Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JCG Investments, LLC CRD: 171235 | — | 0 | 0 | A | Unknown |
| Jcia, LLC CRD: 300180 | — | 0 | 0 | A | Unknown |
| JCM Advisory Services, LLC CRD: 166319 | — | 0 | 0 | A | Unknown |
| JCM Capital Management CRD: 116076 | — | 0 | 2 | A | Unknown |
| JCO Advisors LLC CRD: 329489 | — | 0 | 2 | A | Unknown |
| JCP Securities CRD: 140318 | CA | 0 | 2 | A | Active |
| Jcra Financial LLC CRD: 149305 | — | 0 | 0 | A | INACTIVE |
| JCSD Capital, LLC CRD: 163084 | — | 0 | 1 | A | Unknown |
| JCSH Investment Group, Inc. CRD: 31246 | — | 0 | 0 | A | INACTIVE |
| JCW Partners, LLC CRD: 109804 | — | 0 | 0 | A | Unknown |
| JD Financial Fitness LLC CRD: 304711 | — | 0 | 1 | A | Unknown |
| JD Wealth Ltd. CRD: 284897 | — | 0 | 0 | A | Unknown |
| JD Wealth, LLC CRD: 284425 | — | 0 | 0 | A | Unknown |
| JDA Ventures Corporation CRD: 104340 | — | 0 | 0 | A | INACTIVE |
| JDC-JSC L.P. CRD: 298728 | — | 0 | 0 | A | Unknown |
| JDF Securities, Inc. CRD: 32740 | — | 0 | 0 | A | INACTIVE |
| JDG Management, LLC CRD: 153469 | — | 0 | 0 | A | Unknown |
| JDN Financial LLC CRD: 154677 | — | 0 | 1 | A | Unknown |
| JDR Financial, LLC CRD: 309303 | — | 0 | 0 | A | Unknown |
| JDS Wealth Management Corp. CRD: 151611 | — | 0 | 0 | A | Unknown |
| Jdyeageradvisors CRD: 307193 | — | 0 | 1 | A | Unknown |
| Jeanne M. H. Keller CRD: 116358 | — | 0 | 0 | A | Unknown |
| Jeanneret J P Associates Inc CRD: 107677 | — | 0 | 0 | A | Unknown |
| Jecap Management, LLC CRD: 311283 | — | 0 | 1 | A | Unknown |
| Jecohen & Co., LLC CRD: 173878 | — | 0 | 1 | A | Unknown |
| JED M. Cohen, Inc. CRD: 20568 | — | 0 | 0 | A | INACTIVE |
| Jedi Management, Inc. CRD: 128805 | — | 0 | 1 | A | Unknown |
| Jedi, LLC CRD: 107090 | — | 0 | 0 | A | Unknown |
| Jedivc Management LLC CRD: 300882 | — | 0 | 1 | A | Unknown |
| Jeff Elliott, CFP® CRD: 172781 | — | 0 | 1 | A | Unknown |
| Jefferies High Yield Trading, LLC CRD: 47363 | — | 2 | 0 | B | INACTIVE |
| Jefferies LLC CRD: 2347 | NY | 137 | 42 | D | Active |
| Jefferies/Quarterdeck, LLC CRD: 115153 | — | 0 | 0 | A | INACTIVE |
| Jeffery & Jeffery Capital Management, Inc. CRD: 144737 | — | 0 | 0 | A | Unknown |
| Jeffrey Brooks CRD: 27860 | — | 0 | 0 | A | INACTIVE |
| Jeffrey Casdin & Co. Inc. CRD: 17725 | — | 0 | 0 | A | INACTIVE |
| Jeffrey John Oechsel CRD: 129673 | — | 0 | 0 | A | INACTIVE |
| Jeffrey Joseph Management CRD: 329679 | — | 0 | 1 | A | Unknown |
| Jeffrey L Bassock LLC CRD: 47082 | — | 0 | 0 | A | INACTIVE |
| Jeffrey L. Butler CRD: 147117 | — | 0 | 0 | A | Unknown |
| Jeffrey R. Jacobs, CPA CRD: 141614 | — | 0 | 1 | A | Unknown |
| Jeffrey T King CRD: 121671 | — | 0 | 0 | A | Unknown |
| Jeffrey Z. Schwartz, Inc. CRD: 46323 | — | 0 | 0 | A | INACTIVE |
| Jeffs, Robin CRD: 136030 | — | 0 | 0 | A | Unknown |
| Jegi LLC CRD: 134887 | — | 0 | 0 | A | INACTIVE |
| Jeito Capital LLC CRD: 318635 | — | 0 | 1 | A | Unknown |
| Jeito Capital SAS CRD: 316494 | — | 0 | 0 | A | Unknown |
| Jellyfish Limited CRD: 297966 | — | 0 | 0 | A | Unknown |
| JEM Capital GP LLC CRD: 310882 | — | 0 | 1 | A | Unknown |
| JEN Holdings LLP CRD: 334979 | — | 0 | 0 | A | Unknown |