Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Buildgroup Management CRD: 289150 | - | 0 | 1 | - | Unknown |
| Building Equities, LLC CRD: 313539 | - | 0 | 1 | - | Unknown |
| Building Ventures, LLC CRD: 300127 | - | 0 | 1 | - | Unknown |
| Building Wealth Financial Advisory LLC CRD: 339948 | - | 0 | 1 | - | Unknown |
| Buildup CRD: 306205 | - | 0 | 0 | - | Unknown |
| Bulger Partners, LLC CRD: 146235 | - | 0 | 0 | A | INACTIVE |
| Bulick Capital Advisors CRD: 340053 | - | 0 | 1 | - | Unknown |
| Bull & Bear Advisors LLC CRD: 315309 | - | 0 | 5 | - | Unknown |
| Bull & Bear Brokerage Services, Inc. CRD: 113866 | - | 0 | 0 | A | INACTIVE |
| Bull & Bear Capital Advisors, LLC CRD: 137453 | - | 0 | 1 | - | Unknown |
| Bull & Bear Securities, Inc. CRD: 15142 | - | 9 | 0 | D | INACTIVE |
| Bull & Bear, LP CRD: 317904 | - | 0 | 1 | - | Unknown |
| Bull Bear Capital Management LLC CRD: 325136 | - | 0 | 1 | - | Unknown |
| Bull Bear Investment Management LLC CRD: 174038 | - | 0 | 1 | - | Unknown |
| Bull City Advisors, LLC CRD: 162049 | - | 0 | 0 | - | Unknown |
| Bull Harbor Capital LLC. CRD: 324995 | - | 0 | 31 | - | Unknown |
| Bull Market Investment Management, Inc. CRD: 288871 | - | 0 | 2 | - | Unknown |
| Bull Market Securities, Inc. CRD: 282480 | FL | 0 | 5 | A | Active |
| Bull Market Strategies LLC CRD: 339029 | - | 0 | 1 | - | Unknown |
| Bull Moose Investments LLC CRD: 172216 | - | 0 | 0 | - | Unknown |
| Bull OAK Capital, LLC CRD: 170325 | - | 0 | 1 | - | Unknown |
| Bull RUN Investment Management LLC CRD: 306763 | - | 0 | 2 | - | Unknown |
| Bull Street Advisors CRD: 304058 | - | 0 | 1 | - | Unknown |
| Bull's EYE Wealth Management, LLC CRD: 304059 | - | 0 | 0 | - | Unknown |
| Bull, Inc. CRD: 11132 | - | 0 | 0 | A | INACTIVE |
| Bullard Mcleod & Associates Inc CRD: 105341 | - | 0 | 0 | - | Unknown |
| Bullaro Securities Corp. CRD: 28042 | - | 2 | 0 | B | INACTIVE |
| Bullbear Investment Management, LLC CRD: 141513 | - | 0 | 2 | - | Unknown |
| Bulldog Advisors LLC CRD: 171554 | - | 0 | 0 | - | Unknown |
| Bulldog Asset Management, Inc. CRD: 133036 | - | 0 | 1 | - | Unknown |
| Bulldog Financial Planning LLC CRD: 318804 | - | 0 | 1 | - | Unknown |
| Bulldog Innovation Group LLC CRD: 281063 | - | 0 | 1 | - | Unknown |
| Bulldog Investors, LLP CRD: 151585 | - | 0 | 3 | - | Unknown |
| Bulldog Trading LLC CRD: 47616 | - | 1 | 0 | B | INACTIVE |
| Bulle Rock CRD: 142363 | - | 0 | 1 | - | Unknown |
| Bullet Ventures Management Ltd CRD: 331216 | - | 0 | 0 | - | Unknown |
| Bullet Ventures Management, LLC CRD: 320652 | - | 0 | 1 | - | Unknown |
| Bulletproof Capital, LLC CRD: 341136 | - | 0 | 1 | - | Unknown |
| Bullground CRD: 339562 | - | 0 | 0 | - | Unknown |
| Bullhorn Capital, LLC CRD: 310789 | - | 0 | 0 | - | Unknown |
| Bullington Advisors Inc. CRD: 323957 | - | 0 | 1 | - | Unknown |
| Bullington Capital Management, LLC CRD: 128697 | - | 0 | 1 | - | Unknown |
| Bullington-Schas & Co., Inc. CRD: 1343 | - | 0 | 0 | A | INACTIVE |
| Bullish BOB Bagley Securities, Inc. CRD: 24761 | TX | 0 | 2 | A | Active |
| Bullock Capital Alliance, Inc. CRD: 121485 | - | 0 | 2 | - | Unknown |
| Bullock Trading LP CRD: 132807 | - | 4 | 0 | C | INACTIVE |
| Bullogic LLC CRD: 171122 | - | 0 | 0 | - | Unknown |
| Bullogic Wealth Management CRD: 298318 | - | 0 | 3 | - | Unknown |
| Bullpen Management, LLC CRD: 166060 | - | 0 | 1 | - | Unknown |
| Bullpen SPV Capital Management LLC CRD: 316187 | - | 0 | 0 | - | Unknown |