Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| James Harold Goode, JR. CRD: 16334 | — | 2 | 0 | B | INACTIVE |
| James Horton, LLC CRD: 129114 | — | 0 | 2 | A | Unknown |
| James J. Bruzza Securities Corp. CRD: 32670 | — | 0 | 0 | A | INACTIVE |
| James J. Duane & Co., Inc. CRD: 6975 | — | 0 | 0 | A | INACTIVE |
| James J. Foster, Inc. CRD: 8227 | — | 0 | 0 | A | INACTIVE |
| James J. Lomeli, Inc. CRD: 126627 | — | 0 | 0 | A | INACTIVE |
| James Life/Funds, Inc. CRD: 6049 | — | 0 | 0 | A | INACTIVE |
| James M. Myers and Co., Inc. CRD: 17468 | — | 2 | 0 | B | INACTIVE |
| James O. Funk Co. CRD: 1941 | — | 0 | 0 | A | INACTIVE |
| James P. Mcmullan, Inc. CRD: 35671 | — | 0 | 0 | A | INACTIVE |
| James R. Davis CRD: 144801 | — | 0 | 0 | A | Unknown |
| James River Capital Corp. CRD: 133297 | — | 0 | 0 | A | Unknown |
| James Robert Burke CRD: 122295 | — | 0 | 0 | A | INACTIVE |
| James Securites, Inc. CRD: 14157 | — | 0 | 0 | A | INACTIVE |
| James T Bell CRD: 11829 | — | 0 | 0 | A | INACTIVE |
| James T. Borello & Co. CRD: 16860 | IL | 0 | 3 | A | Active |
| James T. Thornton & Co. CRD: 3583 | — | 0 | 0 | A | INACTIVE |
| James W. Bullard, JR., Incorporated CRD: 30977 | — | 0 | 0 | A | INACTIVE |
| James W. Walker, P.A. CRD: 110863 | — | 0 | 1 | A | Unknown |
| James W. Zucker CRD: 10296 | — | 0 | 0 | A | INACTIVE |
| James Wilson More CRD: 143971 | — | 0 | 0 | A | Unknown |
| James, Patrick John CRD: 101120 | — | 0 | 0 | A | INACTIVE |
| James, Patrick John CRD: 124383 | — | 0 | 0 | A | INACTIVE |
| Jamestown, L.P. CRD: 158207 | — | 0 | 1 | A | Unknown |
| Jamie E. Friedman, Inc. CRD: 45534 | — | 0 | 0 | A | INACTIVE |
| Jamie Securities Co. CRD: 16653 | — | 0 | 0 | A | INACTIVE |
| Jamieson Capital CRD: 175016 | — | 0 | 0 | A | Unknown |
| Jamro Advisors, LLC CRD: 307200 | — | 0 | 1 | A | Unknown |
| JAN S. Glade, CPA (APC) CRD: 117777 | — | 0 | 1 | A | Unknown |
| Jana Partners LLC CRD: 151318 | — | 0 | 0 | A | Unknown |
| Janchor Partners CRD: 160420 | — | 0 | 0 | A | Unknown |
| Janco Partners, Inc. CRD: 40055 | — | 4 | 0 | C | INACTIVE |
| Jane BRYK CRD: 134687 | — | 0 | 0 | A | Unknown |
| Jane C. Kelley CRD: 135618 | — | 0 | 1 | A | Unknown |
| Jane Financial, LLC CRD: 288419 | — | 0 | 1 | A | Unknown |
| Jane Street Specialists, LLC CRD: 118232 | — | 3 | 0 | C | INACTIVE |
| Janice Penar CPA/PFS CFP, P.S. CRD: 116318 | — | 0 | 0 | A | Unknown |
| Janjua Investment, Inc. CRD: 28964 | — | 0 | 0 | A | INACTIVE |
| Janlyn Capital CRD: 167228 | — | 0 | 0 | A | Unknown |
| Jansen Financial CRD: 149811 | — | 0 | 0 | A | Unknown |
| Janssen Partners, Inc. CRD: 43940 | IA | 1 | 2 | B | Active |
| Jantz Management LLC CRD: 127177 | — | 0 | 0 | A | Unknown |
| Janus Financial CRD: 323940 | — | 0 | 1 | A | Unknown |
| Japan Universal Securities (U.S.A.) Inc. CRD: 25446 | — | 0 | 0 | A | INACTIVE |
| Jaques Financial Corp. CRD: 23773 | — | 0 | 0 | A | INACTIVE |
| JAR Advisor CRD: 312656 | — | 0 | 2 | A | Unknown |
| Jaris Asset Management CRD: 324194 | — | 0 | 1 | A | Unknown |
| Jaron Equities Corp. CRD: 5764 | — | 0 | 0 | A | INACTIVE |
| Jars Ascend 1 LLC CRD: 322231 | — | 0 | 0 | A | Unknown |
| Jarvis Financial CRD: 165682 | — | 0 | 0 | A | Unknown |