Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Buckman, Buckman & Reid, Inc. CRD: 23407 | NJ | 22 | 3 | D | Active |
| Buckram Securities Ltd CRD: 126976 | NY | 0 | 3 | A | Active |
| Bucks County Financial Planning Group, Inc. CRD: 151205 | - | 0 | 0 | - | Unknown |
| Budak Financial Group, LLC CRD: 144041 | - | 0 | 3 | - | Unknown |
| Budd, Melone & Co. LLC CRD: 288233 | - | 0 | 0 | - | Unknown |
| Buddhainvest Inc. CRD: 313356 | - | 0 | 1 | - | Unknown |
| Budge Financial Inc CRD: 108256 | - | 0 | 0 | - | Unknown |
| Budge, David M. CRD: 147046 | - | 0 | 1 | - | Unknown |
| Budget Mortgage Corp. CRD: 282992 | - | 0 | 0 | - | Unknown |
| Budnick Capital, LLC CRD: 302118 | - | 0 | 1 | - | Unknown |
| Budo Securities LLC CRD: 300556 | - | 0 | 0 | A | INACTIVE |
| Budros, Ruhlin & ROE CRD: 106536 | - | 0 | 0 | - | Unknown |
| Buell Investment Advisors CRD: 173423 | - | 0 | 1 | - | Unknown |
| Buell Securities Corp. CRD: 1342 | CT | 6 | 2 | C | Active |
| Buellesfeld Financial Services, Inc. CRD: 115910 | - | 0 | 2 | - | Unknown |
| Buelow Investment Services, Inc. CRD: 31071 | - | 2 | 0 | B | INACTIVE |
| Buen Vivir Investment Management, LLC CRD: 292745 | - | 0 | 0 | - | Unknown |
| Buena Vista Fund Management, LLC. CRD: 124537 | - | 0 | 0 | - | Unknown |
| Buena Vista Investment Management LLC CRD: 123252 | - | 0 | 1 | - | Unknown |
| Buenger Capital Partners, LLC CRD: 297204 | - | 0 | 0 | - | Unknown |
| Buentrip Ventures CRD: 333095 | - | 0 | 0 | - | Unknown |
| Buenwealth CRD: 327175 | - | 0 | 0 | - | Unknown |
| Bueter and Company, Inc. CRD: 8270 | - | 0 | 0 | A | INACTIVE |
| Buetti, Cannon & Co., Incorporated CRD: 13729 | - | 0 | 0 | A | INACTIVE |
| Buff Capital Management, LLC CRD: 110197 | - | 0 | 2 | - | Unknown |
| Buff Your Finances CRD: 288105 | - | 0 | 2 | - | Unknown |
| Buffalo BAY Capital, LLC CRD: 160278 | - | 0 | 0 | - | Unknown |
| Buffalo Capital Advisors LLC CRD: 339814 | - | 0 | 1 | - | Unknown |
| Buffalo Capital Corporation CRD: 111064 | - | 0 | 0 | - | Unknown |
| Buffalo Financial Solutions, LLC CRD: 167683 | - | 0 | 0 | - | Unknown |
| Buffalo First Wealth Management, LLC CRD: 168937 | - | 0 | 1 | - | Unknown |
| Buffalo Ridge Energy Partners GP, LLC CRD: 306289 | - | 0 | 0 | - | Unknown |
| Buffalo RUN Wealth Advisors LLC CRD: 338661 | - | 0 | 1 | - | Unknown |
| Buffalo Securities Corporation CRD: 7891 | - | 0 | 0 | A | INACTIVE |
| Buffalo Valley Wealth Plus CRD: 307918 | - | 0 | 2 | - | Unknown |
| Bufferlabs CRD: 337959 | - | 0 | 2 | - | Unknown |
| Buffington Mohr Mcneal CRD: 109361 | - | 0 | 0 | - | Unknown |
| Bugdal Zinsser Asset Management, Inc. CRD: 128915 | - | 0 | 1 | - | Unknown |
| Buie Investment Advisors, LLC CRD: 129981 | - | 0 | 4 | - | Unknown |
| Build a Better Financial Future LLC CRD: 305490 | - | 0 | 1 | - | Unknown |
| Build Advisors CRD: 291859 | - | 0 | 0 | - | Unknown |
| Build America Management Company CRD: 174044 | - | 0 | 0 | - | Unknown |
| Build Asset Management CRD: 298354 | - | 0 | 4 | - | Unknown |
| Build Financial Advisors, LLC CRD: 323201 | - | 0 | 1 | - | Unknown |
| Build Your OWN Nest LLC CRD: 323498 | - | 0 | 0 | - | Unknown |
| Builder Advisor Group, LLC CRD: 156515 | CA | 1 | 4 | B | Active |
| Builder Investment Group CRD: 107671 | - | 0 | 2 | - | Unknown |
| Builders Fund Ventures, LLC CRD: 325533 | - | 0 | 1 | - | Unknown |
| Builders Union LLP CRD: 298980 | - | 0 | 0 | - | Unknown |
| Builders VC, LLC CRD: 288444 | - | 0 | 1 | - | Unknown |