Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Butterworth Financial LLC CRD: 325026 | - | 0 | 1 | - | Unknown |
| Buttfield & Associates CRD: 128382 | - | 0 | 2 | - | Unknown |
| Button & Button Wealth Management LLC CRD: 320823 | - | 0 | 1 | - | Unknown |
| Buttonwood Advisors, LLC CRD: 126058 | - | 0 | 2 | - | Unknown |
| Buttonwood Advisors, LLC CRD: 152492 | - | 0 | 1 | - | Unknown |
| Buttonwood Capital Management (BCM) CRD: 174857 | - | 0 | 1 | - | Unknown |
| Buttonwood Financial Advisors, Inc. CRD: 144926 | - | 0 | 2 | - | Unknown |
| Buttonwood Financial Group, LLC CRD: 151164 | - | 0 | 1 | - | Unknown |
| Buttonwood Financial Inc. CRD: 163982 | - | 0 | 0 | - | Unknown |
| Buttonwood Group Advisors LLC CRD: 173608 | - | 0 | 1 | - | Unknown |
| Buttonwood Partners, Inc. CRD: 27108 | WI | 3 | 3 | B | Active |
| Buttonwood Securities Corporation of Massachusetts CRD: 7303 | - | 0 | 0 | A | INACTIVE |
| Buttonwood Securities, Inc. CRD: 18420 | - | 0 | 0 | A | INACTIVE |
| Buttonwood Specialists, LLC CRD: 32378 | - | 0 | 0 | A | INACTIVE |
| Buttonwood Tree Advisors, LLC CRD: 285190 | - | 0 | 0 | - | Unknown |
| Buttonwood Tree Management, LLC CRD: 165821 | - | 0 | 0 | - | Unknown |
| Buttonwood Wealth CRD: 305896 | - | 0 | 3 | - | Unknown |
| Butzberger Investments, LLC CRD: 298372 | - | 0 | 0 | - | Unknown |
| Buwick Group Wealth Management, LLC CRD: 301978 | - | 0 | 1 | - | Unknown |
| Buxton Helmsley USA, Inc. CRD: 335976 | - | 0 | 1 | - | Unknown |
| Buyandhold Securities Corporation CRD: 36818 | - | 0 | 0 | A | INACTIVE |
| Buzzard Trading Partners CRD: 33500 | - | 0 | 0 | A | INACTIVE |
| BV Capital Management, LLC CRD: 160568 | - | 0 | 0 | - | Unknown |
| BV Investment Partners, L.P. CRD: 159349 | - | 0 | 1 | - | Unknown |
| BV MGMT, LLC CRD: 315391 | - | 0 | 1 | - | Unknown |
| BV Securities, LLC CRD: 103800 | TX | 0 | 2 | A | Active |
| BVB and Partners S.A. CRD: 288814 | - | 0 | 0 | - | Unknown |
| BVCF Management Ltd. CRD: 167392 | - | 0 | 0 | - | Unknown |
| BVCN Advisory Services, LLC CRD: 304798 | - | 0 | 0 | - | Unknown |
| BVF Partners L.P. CRD: 156149 | - | 0 | 1 | - | Unknown |
| BVP Management Company, LLC CRD: 307029 | - | 0 | 1 | - | Unknown |
| BVT Capital Corporation CRD: 35985 | - | 0 | 0 | A | INACTIVE |
| BVVC CRD: 336256 | - | 0 | 1 | - | Unknown |
| BVVC CRD: 342806 | - | 0 | 1 | - | Unknown |
| BW & Associates, Inc. CRD: 116471 | - | 0 | 1 | - | Unknown |
| BW Asset Management Ltd CRD: 300503 | - | 0 | 0 | - | Unknown |
| BW Capital Partners CRD: 162294 | - | 0 | 0 | - | Unknown |
| BW Financial Planning CRD: 292827 | - | 0 | 1 | - | Unknown |
| BW Securities Corp. CRD: 43983 | - | 0 | 0 | A | INACTIVE |
| BWB Advisory Group CRD: 328208 | - | 0 | 2 | - | Unknown |
| BWCP, LP CRD: 305638 | - | 0 | 1 | - | Unknown |
| BWE GP II Ltd. CRD: 288929 | - | 0 | 0 | - | Unknown |
| BWE GP Ltd. CRD: 288928 | - | 0 | 0 | - | Unknown |
| BWG Management LLC CRD: 330454 | - | 0 | 0 | - | Unknown |
| BWK Trinity Capital Securities LLC CRD: 120723 | - | 0 | 0 | A | INACTIVE |
| BWM LLC CRD: 315056 | - | 0 | 1 | - | Unknown |
| BWS Financial CRD: 122074 | - | 0 | 1 | - | Unknown |
| BWS Investment Management, LLC CRD: 316686 | - | 0 | 1 | - | Unknown |
| BWS, Inc. CRD: 17569 | - | 0 | 0 | A | INACTIVE |
| BX Partners CRD: 289812 | - | 0 | 0 | - | Unknown |