Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JLB & Associates Inc CRD: 104655 | — | 0 | 1 | A | Unknown |
| JLB Investments, LLC CRD: 154137 | — | 0 | 0 | A | Unknown |
| JLD, LLC CRD: 47908 | — | 0 | 0 | A | INACTIVE |
| Jlens CRD: 331778 | — | 0 | 1 | A | Unknown |
| JLF Properties, Inc. CRD: 10085 | — | 0 | 0 | A | INACTIVE |
| JLL Partners FCH, Inc. CRD: 285184 | — | 0 | 1 | A | Unknown |
| JLL Partners Inc. CRD: 160699 | — | 0 | 0 | A | Unknown |
| JLL Partners LLC CRD: 285186 | — | 0 | 1 | A | Unknown |
| JLM 1985, LLC CRD: 328000 | — | 0 | 0 | A | Unknown |
| JLM Advisors LLC CRD: 288125 | — | 0 | 1 | A | Unknown |
| JLP Capital Management CRD: 155797 | — | 0 | 0 | A | Unknown |
| JLP Investments CRD: 330948 | — | 0 | 1 | A | Unknown |
| JLS Capital, Inc CRD: 45836 | — | 0 | 0 | A | INACTIVE |
| JLS Financial, Inc. CRD: 13311 | — | 0 | 0 | A | INACTIVE |
| JLTD Advisors, LLC CRD: 153690 | — | 0 | 0 | A | Unknown |
| JLTS, LLC CRD: 146482 | — | 0 | 0 | A | INACTIVE |
| JLW Investments, Inc. CRD: 14459 | — | 0 | 0 | A | INACTIVE |
| JM Advisors, LLC CRD: 159351 | — | 0 | 2 | A | Unknown |
| JM Dissolution, Inc. CRD: 6980 | — | 0 | 0 | A | INACTIVE |
| JM Investments, Inc. CRD: 31369 | — | 0 | 0 | A | INACTIVE |
| JM Securities, Inc. CRD: 26749 | — | 0 | 0 | A | INACTIVE |
| JM10 Partners, LLC CRD: 295244 | — | 0 | 0 | A | Unknown |
| JM2 Capital Inc. CRD: 292351 | — | 0 | 1 | A | Unknown |
| JMC Management, LLC CRD: 169235 | — | 0 | 1 | A | Unknown |
| JMC Securities, Inc. CRD: 7669 | — | 2 | 0 | B | INACTIVE |
| JMC Wealth CRD: 140984 | — | 0 | 3 | A | Unknown |
| Jmcmahan LLC CRD: 335477 | — | 0 | 1 | A | Unknown |
| JME Wealth Management CRD: 319491 | — | 0 | 1 | A | Unknown |
| JMF Securities Corp. CRD: 117005 | — | 0 | 0 | A | INACTIVE |
| JMG Securities, LLC CRD: 167172 | — | 0 | 0 | A | INACTIVE |
| JMH Capital LLC CRD: 163881 | — | 0 | 1 | A | Unknown |
| JMI Management, L.P. CRD: 158344 | — | 0 | 1 | A | Unknown |
| JMK & Associates, LLC CRD: 312760 | — | 0 | 1 | A | Unknown |
| JML Capital LLC CRD: 284137 | — | 0 | 0 | A | Unknown |
| JMM Financial, LLC CRD: 123121 | — | 0 | 2 | A | Unknown |
| JMO Financial CRD: 175086 | — | 0 | 2 | A | Unknown |
| JMP Squared LLC CRD: 168889 | — | 0 | 0 | A | Unknown |
| JMR Advisory Services, LLC CRD: 150418 | — | 0 | 0 | A | Unknown |
| JMR Financial Group CRD: 114149 | — | 0 | 1 | A | Unknown |
| JMS Securities L.P. CRD: 23486 | — | 0 | 0 | A | INACTIVE |
| JMW Asset Advisors, LLC CRD: 163271 | — | 0 | 0 | A | Unknown |
| JMX US LLC CRD: 304748 | — | 0 | 0 | A | Unknown |
| JNE Partners (US) LP CRD: 307232 | — | 0 | 0 | A | Unknown |
| JNE Partners LLP CRD: 300860 | — | 0 | 0 | A | Unknown |
| JNF Advisors, Inc. CRD: 143268 | — | 0 | 0 | A | Unknown |
| JNL Equity Corp. CRD: 2337 | — | 0 | 0 | A | INACTIVE |
| JNM Brokerage LLC CRD: 133508 | — | 0 | 0 | A | INACTIVE |
| JNR Securities Inc CRD: 41790 | — | 1 | 0 | B | INACTIVE |
| Jobel Financial, Inc. CRD: 8168 | — | 0 | 0 | A | INACTIVE |
| Jobi Capital LLC CRD: 326827 | — | 0 | 0 | A | Unknown |