Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Burgess Chambers & Associates Inc CRD: 110164 | - | 0 | 7 | - | Unknown |
| Burgess Financial Planning CRD: 143984 | - | 0 | 3 | - | Unknown |
| Burgess Investment Management and Research Inc. CRD: 297648 | - | 0 | 0 | - | Unknown |
| Burgess Wealth Advisory CRD: 173898 | - | 0 | 0 | - | Unknown |
| Burgett Financial Planning CRD: 310474 | - | 0 | 0 | - | Unknown |
| Burgos & Brein Wealth Management CRD: 155947 | - | 0 | 3 | - | Unknown |
| Burgundy Asset Management Ltd. CRD: 114317 | - | 0 | 0 | - | Unknown |
| Burgwin & Co. CRD: 115 | - | 0 | 0 | A | INACTIVE |
| Burkart & Stevens Wealth Management CRD: 284575 | - | 0 | 2 | - | Unknown |
| Burkart Financial Group, Inc. CRD: 290579 | - | 0 | 1 | - | Unknown |
| Burke & Company Capital Growth CRD: 334304 | - | 0 | 1 | - | Unknown |
| Burke & Quick Partners LLC CRD: 153521 | - | 0 | 0 | A | INACTIVE |
| Burke James Bernard CRD: 31686 | - | 0 | 0 | A | INACTIVE |
| Burke Trading Limited Partnership CRD: 32397 | - | 1 | 0 | B | INACTIVE |
| Burke Wealth Management LLC CRD: 298705 | - | 0 | 0 | - | Unknown |
| Burke Wealth Management, LLC CRD: 305840 | - | 0 | 1 | - | Unknown |
| Burke, Lawton, Brewer & Burke, LLC CRD: 1346 | - | 10 | 0 | D | INACTIVE |
| Burke, Richard a. CRD: 136963 | - | 0 | 0 | - | Unknown |
| Burkehill Global Management, LP CRD: 316398 | - | 0 | 1 | - | Unknown |
| Burkett Financial Services, LLC CRD: 140168 | - | 0 | 4 | - | Unknown |
| Burkhart Peterson Investment Advisory, LLC CRD: 285274 | - | 0 | 0 | - | Unknown |
| Burkholder & Associates, LLC CRD: 313338 | - | 0 | 2 | - | Unknown |
| Burkholder Wealth Management CRD: 305300 | - | 0 | 4 | - | Unknown |
| BURKLANDSAAS.VC, LLC CRD: 318736 | - | 0 | 1 | - | Unknown |
| Burl Capital, LLC CRD: 143399 | - | 0 | 0 | - | Unknown |
| Burl Investment Management, LLC CRD: 319525 | - | 0 | 1 | - | Unknown |
| Burleson & Company CRD: 288901 | - | 0 | 0 | - | Unknown |
| Burleson & Company, LLC CRD: 131803 | - | 0 | 0 | - | Unknown |
| Burling Wealth Partners CRD: 332198 | - | 0 | 7 | - | Unknown |
| Burlingame Asset Management, LLC CRD: 126565 | - | 0 | 0 | - | Unknown |
| Burlingame Investment Group LLC CRD: 156279 | - | 0 | 2 | - | Unknown |
| Burlingame Wealth Management, LLC CRD: 300041 | - | 0 | 2 | - | Unknown |
| Burlington Capital Markets Inc. CRD: 26991 | - | 13 | 0 | D | INACTIVE |
| Burlington Securities, Ltd. CRD: 16416 | - | 0 | 0 | A | INACTIVE |
| Burnam Investment Syndications, Inc. CRD: 14654 | - | 0 | 0 | A | INACTIVE |
| Burne Financial Concepts, LLC CRD: 293013 | - | 0 | 1 | - | Unknown |
| Burnett Financial CRD: 308200 | - | 0 | 0 | - | Unknown |
| Burnett Financial Services CRD: 144914 | - | 0 | 0 | - | Unknown |
| Burnett Lane Advisors, LLC CRD: 338829 | - | 0 | 1 | - | Unknown |
| Burnett, Grey & Co., Inc. CRD: 23430 | - | 0 | 0 | A | INACTIVE |
| Burnette Financial Planning, LLC CRD: 159588 | - | 0 | 0 | - | Unknown |
| Burnham & Company LLC CRD: 319339 | - | 0 | 1 | - | Unknown |
| Burnham & Dells Advisors CRD: 114866 | - | 0 | 0 | - | Unknown |
| Burnham & Flower Financial, Inc. CRD: 114006 | MI | 0 | 2 | A | Active |
| Burnham Asset Management Corp CRD: 104960 | - | 0 | 0 | - | Unknown |
| Burnham Gibson Wealth Advisors, Inc. CRD: 282035 | - | 0 | 0 | - | Unknown |
| Burnham Hill Partners LLC CRD: 148000 | - | 1 | 0 | B | INACTIVE |
| Burnham Securities Inc. CRD: 22549 | - | 6 | 0 | D | INACTIVE |
| Burnham Securities, Inc. CRD: 11055 | - | 0 | 0 | A | INACTIVE |
| Burnham Sterling Asset Management LLC CRD: 283907 | - | 0 | 1 | - | Unknown |