Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bullrock Capital, LLC CRD: 286041 | - | 0 | 1 | - | Unknown |
| Bullrock Management LLC CRD: 336768 | - | 0 | 1 | - | Unknown |
| Bullseye Asset Management LLC CRD: 153990 | - | 0 | 3 | - | Unknown |
| Bullseye Investment Group CRD: 333284 | - | 0 | 1 | - | Unknown |
| Bullseye Investment Management, LLC CRD: 145158 | - | 0 | 5 | - | Unknown |
| Bulltick Investments, LLC CRD: 139981 | - | 0 | 0 | A | INACTIVE |
| Bulltick Securities, LLC CRD: 132092 | - | 1 | 0 | B | INACTIVE |
| Bulltick Wealth Management, LLC CRD: 141588 | - | 0 | 8 | - | Unknown |
| Bulltick, LLC CRD: 104005 | FL | 11 | 3 | C | Active |
| Bulltick4U Advisor, LLC CRD: 319418 | - | 0 | 1 | - | Unknown |
| Bullvc Fund Management LLC CRD: 311600 | - | 0 | 1 | - | Unknown |
| Bulman Wealth Group CRD: 313552 | - | 0 | 2 | - | Unknown |
| Bultman Investment Management, Inc. CRD: 106283 | - | 0 | 1 | - | Unknown |
| Bulwark Capital Corporation CRD: 139266 | - | 0 | 2 | - | Unknown |
| Bulwarkbay Investment Group, LLC CRD: 163097 | - | 0 | 0 | - | Unknown |
| Bumped Invest CRD: 305161 | - | 0 | 0 | - | Unknown |
| Bundy Group Securities, LLC CRD: 311375 | NC | 0 | 3 | A | Active |
| Bungalow Capital Management, LLC CRD: 315498 | - | 0 | 1 | - | Unknown |
| Bunker CRD: 319690 | - | 0 | 1 | - | Unknown |
| Bunker Asset Management LLC CRD: 290020 | - | 0 | 0 | - | Unknown |
| Bunker Hill Management LLC CRD: 157838 | - | 0 | 0 | - | Unknown |
| Bunker Pointer CRD: 330156 | - | 0 | 1 | - | Unknown |
| Bunker Securities Corp. CRD: 8424 | - | 0 | 0 | A | INACTIVE |
| Bunker Wealth Management LLC CRD: 311285 | - | 0 | 0 | - | Unknown |
| Bunkerhill Holdings CRD: 154852 | - | 0 | 0 | - | Unknown |
| Bunkport Capital, LLC CRD: 300470 | - | 0 | 0 | - | Unknown |
| Bunnen Financial Management LLC CRD: 143148 | - | 0 | 1 | - | Unknown |
| Bunq CRD: 334829 | NY | 0 | 1 | A | Active |
| Buoyancy Capital CRD: 323521 | - | 0 | 0 | - | Unknown |
| Buoyant Capital Private Limited CRD: 327612 | - | 0 | 0 | - | Unknown |
| Buoyant Financial CRD: 289156 | - | 0 | 1 | - | Unknown |
| Buoyant Ventures Management, LLC CRD: 317957 | - | 0 | 1 | - | Unknown |
| Buoyant Wealth CRD: 299529 | - | 0 | 1 | - | Unknown |
| Burbank Harbor Capital Management, LLC CRD: 174908 | - | 0 | 1 | - | Unknown |
| Burch & Company, Inc CRD: 102280 | MO | 1 | 8 | B | Active |
| Burch Capital Management, Inc. CRD: 28095 | - | 0 | 0 | A | INACTIVE |
| Burchard Investment Group CRD: 288588 | - | 0 | 0 | - | Unknown |
| Burchell, Denson & Morrison, P.C. CRD: 128033 | - | 0 | 0 | - | Unknown |
| Burdge, Daniels & Company, Inc. CRD: 7938 | - | 0 | 0 | A | INACTIVE |
| Burdick Wealth Management, LLC CRD: 143978 | - | 0 | 1 | - | Unknown |
| Bureker & Associates CRD: 106903 | - | 0 | 0 | - | Unknown |
| Burford Brothers, Inc. CRD: 23512 | - | 0 | 0 | A | INACTIVE |
| Burford Brothers, Inc. CRD: 306574 | - | 0 | 1 | - | Unknown |
| Burford Capital Investment Management LLC CRD: 167365 | - | 0 | 2 | - | Unknown |
| Burford, Perry & Co. Inc. CRD: 35798 | - | 0 | 0 | A | INACTIVE |
| Burge Financial CRD: 172552 | - | 0 | 1 | - | Unknown |
| Burgeon Capital CRD: 160484 | - | 0 | 1 | - | Unknown |
| Burgeon Group, Inc. CRD: 165741 | - | 0 | 0 | - | Unknown |
| Burgess & Leith Incorporated CRD: 114 | - | 0 | 0 | A | INACTIVE |
| Burgess Allison Capital Markets CRD: 8432 | - | 0 | 0 | A | INACTIVE |