Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jhat Securities LLC CRD: 120753 | — | 0 | 0 | A | INACTIVE |
| JHH Wealth, LLC CRD: 153924 | — | 0 | 0 | A | Unknown |
| JHL Capital Group LLC CRD: 156635 | — | 0 | 0 | A | Unknown |
| JHL Investment Firm Inc CRD: 298362 | — | 0 | 1 | A | Unknown |
| JHM, Inc. CRD: 7113 | — | 0 | 0 | A | INACTIVE |
| JHP Planning, LLC CRD: 336436 | — | 0 | 1 | A | Unknown |
| JHSF Capital Ltda. CRD: 332337 | — | 0 | 0 | A | Unknown |
| Jibe Ventures GP, LLC CRD: 311847 | — | 0 | 1 | A | Unknown |
| JIE Shen, CFA CRD: 289865 | — | 0 | 2 | A | Unknown |
| Jiffer Quantitative Investments LLC CRD: 284526 | — | 0 | 0 | A | Unknown |
| Jigsaw Financial CRD: 170658 | — | 0 | 0 | A | Unknown |
| JII Securities Inc. CRD: 406 | — | 0 | 0 | A | INACTIVE |
| Jiko Securities Inc. CRD: 287507 | CA | 0 | 3 | A | Active |
| JIM Becherer & Co. CRD: 6043 | — | 0 | 0 | A | INACTIVE |
| JIM Earl Financial CRD: 149444 | — | 0 | 1 | A | Unknown |
| JIM Goldinger CRD: 283167 | — | 0 | 0 | A | Unknown |
| JIM Hannley, LLC CRD: 130319 | — | 0 | 1 | A | Unknown |
| JIM Mckeever CRD: 113127 | — | 0 | 2 | A | Unknown |
| JIR Ventures Group Inc CRD: 300708 | — | 0 | 0 | A | Unknown |
| JIS Options Corp. CRD: 34500 | — | 0 | 0 | A | INACTIVE |
| JIS Trading Group, L.P. CRD: 38047 | — | 4 | 0 | C | INACTIVE |
| JJ Investment Company CRD: 140868 | — | 0 | 0 | A | Unknown |
| JJB Angel CRD: 299199 | — | 0 | 1 | A | Unknown |
| JJC Equities, Inc. CRD: 15358 | — | 0 | 0 | A | INACTIVE |
| JJCC Financial, Inc. CRD: 287531 | — | 0 | 0 | A | Unknown |
| JJM Equity Corporation CRD: 11656 | — | 0 | 0 | A | INACTIVE |
| Jjones, LLC CRD: 130315 | — | 0 | 0 | A | INACTIVE |
| JJR Associates CRD: 14397 | — | 1 | 0 | B | INACTIVE |
| JJS Capital Management CRD: 171137 | — | 0 | 0 | A | Unknown |
| Jjsa Advisors, Ltd. CRD: 116460 | — | 0 | 2 | A | Unknown |
| JK Capital Advisors CRD: 157962 | — | 0 | 0 | A | Unknown |
| JK Investment Group, Inc. CRD: 156406 | — | 0 | 0 | A | Unknown |
| JK PWA LLC CRD: 304202 | — | 0 | 3 | A | Unknown |
| JK Withus Co. Ltd. CRD: 338928 | — | 0 | 0 | A | Unknown |
| JK&B Management V, L.P. CRD: 162573 | — | 0 | 0 | A | Unknown |
| JKD Capital, LLC CRD: 288447 | — | 0 | 0 | A | Unknown |
| JKD Financial CRD: 340392 | — | 0 | 1 | A | Unknown |
| JKG Capital LLC CRD: 284609 | — | 0 | 1 | A | Unknown |
| Jklawusa APC CRD: 322827 | — | 0 | 0 | A | Unknown |
| Jklusk, LLC CRD: 282133 | — | 0 | 0 | A | Unknown |
| JKM Management, LLC CRD: 288341 | — | 0 | 0 | A | Unknown |
| JKZ Trading Inc. CRD: 124900 | — | 0 | 0 | A | INACTIVE |
| JL Capital Management CRD: 134300 | — | 0 | 0 | A | Unknown |
| JL Consultants, LLC CRD: 307202 | — | 0 | 0 | A | Unknown |
| JL Investments, Inc CRD: 185513 | — | 0 | 0 | A | Unknown |
| JL Robuck Company CRD: 226725 | — | 0 | 0 | A | Unknown |
| JL Securities Corp. CRD: 17112 | — | 0 | 0 | A | INACTIVE |
| JL Squared Group, LLC CRD: 157815 | — | 0 | 0 | A | Unknown |
| JLA Capital, LLC CRD: 335218 | — | 0 | 1 | A | Unknown |
| JLA Securities, LLC CRD: 312309 | — | 0 | 0 | A | INACTIVE |