Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| John Line, CPA, Inc. CRD: 311399 | — | 0 | 1 | A | Unknown |
| John M. Leonard, LLC CRD: 134756 | — | 0 | 1 | A | Unknown |
| John M. Mcgivney Securities, Inc. CRD: 15424 | — | 0 | 0 | A | INACTIVE |
| John M. Pentz, LLC CRD: 118599 | — | 0 | 0 | A | Unknown |
| John Magacs CRD: 4421 | — | 1 | 0 | B | INACTIVE |
| John Masters, CPA, PC CRD: 126151 | — | 0 | 2 | A | Unknown |
| John N. Carmody D.D.S. CFP, Inc. CRD: 117200 | — | 0 | 2 | A | Unknown |
| John N. Seip & Co., Inc. CRD: 35501 | — | 0 | 0 | A | INACTIVE |
| John Navin Navidomskis IV CRD: 114878 | — | 0 | 1 | A | Unknown |
| John Nuckel LLC CRD: 309253 | — | 0 | 1 | A | Unknown |
| John R. Fiesta, LLC CRD: 140449 | — | 0 | 0 | A | Unknown |
| John Sage & Company CRD: 13393 | — | 0 | 0 | A | INACTIVE |
| John Schooler Jones LLC CRD: 129834 | — | 0 | 2 | A | Unknown |
| John T. Mccarthy, LLC CRD: 119933 | — | 0 | 1 | A | Unknown |
| John Thomas Kerbey, Co. CRD: 10944 | — | 0 | 0 | A | INACTIVE |
| John W. Sterman & Assoc. CRD: 3502 | — | 0 | 0 | A | INACTIVE |
| John's Island Capital Corp. CRD: 13995 | — | 0 | 0 | A | INACTIVE |
| Johnny on LLC CRD: 327769 | — | 0 | 0 | A | Unknown |
| Johnson & Jounet Securities CRD: 10628 | — | 0 | 0 | A | INACTIVE |
| Johnson & White Wealth Management LLC CRD: 169795 | — | 0 | 1 | A | Unknown |
| Johnson Advisors CRD: 324938 | — | 0 | 0 | A | Unknown |
| Johnson Bixby CRD: 310839 | — | 0 | 1 | A | Unknown |
| Johnson Brunetti CRD: 171168 | — | 0 | 8 | A | Unknown |
| Johnson Capital, L L C CRD: 47535 | — | 0 | 0 | A | INACTIVE |
| Johnson Harper LLC CRD: 150797 | — | 0 | 0 | A | Unknown |
| Johnson Trading L.L.C CRD: 41889 | — | 0 | 0 | A | INACTIVE |
| Johnson Trading, JV CRD: 100040 | — | 2 | 0 | B | INACTIVE |
| Johnson Wealth Inc. CRD: 125557 | — | 0 | 36 | A | Unknown |
| Johnson, Jason L. CRD: 141350 | — | 0 | 1 | A | Unknown |
| Johnson, Jeffrey Scott CRD: 135736 | — | 0 | 0 | A | Unknown |
| Johnson, Nathaneo CRD: 327775 | — | 0 | 1 | A | Unknown |
| Johnston (JR), Daniel Webster CRD: 34504 | — | 0 | 0 | A | INACTIVE |
| Johnston, Brown, Burnett & Knight, Inc. CRD: 2364 | — | 0 | 0 | A | INACTIVE |
| Join Beyond, LLC CRD: 337915 | — | 0 | 1 | A | Unknown |
| Joiner Financial, LLC CRD: 147962 | — | 0 | 1 | A | Unknown |
| Jolly VC, LLC CRD: 331498 | — | 0 | 1 | A | Unknown |
| Jolly, Robin K CRD: 311891 | — | 0 | 1 | A | Unknown |
| JOM Investments CRD: 10566 | — | 0 | 0 | A | INACTIVE |
| Jomar Services CRD: 18211 | — | 0 | 0 | A | INACTIVE |
| JON a Nixon CPA PC CRD: 127550 | — | 0 | 1 | A | Unknown |
| Jonathan a. Conte, Attorney at LAW CRD: 148233 | — | 0 | 0 | A | Unknown |
| Jonathan Alan & Co., Inc. CRD: 15914 | — | 0 | 0 | A | INACTIVE |
| Jonathan D. Pond, LLC CRD: 131395 | — | 0 | 0 | A | Unknown |
| Jonaz Capital Management Incorporated CRD: 148716 | — | 0 | 0 | A | Unknown |
| Jones & Co. Wealth Advisory CRD: 322471 | — | 0 | 2 | A | Unknown |
| Jones & Maresca, LLC CRD: 120354 | — | 0 | 0 | A | Unknown |
| Jones Barclay Boston & Co. CRD: 109982 | — | 0 | 0 | A | Unknown |
| Jones Lang Lasalle Securities, LLC CRD: 120738 | IL | 0 | 8 | A | Active |
| Jones, Jeffrey Byron CRD: 31635 | — | 1 | 0 | B | INACTIVE |
| Jonestrading CRD: 6888 | CA | 9 | 21 | C | Active |