Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jackson, Brent CRD: 316209 | — | 0 | 1 | A | Unknown |
| Jacob Asset Management of NEW York LLC CRD: 112006 | — | 0 | 1 | A | Unknown |
| Jacob William Advisory CRD: 151468 | — | 0 | 0 | A | Unknown |
| Jacobe Investments CRD: 125213 | — | 0 | 0 | A | Unknown |
| Jacobs & Company CRD: 109133 | — | 0 | 1 | A | Unknown |
| Jacobs & Company, LLC CRD: 107674 | — | 0 | 1 | A | Unknown |
| Jacobsma Financial CRD: 330264 | — | 0 | 2 | A | Unknown |
| Jacquot Group LLC CRD: 172476 | — | 0 | 0 | A | Unknown |
| Jade & Cowry LLC CRD: 154129 | — | 0 | 3 | A | Unknown |
| Jade Financial LLC CRD: 330455 | — | 0 | 1 | A | Unknown |
| Jade Invest CRD: 299099 | — | 0 | 0 | A | Unknown |
| Jade Invest CRD: 167554 | — | 0 | 0 | A | Unknown |
| Jade Invest CRD: 312104 | — | 0 | 0 | A | Unknown |
| Jadian Capital, LP CRD: 291946 | — | 0 | 1 | A | Unknown |
| Jadwin Partners, LLC CRD: 167048 | — | 0 | 0 | A | Unknown |
| JAE Investments, Inc. CRD: 42807 | — | 0 | 0 | A | INACTIVE |
| Jafar Management, LLC CRD: 299353 | — | 0 | 2 | A | Unknown |
| Jafar Partners, LLC CRD: 300514 | — | 0 | 0 | A | Unknown |
| Jaffe, Neal a. CRD: 41304 | — | 0 | 0 | A | INACTIVE |
| JAG Derivatives, LP CRD: 139252 | — | 0 | 0 | A | INACTIVE |
| JAG Trading L.L.C. CRD: 114061 | MI | 4 | 2 | B | Active |
| Jaguar Trading, CLP CRD: 38125 | — | 0 | 0 | A | INACTIVE |
| Jain Global LLC CRD: 330309 | — | 0 | 1 | A | Unknown |
| Jain Wealthonomics CRD: 339432 | — | 0 | 1 | A | Unknown |
| Jaincap LLC CRD: 307150 | — | 0 | 0 | A | Unknown |
| Jake Management, LLC CRD: 336691 | — | 0 | 1 | A | Unknown |
| Jalex Trading L.L.C. CRD: 104032 | — | 0 | 0 | A | INACTIVE |
| JAM Capital Partners CRD: 161949 | — | 0 | 2 | A | Unknown |
| JAM Fund, LLC CRD: 311616 | — | 0 | 1 | A | Unknown |
| Jamcap LLC CRD: 286302 | — | 0 | 0 | A | Unknown |
| Jamcor, Inc. CRD: 16129 | — | 0 | 0 | A | INACTIVE |
| James a Wynne LLC CRD: 323881 | — | 0 | 1 | A | Unknown |
| James a. Casella CPA CRD: 129152 | — | 0 | 0 | A | Unknown |
| James a. Colley, Inc. CRD: 141794 | — | 0 | 1 | A | Unknown |
| James a. Jimenez CRD: 136200 | — | 0 | 1 | A | Unknown |
| James a. Leavens, Inc. CRD: 2531 | — | 0 | 0 | A | INACTIVE |
| James Alan White CPA CRD: 138995 | — | 0 | 0 | A | Unknown |
| James B. Peeke & Co. Inc. CRD: 10069 | — | 0 | 0 | A | INACTIVE |
| James Benjamin CRD: 312229 | — | 0 | 0 | A | Unknown |
| James Benjamin Gehr CRD: 14257 | — | 0 | 0 | A | INACTIVE |
| James C. Brocke CFP, LLC CRD: 124624 | — | 0 | 0 | A | Unknown |
| James Capel (U.S.A.) Limited CRD: 16477 | — | 0 | 0 | A | INACTIVE |
| James E. Foust CFP CRD: 119828 | — | 0 | 0 | A | Unknown |
| James E. Weiss Inc. CRD: 124633 | — | 0 | 0 | A | Unknown |
| James F. Haskins D/B/a Haskins Financial Co. CRD: 116917 | — | 0 | 0 | A | Unknown |
| James F. Lunny & Co., Inc. CRD: 26250 | — | 0 | 0 | A | INACTIVE |
| James Financial CRD: 162564 | — | 0 | 0 | A | Unknown |
| James Fuller & Co. CRD: 13964 | — | 0 | 0 | A | INACTIVE |
| James H. Crews, Inc. CRD: 16968 | — | 0 | 0 | A | INACTIVE |
| James H. Denning CRD: 107985 | — | 0 | 0 | A | Unknown |