Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Jpmsi CRD: 15733 | — | 21 | 0 | F | INACTIVE |
| JPN Advisors LLC CRD: 306032 | — | 0 | 1 | A | Unknown |
| JPS Advisors LLC CRD: 312126 | — | 0 | 2 | A | Unknown |
| JPS Financial, LLC CRD: 169208 | — | 0 | 1 | A | Unknown |
| JPS GSE JPS MGR LLC CRD: 328240 | — | 0 | 1 | A | Unknown |
| JQR Capital Management, LLC CRD: 173950 | — | 0 | 1 | A | Unknown |
| JRE Advisors LLC CRD: 318777 | — | 0 | 1 | A | Unknown |
| JRF Asset Advisors, LLC. CRD: 126044 | — | 0 | 0 | A | Unknown |
| JRH Master Fund LLC CRD: 141628 | — | 0 | 0 | A | INACTIVE |
| JRL Capital Corporation CRD: 10225 | — | 2 | 0 | B | INACTIVE |
| JRM Investment Counsel. CRD: 138004 | — | 0 | 2 | A | Unknown |
| JRM Investments, Inc. CRD: 21110 | — | 0 | 0 | A | INACTIVE |
| JRM Securities CRD: 30123 | — | 0 | 0 | A | INACTIVE |
| JRN Strategic Investments, LLC CRD: 124162 | — | 0 | 0 | A | Unknown |
| JRP Capital Corp CRD: 106285 | — | 0 | 1 | A | Unknown |
| JRS Equities, Inc. CRD: 10844 | — | 0 | 0 | A | INACTIVE |
| JRS Trading L.L.C. CRD: 120629 | — | 1 | 0 | B | INACTIVE |
| JRW Advisory Services CRD: 285837 | — | 0 | 0 | A | Unknown |
| JRW Advisory Services CRD: 304048 | — | 0 | 0 | A | Unknown |
| JRW Capital, LLC CRD: 153145 | — | 0 | 0 | A | Unknown |
| JRW Financial LLC CRD: 166158 | — | 0 | 0 | A | Unknown |
| JRW, JR. Securities Inc. CRD: 31509 | — | 0 | 0 | A | INACTIVE |
| JS Advisors, LLC CRD: 172006 | — | 0 | 0 | A | Unknown |
| JS Alan, LLC CRD: 148163 | — | 0 | 1 | A | Unknown |
| JS Consulting CRD: 330210 | — | 0 | 1 | A | Unknown |
| JS Cresvale Securities (US) Inc. CRD: 104074 | — | 0 | 0 | A | INACTIVE |
| JS Financial LLC CRD: 283140 | — | 0 | 0 | A | Unknown |
| JSB Capital Group LLC CRD: 336253 | — | 0 | 1 | A | Unknown |
| JSB Partners, LP CRD: 104218 | — | 0 | 0 | A | INACTIVE |
| JSC Advisors, LLC CRD: 147973 | — | 0 | 0 | A | Unknown |
| JSC Securities, Inc. CRD: 475 | — | 0 | 0 | A | INACTIVE |
| JSD Capital, LLC CRD: 316307 | — | 0 | 1 | A | Unknown |
| JSF Financial, LLC CRD: 114025 | — | 0 | 11 | A | Unknown |
| JSF Securities Corp. CRD: 32741 | — | 0 | 0 | A | INACTIVE |
| JSH Advisory, LLC CRD: 155829 | — | 0 | 0 | A | Unknown |
| JSI Manager LLC CRD: 333996 | — | 0 | 1 | A | Unknown |
| JSK Associates Inc. CRD: 104955 | — | 0 | 0 | A | Unknown |
| JSL Securities, Inc. CRD: 140116 | — | 0 | 0 | A | INACTIVE |
| JSP Securities L.L.C. CRD: 127936 | — | 0 | 0 | A | INACTIVE |
| JSS Investments, L.L.C. CRD: 33840 | — | 1 | 0 | B | INACTIVE |
| JSSR Capital LLC CRD: 311066 | — | 0 | 1 | A | Unknown |
| JSVC, LLC CRD: 136391 | HI | 0 | 2 | A | Active |
| JSVK Management, LLC CRD: 340178 | — | 0 | 1 | A | Unknown |
| JSW Global Capital Group CRD: 136295 | — | 0 | 3 | A | Unknown |
| JT Asset Allocation LLC CRD: 291390 | — | 0 | 2 | A | Unknown |
| JT Securities Inc. CRD: 33850 | — | 0 | 0 | A | INACTIVE |
| JT Stratford, LLC CRD: 155629 | — | 0 | 9 | A | Unknown |
| JT Wealth Management CRD: 286280 | — | 0 | 1 | A | Unknown |
| JTR Capital, Inc. CRD: 37941 | — | 0 | 0 | A | INACTIVE |
| JTR Securities Inc. CRD: 37245 | — | 0 | 0 | A | INACTIVE |