Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| J.P. Mccauley & Co.,Ltd. CRD: 14191 | — | 0 | 0 | A | INACTIVE |
| J.P. Morgan Clearing Corp. CRD: 28432 | — | 67 | 0 | F | INACTIVE |
| J.P. Morgan in-DX LLC CRD: 172939 | — | 0 | 0 | A | Unknown |
| J.P. Morgan Institutional Investments Inc. CRD: 102920 | NY | 0 | 15 | A | Active |
| J.P. Morgan Prime Inc. CRD: 282107 | NY | 0 | 3 | A | Active |
| J.P. Morgan Securities Inc. CRD: 18718 | — | 108 | 0 | F | INACTIVE |
| J.P. Morgan Securities LLC CRD: 79 | NY | 547 | 6,951 | B | Active |
| J.P. Securities, Inc. CRD: 36559 | — | 51 | 0 | F | INACTIVE |
| J.P. Turner & Company, L.L.C. CRD: 43177 | — | 42 | 0 | F | INACTIVE |
| J.P.P. Euro-Securities, Inc. CRD: 18509 | — | 2 | 0 | B | INACTIVE |
| J.P.R. Capital Corp. CRD: 38056 | — | 16 | 0 | D | INACTIVE |
| J.PAPPAS Investments CRD: 299387 | — | 0 | 1 | A | Unknown |
| J.R. Boyd Securities CRD: 13329 | — | 0 | 0 | A | INACTIVE |
| J.R. Boyer & Co. CRD: 29442 | — | 0 | 0 | A | INACTIVE |
| J.R. Michael Corporation CRD: 14036 | — | 0 | 0 | A | INACTIVE |
| J.R. Young, P.C. CRD: 154608 | — | 0 | 0 | A | Unknown |
| J.S.H. Trading, LLC CRD: 46499 | — | 0 | 0 | A | INACTIVE |
| J.T. Bishop Advisors CRD: 111256 | — | 0 | 0 | A | Unknown |
| J.V. ACE & Company, Inc. CRD: 13528 | — | 0 | 0 | A | INACTIVE |
| J.W. Advisors Inc. CRD: 113883 | — | 0 | 2 | A | Unknown |
| J.W. Barclay & Co., Inc. CRD: 23350 | — | 24 | 0 | D | INACTIVE |
| J.W. Cabott & Co., Inc. CRD: 26968 | — | 0 | 0 | A | INACTIVE |
| J.W. Enterprises, Inc. CRD: 15389 | — | 0 | 0 | A | INACTIVE |
| J.W. Jarvis Investment Advisors CRD: 143894 | — | 0 | 1 | A | Unknown |
| J.W. Korth & Company CRD: 26455 | MI | 7 | 5 | B | Active |
| J.W. Korth & Company, Inc. CRD: 13139 | — | 0 | 0 | A | INACTIVE |
| J.W. Millegan, Inc. CRD: 40116 | — | 1 | 0 | B | INACTIVE |
| J.W. Securities, Inc. CRD: 127080 | — | 0 | 0 | A | INACTIVE |
| J.W.BURNS & Company, Inc. CRD: 107835 | — | 0 | 2 | A | Unknown |
| J1 Capital LLC CRD: 310963 | — | 0 | 1 | A | Unknown |
| J17 US Management Inc. CRD: 340218 | — | 0 | 1 | A | Unknown |
| J2 Partners LLC CRD: 299886 | — | 0 | 1 | A | Unknown |
| J4 Capital LLC CRD: 226601 | — | 0 | 0 | A | Unknown |
| JAC Advisors LLC CRD: 299840 | — | 0 | 0 | A | Unknown |
| JAC Advisors, LLC CRD: 329700 | — | 0 | 1 | A | Unknown |
| Jack C. Lind & Co., Inc. CRD: 103847 | — | 0 | 0 | A | INACTIVE |
| Jack Clark Smith LLC CRD: 154264 | — | 0 | 0 | A | Unknown |
| Jack D. Prosen, Inc. CRD: 13350 | — | 0 | 0 | A | INACTIVE |
| Jack L. Bartz Inc CRD: 116642 | — | 0 | 0 | A | Unknown |
| Jack Wood Advisory, LLC CRD: 298555 | — | 0 | 0 | A | Unknown |
| Jackalope Capital CRD: 309696 | — | 0 | 1 | A | Unknown |
| Jackel Trading L.L.C. CRD: 122013 | — | 0 | 0 | A | INACTIVE |
| Jackelee Parks CRD: 19416 | — | 0 | 0 | A | INACTIVE |
| Jackie Advisors, LLC CRD: 283101 | — | 0 | 0 | A | Unknown |
| Jackson Avenue, LLC CRD: 158854 | — | 0 | 2 | A | Unknown |
| Jackson Capital Corp. CRD: 15907 | — | 0 | 0 | A | INACTIVE |
| Jackson Jackson Schroeder, Inc. CRD: 133506 | — | 0 | 0 | A | Unknown |
| Jackson Kohle & Co. CRD: 17788 | — | 5 | 0 | C | INACTIVE |
| Jackson Shanklin & Sonia Securities, LLC CRD: 47652 | — | 4 | 0 | C | INACTIVE |
| Jackson Wealth Inc CRD: 323409 | — | 0 | 1 | A | Unknown |