Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jobs Peak Advisors CRD: 286080 | — | 0 | 2 | A | Unknown |
| Jocassee Quantitative, LLC CRD: 316865 | — | 0 | 0 | A | Unknown |
| Jody Humber C.F.P. Ltd. CRD: 10463 | — | 0 | 0 | A | INACTIVE |
| JOE Carter CRD: 126135 | — | 0 | 2 | A | Unknown |
| JOE Jolly & Co., Inc. CRD: 7170 | AL | 8 | 2 | C | Active |
| JOE Mastriano, P.C. CRD: 24548 | — | 0 | 0 | A | INACTIVE |
| JOE, LLC CRD: 133635 | — | 0 | 0 | A | INACTIVE |
| Joel Adams and Associates Inc. CRD: 319379 | — | 0 | 2 | A | Unknown |
| Joel D. Andrews, LLC CRD: 114071 | — | 0 | 0 | A | Unknown |
| Joel W. Newby, JR. CRD: 2909 | — | 0 | 0 | A | INACTIVE |
| JOH Options Inc. CRD: 31809 | — | 2 | 0 | B | INACTIVE |
| Johcm (USA) Inc CRD: 167596 | — | 0 | 1 | A | Unknown |
| John a. Bysko Associates CRD: 110612 | — | 0 | 1 | A | Unknown |
| John a. Levin & Co., Inc. CRD: 14184 | — | 0 | 0 | A | INACTIVE |
| John a. Neidel and Company CRD: 13431 | — | 0 | 0 | A | INACTIVE |
| John a. Siberell & Co. CRD: 3406 | — | 1 | 0 | B | INACTIVE |
| John a. Wolfe & Associates, Inc. CRD: 110799 | — | 0 | 1 | A | Unknown |
| John Alex Cheplick CRD: 114459 | — | 0 | 0 | A | Unknown |
| John B. Dickey & Co. CRD: 1647 | — | 0 | 0 | A | INACTIVE |
| John B. Niemann CRD: 46560 | — | 0 | 0 | A | INACTIVE |
| John C. Farrell, CFP(R), CHFC CRD: 129530 | — | 0 | 0 | A | Unknown |
| John C. Fergus & Company CRD: 17017 | — | 0 | 0 | A | INACTIVE |
| John C. Gower, CFP, EA CRD: 117400 | — | 0 | 1 | A | Unknown |
| John C. Saunders, C.P.A., P.C. CRD: 170706 | — | 0 | 1 | A | Unknown |
| John C. Tumazos CRD: 144842 | — | 0 | 2 | A | Unknown |
| John D. Dovich & Associates, LLC CRD: 120458 | — | 0 | 0 | A | Unknown |
| John D. Mckeown & Co., Inc. CRD: 28962 | — | 0 | 0 | A | INACTIVE |
| John E Doskoch, CFP CRD: 123965 | — | 0 | 0 | A | Unknown |
| John E Finn JR, Sole Proprietor CRD: 130410 | — | 0 | 0 | A | INACTIVE |
| John F White CPA, PC CRD: 115190 | — | 0 | 0 | A | Unknown |
| John F. Mcgovern CRD: 128988 | — | 0 | 0 | A | Unknown |
| John Friedman Financial CRD: 128976 | — | 0 | 2 | A | Unknown |
| John Funderburk, LLC CRD: 310221 | — | 0 | 0 | A | Unknown |
| John G. Baker, CFP CRD: 117584 | — | 0 | 0 | A | Unknown |
| John G. Dreisbach, Inc. CRD: 35913 | — | 0 | 0 | A | INACTIVE |
| John G. Dreisbach, Inc. CRD: 8228 | — | 0 | 0 | A | INACTIVE |
| John G. O'connell CRD: 323103 | — | 0 | 1 | A | Unknown |
| John G. Ullman & Associates, Inc CRD: 105361 | — | 0 | 10 | A | Unknown |
| John H Taylor, LLC CRD: 154041 | — | 0 | 1 | A | Unknown |
| John H. Anderson CRD: 6680 | — | 0 | 0 | A | INACTIVE |
| John H. Becker CRD: 142085 | — | 0 | 2 | A | Unknown |
| John H. Liles, CFP CRD: 138161 | — | 0 | 2 | A | Unknown |
| John Hood & Co., Inc. CRD: 11311 | — | 0 | 0 | A | INACTIVE |
| John J Dalessandro Ltd. CRD: 32943 | — | 2 | 0 | B | INACTIVE |
| John J. Loughlin, Investment Advisor CRD: 117247 | — | 0 | 1 | A | Unknown |
| John J. Zeeb & Co., Inc. CRD: 3821 | — | 0 | 0 | A | INACTIVE |
| John James Investments, Ltd. CRD: 37672 | — | 4 | 0 | C | INACTIVE |
| John Joseph Girlando CRD: 112053 | — | 0 | 0 | A | Unknown |
| John L. Calton CRD: 105166 | — | 0 | 0 | A | Unknown |
| John Levy, CPA CRD: 171911 | — | 0 | 0 | A | Unknown |