACTIVE |
| Buckley Capital Advisors, LLC CRD: 268818 | - | 0 | 2 | - | Unknown |
| Buckley Financial Group CRD: 316925 | - | 0 | 1 | - | Unknown |
| Buckley Financial Services CRD: 291035 | - | 0 | 0 | - | Unknown |
| Buckley Investment Group, LLC CRD: 128559 | - | 0 | 0 | - | Unknown |
| Buckley Lloyd Partners, LLC CRD: 174869 | - | 0 | 0 | - | Unknown |
| Buckley Muething Capital Management Co CRD: 105565 | - | 0 | 0 | - | Unknown |
| Buckley Ventures Management Company LLC CRD: 308885 | - | 0 | 1 | - | Unknown |
| Buckley Wealth CRD: 285823 | - | 0 | 2 | - | Unknown |
| Buckman & Company CRD: 335313 | - | 0 | 1 | - | Unknown |
| Buckman Advisory Group LLC CRD: 131688 | - | 0 | 8 | - | Unknown |