Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jordan Advisor Group CRD: 118157 | — | 0 | 0 | A | Unknown |
| Jordan Park Group LLC CRD: 287755 | — | 0 | 4 | A | Unknown |
| Jorman Equities Corp. CRD: 10697 | — | 0 | 0 | A | INACTIVE |
| JOS Planning CRD: 331432 | — | 0 | 1 | A | Unknown |
| Jose Cuevas Inc. DBA Wisdom Investments Inc. CRD: 123197 | — | 0 | 2 | A | Unknown |
| Joseph a. Barbetta CRD: 144667 | — | 0 | 0 | A | Unknown |
| Joseph Advisory CRD: 324475 | — | 0 | 1 | A | Unknown |
| Joseph Alexander & Co. CRD: 6970 | — | 0 | 0 | A | INACTIVE |
| Joseph Capital, LLC CRD: 120414 | NY | 0 | 2 | A | Active |
| Joseph Grace CRD: 103580 | NY | 1 | 5 | B | Active |
| Joseph J. Locke & Company, Ltd. CRD: 115127 | — | 0 | 0 | A | Unknown |
| Joseph James Financial Services, Inc. CRD: 18404 | — | 0 | 0 | A | INACTIVE |
| Joseph Jekyll Advisers LLC CRD: 142215 | — | 0 | 1 | A | Unknown |
| Joseph John Hasson JR CRD: 109301 | — | 0 | 1 | A | Unknown |
| Joseph Lincoln RAY CRD: 3135 | — | 0 | 0 | A | INACTIVE |
| Joseph M. Benanti, Inc. CRD: 128520 | — | 0 | 0 | A | INACTIVE |
| Joseph M. Isaacs CRD: 14601 | — | 0 | 0 | A | INACTIVE |
| Joseph M. Larsen, C.P.A., P.C. CRD: 281445 | — | 0 | 1 | A | Unknown |
| Joseph Mangone CPA CRD: 129173 | — | 0 | 0 | A | Unknown |
| Joseph N. Palma, Inc. CRD: 32755 | — | 1 | 0 | B | INACTIVE |
| Joseph P. Walker Co. CRD: 8189 | — | 0 | 0 | A | INACTIVE |
| Joseph R. Weiss, LLC CRD: 169974 | — | 0 | 0 | A | Unknown |
| Joseph Schrank & Co. CRD: 3291 | — | 0 | 0 | A | INACTIVE |
| Joseph Wrobel CRD: 3807 | — | 1 | 0 | B | INACTIVE |
| Josephson, Philip CRD: 158185 | — | 0 | 1 | A | Unknown |
| Josephthal & Co., Inc. CRD: 3227 | — | 44 | 0 | F | INACTIVE |
| Josey Investments Inc. CRD: 173710 | — | 0 | 0 | A | Unknown |
| Joshua Securities CRD: 14937 | — | 0 | 0 | A | INACTIVE |
| Joss Partners, L.L.C. CRD: 44277 | — | 0 | 0 | A | INACTIVE |
| Jota Capital, LLC CRD: 121256 | — | 0 | 0 | A | INACTIVE |
| Joule Financial CRD: 133783 | — | 0 | 0 | A | Unknown |
| Joule Ventures LLC CRD: 307760 | — | 0 | 1 | A | Unknown |
| Journey Advisors CRD: 312599 | — | 0 | 0 | A | Unknown |
| Journey Advisory Group, LLC CRD: 171919 | — | 0 | 14 | A | Unknown |
| Jovan, Ltd. CRD: 121116 | — | 0 | 2 | A | Unknown |
| JOY Capital CRD: 277061 | — | 0 | 0 | A | Unknown |
| Joyful Steward Services CRD: 335504 | — | 0 | 2 | A | Unknown |
| Joyn Advisors, Inc. CRD: 106725 | — | 0 | 0 | A | Unknown |
| JP Consulting CRD: 281912 | — | 0 | 0 | A | Unknown |
| JP Derivatives, LLC CRD: 284131 | — | 1 | 0 | B | INACTIVE |
| JP Michael Co. CRD: 15119 | — | 0 | 0 | A | INACTIVE |
| JP-7, LP CRD: 332404 | — | 0 | 0 | A | Unknown |
| JPB Partners CRD: 159961 | — | 0 | 1 | A | Unknown |
| JPE Options, Inc. CRD: 118016 | — | 0 | 0 | A | INACTIVE |
| Jpeg Fund I, LLC CRD: 319146 | — | 0 | 1 | A | Unknown |
| JPH Advisory Group, Inc. CRD: 125268 | — | 0 | 0 | A | Unknown |
| JPHL Investments, Inc. CRD: 26563 | — | 0 | 0 | A | INACTIVE |
| JPL Wealth Management CRD: 324503 | — | 0 | 1 | A | Unknown |
| JPM Advisors, LLC CRD: 144825 | — | 0 | 0 | A | INACTIVE |
| Jpmorgan Partners CRD: 110373 | — | 0 | 0 | A | Unknown |