Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JTR Securities LLC CRD: 124326 | — | 0 | 0 | A | INACTIVE |
| JTS Financial Services Corp. CRD: 11100 | — | 0 | 0 | A | INACTIVE |
| Juarez, Andreas CRD: 337687 | — | 0 | 2 | A | Unknown |
| Jubeo, Inc. CRD: 210512 | — | 0 | 0 | A | Unknown |
| Judge Brian Joseph CRD: 135615 | — | 0 | 0 | A | Unknown |
| Judson Investments LLC CRD: 169479 | — | 0 | 2 | A | Unknown |
| Judy Shonborn, CPA CRD: 140907 | — | 0 | 0 | A | Unknown |
| Jujo Partners, LLC CRD: 340601 | — | 0 | 1 | A | Unknown |
| Julius Donner CRD: 1667 | — | 0 | 0 | A | INACTIVE |
| Julius Roberts CRD: 16160 | — | 0 | 0 | A | INACTIVE |
| Jumar Management, LLC CRD: 285177 | — | 0 | 0 | A | Unknown |
| Jump Capital CRD: 283024 | — | 0 | 1 | A | Unknown |
| Jump Execution, LLC CRD: 313060 | IL | 0 | 5 | A | Active |
| Jump Trading, LLC CRD: 106124 | IL | 15 | 6 | D | Active |
| Jumpstart Health CRD: 309720 | — | 0 | 1 | A | Unknown |
| June S. Jones Co. CRD: 476 | — | 0 | 0 | A | INACTIVE |
| Juneau Investments, LLC CRD: 281359 | — | 0 | 0 | A | Unknown |
| Juniper Advisory L.P. CRD: 124771 | — | 0 | 0 | A | INACTIVE |
| Juniper Mesa Management CRD: 299611 | — | 0 | 1 | A | Unknown |
| Junkin & Company, Inc. CRD: 168338 | — | 0 | 1 | A | Unknown |
| Jura Investments, LLC CRD: 154614 | — | 0 | 2 | A | Unknown |
| Jurnex, LLC CRD: 300957 | — | 0 | 0 | A | Unknown |
| Just Advising CRD: 338540 | — | 0 | 1 | A | Unknown |
| Just Advisors CRD: 148512 | — | 0 | 1 | A | Unknown |
| Just CAP, LLC CRD: 316595 | — | 0 | 1 | A | Unknown |
| Just Futures CRD: 327226 | — | 0 | 4 | A | Unknown |
| Just Options, LLC CRD: 139098 | — | 0 | 0 | A | INACTIVE |
| Just Plans, ETC CRD: 110288 | — | 0 | 0 | A | Unknown |
| Just Wealth CRD: 288938 | — | 0 | 0 | A | Unknown |
| Just Wealth LLC CRD: 285699 | — | 0 | 0 | A | Unknown |
| Just Wealth LLC CRD: 324593 | — | 0 | 1 | A | Unknown |
| Justholl & Co. CRD: 7367 | — | 1 | 0 | B | INACTIVE |
| Justin C. Tolton CRD: 120120 | — | 0 | 0 | A | Unknown |
| Justly Markets LLC CRD: 159572 | — | 1 | 0 | B | INACTIVE |
| Juth Investment Advisory CRD: 337572 | — | 0 | 1 | A | Unknown |
| Juvo Ventures, LLC CRD: 331443 | — | 0 | 1 | A | Unknown |
| Juxtapose CRD: 322239 | — | 0 | 1 | A | Unknown |
| Jvif, LLC CRD: 291067 | — | 0 | 0 | A | Unknown |
| Jvinvest, LLC CRD: 293232 | — | 0 | 0 | A | Unknown |
| JVL Advisors, L.L.C. CRD: 125118 | — | 0 | 0 | A | Unknown |
| JVM Capital L.L.C. CRD: 170207 | — | 0 | 0 | A | Unknown |
| JVM Securities, LLC CRD: 290327 | IL | 1 | 2 | B | Active |
| JVP CRD: 162835 | — | 0 | 0 | A | Unknown |
| JVP Management CRD: 313398 | — | 0 | 1 | A | Unknown |
| JW & Co. CRD: 326627 | CO | 0 | 2 | A | Active |
| JW Genesis Clearing Corp. CRD: 6631 | — | 11 | 0 | D | INACTIVE |
| JW Golden Gate Investment, LLC CRD: 307330 | — | 0 | 1 | A | Unknown |
| JW Richards, Inc CRD: 42763 | — | 0 | 0 | A | INACTIVE |
| Jwass Investors CRD: 311397 | — | 0 | 1 | A | Unknown |
| JWBC Management, LLC CRD: 290574 | — | 0 | 1 | A | Unknown |