Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JEN Management CRD: 163374 | — | 0 | 0 | A | Unknown |
| Jencks & Company LLC CRD: 44494 | — | 1 | 0 | B | INACTIVE |
| Jenel Partners, LLC CRD: 41753 | — | 0 | 0 | A | INACTIVE |
| Jeneq Management LP CRD: 294045 | — | 0 | 0 | A | Unknown |
| Jenkins Wealth CRD: 153241 | — | 0 | 0 | A | Unknown |
| Jennings Capital (USA) Inc. CRD: 141191 | — | 0 | 0 | A | INACTIVE |
| Jenny a Puchta CPA CRD: 129857 | — | 0 | 0 | A | Unknown |
| Jepsen Financial CRD: 115161 | — | 0 | 3 | A | Unknown |
| Jera Partners CRD: 309655 | — | 0 | 0 | A | Unknown |
| Jera Securities, Inc. CRD: 44499 | — | 3 | 0 | C | INACTIVE |
| Jeremy Abelson Advisory LLC CRD: 310457 | — | 0 | 1 | A | Unknown |
| Jericho Financial CRD: 288801 | — | 0 | 2 | A | Unknown |
| Jermar Partners L.L.C. CRD: 47229 | — | 0 | 0 | A | INACTIVE |
| Jero Ltd. CRD: 13379 | — | 1 | 0 | B | INACTIVE |
| Jerome BEN Vernazza CRD: 127087 | — | 0 | 0 | A | Unknown |
| Jerome Lewis CRD: 147430 | — | 0 | 1 | A | Unknown |
| Jerry J Davis CPA PC CRD: 150939 | — | 0 | 0 | A | Unknown |
| Jerry W. Kintz, Inc. CRD: 13223 | — | 0 | 0 | A | INACTIVE |
| Jerry WM Zillion DBA Financial Consulting Group CRD: 111171 | — | 0 | 0 | A | Unknown |
| Jersey Securities Corp. CRD: 11315 | — | 0 | 0 | A | INACTIVE |
| JES Capital LLC CRD: 325257 | — | 0 | 0 | A | Unknown |
| JES Global Capital GP II, LLC CRD: 286203 | — | 0 | 0 | A | Unknown |
| JES Global Capital GP III, LLC CRD: 300340 | — | 0 | 0 | A | Unknown |
| JES Global Capital GP, LLC CRD: 284555 | — | 0 | 0 | A | Unknown |
| JES Securities, Ltd. CRD: 33696 | — | 1 | 0 | B | INACTIVE |
| Jessurum Capital CRD: 334415 | — | 0 | 1 | A | Unknown |
| JET Wealth Advisors CRD: 333645 | — | 0 | 1 | A | Unknown |
| Jett Ventures LLC CRD: 314463 | — | 0 | 1 | A | Unknown |
| Jettrade, Inc. CRD: 102440 | — | 2 | 0 | B | INACTIVE |
| JEV Income Property Fund, Inc. CRD: 14355 | — | 0 | 0 | A | INACTIVE |
| Jewel Investments CRD: 287640 | — | 0 | 1 | A | Unknown |
| Jewett Investments LLC CRD: 316947 | — | 0 | 0 | A | Unknown |
| JFB Holdings Corp CRD: 108510 | — | 0 | 0 | A | Unknown |
| JFD Capital, LLC CRD: 334762 | — | 0 | 1 | A | Unknown |
| JFF Ventures CRD: 335328 | — | 0 | 0 | A | Unknown |
| JFG Family Office CRD: 125101 | — | 0 | 7 | A | Unknown |
| JFJ Advisory Services LLC CRD: 322407 | — | 0 | 1 | A | Unknown |
| JFK Advisory Services, LLC CRD: 160026 | — | 0 | 1 | A | Unknown |
| JFS Wealth Advisors, LLC CRD: 145051 | — | 0 | 23 | A | Unknown |
| JG Capital LLC CRD: 165286 | — | 0 | 0 | A | Unknown |
| JGB Analytics CRD: 165952 | — | 0 | 0 | A | Unknown |
| JGB International, Inc. CRD: 31770 | — | 0 | 0 | A | INACTIVE |
| JGL Advisory LLC CRD: 339488 | — | 0 | 2 | A | Unknown |
| JGM Capital Management CRD: 295866 | — | 0 | 0 | A | Unknown |
| JGM Securities, LLC CRD: 43784 | — | 1 | 0 | B | INACTIVE |
| JGP Global GestÃO DE Recursos Ltda. CRD: 164960 | — | 0 | 0 | A | Unknown |
| JH Advisors CRD: 139587 | — | 0 | 1 | A | Unknown |
| JH Kaufman LLC CRD: 291053 | — | 0 | 1 | A | Unknown |
| JH Partners, LLC CRD: 161176 | — | 0 | 0 | A | Unknown |
| Jhanti Financial CRD: 165335 | — | 0 | 2 | A | Unknown |