Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Burnley Associates, Inc. CRD: 30465 | - | 0 | 0 | A | INACTIVE |
| Burns Asset Management, LLC CRD: 161273 | - | 0 | 0 | - | Unknown |
| Burns Capital Investment Advisors, Inc. CRD: 149351 | - | 0 | 0 | - | Unknown |
| Burns Capital, LLC CRD: 319673 | - | 0 | 0 | - | Unknown |
| Burns Estate Planning & Wealth Advisors CRD: 305233 | - | 0 | 0 | - | Unknown |
| Burns Financial Advisors, Inc. CRD: 111826 | - | 0 | 1 | - | Unknown |
| Burns Financial Centre, Inc. CRD: 133545 | - | 0 | 0 | A | INACTIVE |
| Burns FRY Inc CRD: 7146 | - | 0 | 0 | A | INACTIVE |
| Burns Matteson Capital Management, LLC CRD: 118315 | - | 0 | 4 | - | Unknown |
| Burns, Brian Ambrose CRD: 116722 | - | 0 | 0 | A | INACTIVE |
| Burns, Gregory, John CRD: 130091 | - | 0 | 0 | A | INACTIVE |
| Burns, Michael Monahan CRD: 34389 | - | 0 | 0 | A | INACTIVE |
| Burnside & Associates, Ltd CRD: 129559 | - | 0 | 0 | - | Unknown |
| Burnside and Co. CRD: 155293 | - | 0 | 1 | - | Unknown |
| Burnside, John Frederick CRD: 41537 | - | 0 | 0 | A | INACTIVE |
| Burnt Island Ventures CRD: 312593 | - | 0 | 1 | - | Unknown |
| Burpee DEL Simone Capital Markets LLC CRD: 282431 | - | 0 | 0 | A | INACTIVE |
| Burpee DEL Simone Wealth Management LLC CRD: 284632 | - | 0 | 0 | - | Unknown |
| Burr & Company, LLC CRD: 141975 | - | 0 | 2 | - | Unknown |
| Burr Capital LLC CRD: 277138 | - | 0 | 0 | - | Unknown |
| Burr Financial Services, LLC CRD: 323114 | - | 0 | 3 | - | Unknown |
| Burr Ridge Financial Planning CRD: 124150 | - | 0 | 0 | - | Unknown |
| Burr, Egan, Deleage & Co., Inc. CRD: 162040 | - | 0 | 0 | - | Unknown |
| Burrage Capital Management LLC CRD: 295382 | - | 0 | 0 | - | Unknown |
| Burrell & Co CRD: 6061 | - | 0 | 0 | A | INACTIVE |
| Burren Capital Advisors Limited CRD: 157096 | - | 0 | 0 | - | Unknown |
| Burrill Financial Services CRD: 118587 | - | 0 | 0 | - | Unknown |
| Burrill Securities CRD: 140221 | - | 1 | 0 | B | INACTIVE |
| Burris Wealth Management, Inc. CRD: 171049 | - | 0 | 1 | - | Unknown |
| Burroughs-Braley Wealth Management CRD: 129251 | - | 0 | 0 | - | Unknown |
| Burrus CRD: 141435 | - | 0 | 1 | - | Unknown |
| Bursamex Inc. CRD: 29385 | - | 0 | 0 | A | INACTIVE |
| Burst Capital GP, L.L.C. CRD: 299080 | - | 0 | 0 | - | Unknown |
| Burst Capital Management, LLC CRD: 319667 | - | 0 | 1 | - | Unknown |
| Burt Asset Management, Inc. CRD: 125967 | - | 0 | 1 | - | Unknown |
| Burt Wealth Advisors CRD: 105211 | - | 0 | 0 | - | Unknown |
| Burton & Lence Incorporated CRD: 1358 | - | 0 | 0 | A | INACTIVE |
| Burton a. Johnson, Portfolio Management, Inc. CRD: 123446 | - | 0 | 0 | - | Unknown |
| Burton Enright Welch CRD: 118376 | - | 0 | 4 | - | Unknown |
| Burton Wealth Management CRD: 171381 | - | 0 | 1 | - | Unknown |
| Burton Whipple Securities, Inc. CRD: 11098 | - | 0 | 0 | A | INACTIVE |
| Burton, Donald W CRD: 160126 | - | 0 | 0 | - | Unknown |
| Busada Advisory Services, Inc. CRD: 17403 | - | 0 | 0 | A | INACTIVE |
| Busbee Wealth Advisors LLC CRD: 305784 | - | 0 | 1 | - | Unknown |
| Busch Financial Group, Ltd. CRD: 15680 | - | 0 | 0 | A | INACTIVE |
| Busch Financial Planning CRD: 135241 | - | 0 | 0 | - | Unknown |
| Busey Capital Management, Inc. CRD: 128044 | - | 0 | 2 | - | Unknown |
| Busey Financial Group, Inc. CRD: 226687 | - | 0 | 0 | - | Unknown |
| Bush Burns Securities, Inc. CRD: 30772 | - | 0 | 0 | A | INACTIVE |
| Bush Capital Management, LLC CRD: 297742 | - | 0 | 1 | - | Unknown |