Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Bush O'donnell Investment Advisors, Inc CRD: 104689 | - | 0 | 0 | - | Unknown |
| Bush River Trust, LLC CRD: 287995 | - | 0 | 1 | - | Unknown |
| Bush Wealth Management CRD: 304262 | - | 0 | 1 | - | Unknown |
| Bushido Capital Partners LLC CRD: 146340 | - | 0 | 0 | - | Unknown |
| Bushwood Trading LLC CRD: 103898 | - | 0 | 0 | A | INACTIVE |
| Busic Securities, Inc. CRD: 32675 | - | 1 | 0 | B | INACTIVE |
| Busine Wealth CRD: 172692 | - | 0 | 1 | - | Unknown |
| Business & Family Financial Services CRD: 318431 | - | 0 | 0 | - | Unknown |
| Business and Individual Insurance Services, Inc. CRD: 24651 | - | 1 | 0 | B | INACTIVE |
| Business Blocks 101, Inc. CRD: 144398 | - | 0 | 1 | - | Unknown |
| Business Counselors CRD: 13547 | - | 0 | 0 | A | INACTIVE |
| Business Entrepreneurs Advisory Group, Inc. CRD: 42424 | - | 0 | 0 | A | INACTIVE |
| Business Financial Strategies, Ltd. CRD: 113144 | - | 0 | 2 | - | Unknown |
| Business Owners Charter Inc. CRD: 175194 | - | 0 | 0 | - | Unknown |
| Business Transition Academy, Inc. CRD: 338717 | - | 0 | 1 | - | Unknown |
| Business Wise Insurance, PLLC CRD: 297580 | - | 0 | 1 | - | Unknown |
| Buska Wealth Management, LLC CRD: 170627 | - | 0 | 2 | - | Unknown |
| Buskett-Grant Investments, Inc. CRD: 14255 | - | 0 | 0 | A | INACTIVE |
| Buss Capital Management, LLC CRD: 165447 | - | 0 | 1 | - | Unknown |
| Bustamante & Co CRD: 331942 | - | 0 | 2 | - | Unknown |
| Bustamante & Co. LLC CRD: 282054 | - | 0 | 0 | - | Unknown |
| Bustamante Financial Planning CRD: 165175 | - | 0 | 1 | - | Unknown |
| Buswell Associates, Inc. CRD: 112713 | - | 0 | 2 | - | Unknown |
| Butcher & Singer Inc. CRD: 6517 | - | 0 | 0 | A | INACTIVE |
| Butcher Financial Corporation CRD: 14792 | - | 0 | 0 | A | INACTIVE |
| Butcherjoseph & Co. LLC CRD: 174177 | - | 0 | 0 | - | Unknown |
| Butcherjoseph Asset Management, LLC CRD: 284626 | - | 0 | 0 | - | Unknown |
| Butler & Associates CRD: 27904 | - | 0 | 0 | A | INACTIVE |
| Butler & Co., Inc. CRD: 24919 | - | 0 | 0 | A | INACTIVE |
| Butler & Co., Inc. CRD: 153715 | - | 0 | 2 | - | Unknown |
| Butler Associates Financial Planners, Inc. CRD: 115612 | - | 0 | 0 | - | Unknown |
| Butler Capital Group LLC CRD: 292721 | - | 0 | 0 | - | Unknown |
| Butler Capital Group LLC CRD: 169074 | - | 0 | 0 | - | Unknown |
| Butler Capital Partners CRD: 114242 | NY | 0 | 3 | A | Active |
| Butler Financial Services CRD: 118244 | - | 0 | 1 | - | Unknown |
| Butler Financial Services, Ltd. CRD: 134049 | - | 0 | 1 | - | Unknown |
| Butler Hall Capital LLC CRD: 290744 | - | 0 | 0 | - | Unknown |
| Butler Investment Management CRD: 153165 | - | 0 | 0 | - | Unknown |
| Butler Muni, LLC CRD: 7389 | - | 3 | 0 | C | INACTIVE |
| Butler, Chapman & Co. LLC CRD: 103794 | - | 0 | 0 | A | INACTIVE |
| Butler, Chapman & Co., Inc. CRD: 32122 | - | 0 | 0 | A | INACTIVE |
| Butler, Christopher CRD: 41956 | - | 0 | 0 | A | INACTIVE |
| Butler, James Paul CRD: 35456 | - | 0 | 0 | A | INACTIVE |
| Butler, Wick & Co., Inc. CRD: 120 | - | 12 | 0 | D | INACTIVE |
| Butler-Davis Financial Group, LLC CRD: 320825 | - | 0 | 2 | - | Unknown |
| Butlerjeffrey, LLC CRD: 290388 | - | 0 | 2 | - | Unknown |
| Butorac Wealth Management Inc CRD: 282013 | - | 0 | 0 | - | Unknown |
| Butte Brokerage Company CRD: 18045 | - | 0 | 0 | A | INACTIVE |
| Butterfield Securities Corporation CRD: 10200 | - | 0 | 0 | A | INACTIVE |
| Butterfly Equity LP CRD: 284667 | - | 0 | 1 | - | Unknown |