Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jarvis Johnson & Sullivan Inc CRD: 16778 | — | 0 | 0 | A | INACTIVE |
| Jarvis, William CRD: 136523 | — | 0 | 0 | A | Unknown |
| JAS Securities, LLC CRD: 41804 | — | 2 | 0 | B | INACTIVE |
| Jasi Financial, Inc. CRD: 255790 | — | 0 | 1 | A | Unknown |
| Jaskolka Financial CRD: 335711 | — | 0 | 1 | A | Unknown |
| Jason Janes Wealth Management, Inc. CRD: 313041 | — | 0 | 1 | A | Unknown |
| Jason Tang CRD: 289844 | — | 0 | 0 | A | Unknown |
| Jasper Ridge Partners, L.P. CRD: 144401 | — | 0 | 1 | A | Unknown |
| Jaston Capital, LLC CRD: 284543 | — | 0 | 1 | A | Unknown |
| Jato Wealth Advisory CRD: 307457 | — | 0 | 0 | A | Unknown |
| JAW Trading, LLC CRD: 131991 | — | 1 | 0 | B | INACTIVE |
| Jawa LLC CRD: 306052 | — | 0 | 0 | A | Unknown |
| JAY a. Fishman, Ltd CRD: 105609 | — | 0 | 1 | A | Unknown |
| JAY Blue Capital CRD: 340035 | — | 0 | 1 | A | Unknown |
| JAY Kubo LLC CRD: 318098 | — | 0 | 1 | A | Unknown |
| JAY W. Kaufmann & Co. CRD: 2402 | — | 0 | 0 | A | INACTIVE |
| Jaye C. Jarrett & Co., Inc. CRD: 115081 | — | 0 | 0 | A | Unknown |
| Jaypee International, Inc. CRD: 135719 | IL | 3 | 2 | B | Active |
| Jayscot Securities Corp. CRD: 10904 | — | 0 | 0 | A | INACTIVE |
| Jazurek & Co LLC CRD: 289938 | — | 0 | 1 | A | Unknown |
| JB Advisory LLC CRD: 329296 | — | 0 | 1 | A | Unknown |
| JB Capital CRD: 305379 | — | 0 | 0 | A | Unknown |
| JB Capital Partners CRD: 163137 | — | 0 | 1 | A | Unknown |
| JB Drax Honore' Inc. CRD: 149957 | — | 0 | 0 | A | INACTIVE |
| JB Drax Honore' Inc. CRD: 322118 | NY | 3 | 1 | C | Active |
| JB Fitz Inc. CRD: 282646 | — | 0 | 0 | A | Unknown |
| JB, Inc. CRD: 113331 | — | 0 | 0 | A | Unknown |
| JBB Financial, LLC CRD: 135685 | — | 0 | 2 | A | Unknown |
| JBF Capital, Inc. CRD: 131277 | — | 0 | 0 | A | Unknown |
| JBGLOBAL.COM LLC CRD: 119111 | — | 0 | 1 | A | Unknown |
| JBH Financial Inc. CRD: 39180 | — | 0 | 0 | A | INACTIVE |
| JBI Capital LLC CRD: 299254 | — | 0 | 0 | A | Unknown |
| JBL Advisors CRD: 174015 | — | 0 | 0 | A | Unknown |
| JBL Wealth Advisory CRD: 168110 | — | 0 | 0 | A | Unknown |
| JBP Financial LLC CRD: 321170 | — | 0 | 1 | A | Unknown |
| JBS Securities Corp. CRD: 37458 | — | 1 | 0 | B | INACTIVE |
| JBSL Advisors LLC CRD: 335460 | — | 0 | 0 | A | Unknown |
| JBT Capital, Inc CRD: 161810 | — | 0 | 0 | A | Unknown |
| JBV Capital, LLC CRD: 310676 | — | 0 | 1 | A | Unknown |
| JBV GP, LLC CRD: 310673 | — | 0 | 0 | A | Unknown |
| Jc&company CRD: 300724 | — | 0 | 1 | A | Unknown |
| Jcam Investments Ltd CRD: 175278 | — | 0 | 0 | A | Unknown |
| Jcap CRD: 324536 | — | 0 | 0 | A | Unknown |
| Jcap Advisors, LLC CRD: 190516 | — | 0 | 0 | A | Unknown |
| JCB Financial, Inc. CRD: 140902 | — | 0 | 2 | A | Unknown |
| JCD Investments, LLC CRD: 111620 | — | 0 | 0 | A | Unknown |
| JCD Wealth Management CRD: 162443 | — | 0 | 0 | A | Unknown |
| JCG Advisory Group, LLC CRD: 283746 | — | 0 | 2 | A | Unknown |
| JCG Capital CRD: 159116 | — | 0 | 2 | A | Unknown |
| JCG Capital LLC CRD: 330873 | — | 0 | 1 | A | Unknown |