Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| BX Reit Advisors L.L.C. CRD: 288053 | - | 0 | 1 | - | Unknown |
| BXE Capital CRD: 289223 | - | 0 | 0 | - | Unknown |
| BXK Capital, LLC CRD: 313333 | - | 0 | 0 | - | Unknown |
| BXM Wealth LLC CRD: 332544 | - | 0 | 1 | - | Unknown |
| BXMT Advisors L.L.C. CRD: 288050 | - | 0 | 1 | - | Unknown |
| BY Crypto Management, LLC CRD: 315265 | - | 0 | 1 | - | Unknown |
| BY Design Financial Planning CRD: 323253 | - | 0 | 1 | - | Unknown |
| BY Design Wealth Management CRD: 167249 | - | 0 | 0 | - | Unknown |
| BY the River Consulting, LLC CRD: 318356 | - | 0 | 0 | - | Unknown |
| BY the Square Investments CRD: 269971 | - | 0 | 2 | - | Unknown |
| Bybee Wealth Management LLC CRD: 297272 | - | 0 | 1 | - | Unknown |
| Bybrook Capital LLP CRD: 170300 | - | 0 | 0 | - | Unknown |
| Byerly Investment Management Inc. CRD: 155542 | - | 0 | 1 | - | Unknown |
| Byers Capital Investment Advisory, LLC CRD: 337464 | - | 0 | 1 | - | Unknown |
| Byoe Management, LLC CRD: 328927 | - | 0 | 1 | - | Unknown |
| Byram River Capital Inc CRD: 297782 | - | 0 | 0 | - | Unknown |
| BYRD Trading, LLC CRD: 37055 | - | 2 | 0 | B | INACTIVE |
| Byrne & Company Wealth Management, LLC CRD: 160581 | - | 0 | 2 | - | Unknown |
| Byrne Asset Management, LLC CRD: 125221 | - | 0 | 1 | - | Unknown |
| Byrne Financial Freedom, LLC CRD: 167893 | - | 0 | 4 | - | Unknown |
| Byrne Financial Planning Corp. CRD: 30635 | - | 0 | 0 | A | INACTIVE |
| Byrne Securities Inc. CRD: 29885 | - | 0 | 0 | A | INACTIVE |
| Byrne Wealth Management, LLC CRD: 141459 | - | 0 | 0 | - | Unknown |
| Byron Devon LYNCH IV Estate CRD: 330045 | - | 0 | 1 | - | Unknown |
| Byron Equities Corp. CRD: 17982 | - | 0 | 0 | A | INACTIVE |
| Byron Financial, LLC CRD: 141893 | - | 0 | 0 | - | Unknown |
| Byron Place Capital Management, LLC CRD: 282078 | - | 0 | 1 | - | Unknown |
| Byrum Portfolio Management CRD: 132483 | - | 0 | 0 | - | Unknown |
| Bytelogics Inc CRD: 282830 | - | 0 | 0 | - | Unknown |
| BYW CRD: 168297 | - | 0 | 0 | - | Unknown |
| BZ Wealth Advisors, LLC CRD: 335978 | - | 0 | 2 | - | Unknown |
| B|O|S CRD: 110496 | - | 0 | 0 | - | Unknown |
| BÓVeda Asset Management, Inc. CRD: 171852 | - | 0 | 0 | - | Unknown |
| C & C Financial Services, Inc. CRD: 106752 | - | 0 | 1 | - | Unknown |
| C & C Trading, Inc. CRD: 31404 | - | 0 | 0 | A | INACTIVE |
| C & G Financial, LLC CRD: 121771 | - | 0 | 1 | - | Unknown |
| C & H Option Trading Inc. CRD: 281072 | - | 0 | 0 | A | INACTIVE |
| C & H Realty Corporation, Inc. CRD: 10768 | - | 0 | 0 | A | INACTIVE |
| C & I Partners CRD: 162491 | - | 0 | 0 | - | Unknown |
| C & J Wealth Advisors CRD: 133293 | - | 0 | 0 | - | Unknown |
| C & L Capital Corp. CRD: 15835 | - | 0 | 0 | A | INACTIVE |
| C & L Securities Corporation CRD: 6673 | - | 3 | 0 | C | INACTIVE |
| C & N Wealth Management CRD: 165457 | - | 0 | 0 | - | Unknown |
| C & S Capital Management, Inc. CRD: 116492 | - | 0 | 2 | - | Unknown |
| C & S Securities, Inc. CRD: 10773 | - | 0 | 0 | A | INACTIVE |
| C & T Financial Services Group, Inc. CRD: 127922 | - | 0 | 2 | - | Unknown |
| C 3 Financial Strategies CRD: 166000 | - | 0 | 1 | - | Unknown |
| C Change Transformative Energy & Materials Managem… CRD: 173816 | - | 0 | 0 | - | Unknown |
| C Cubed Capital Partners, LLC CRD: 328128 | - | 0 | 1 | - | Unknown |
| C F Parks Inc CRD: 109843 | - | 0 | 1 | - | Unknown |