Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JWC Advisors CRD: 306824 | — | 0 | 1 | A | Unknown |
| JWD Financial, Inc. CRD: 8290 | — | 0 | 0 | A | INACTIVE |
| JWD Financial, LLC CRD: 281356 | — | 0 | 0 | A | Unknown |
| JWE Securities, Inc. CRD: 37368 | — | 0 | 0 | A | INACTIVE |
| Jwest 6, LLC CRD: 328328 | — | 0 | 2 | A | Unknown |
| JWH Securities, Inc. CRD: 45295 | — | 0 | 0 | A | INACTIVE |
| JWK Capital, LLC CRD: 155283 | — | 0 | 0 | A | Unknown |
| JWK Financial CRD: 318355 | — | 0 | 1 | A | Unknown |
| JWK Financial Group CRD: 170176 | — | 0 | 0 | A | Unknown |
| JWL & Associates, Inc. CRD: 314576 | — | 0 | 1 | A | Unknown |
| JWM Securities LLC CRD: 137229 | — | 0 | 0 | A | INACTIVE |
| JWR Investment Group, Inc. CRD: 13359 | — | 0 | 0 | A | INACTIVE |
| JWS Capital Management CRD: 287524 | — | 0 | 0 | A | Unknown |
| JWTT Inc. CRD: 299410 | OR | 0 | 4 | A | Active |
| JY Capital Management CRD: 327887 | — | 0 | 1 | A | Unknown |
| JYH, LLC CRD: 287791 | — | 0 | 0 | A | Unknown |
| JZ Partners CRD: 160932 | — | 0 | 1 | A | Unknown |
| K & D Securities Inc. CRD: 10909 | — | 0 | 0 | A | INACTIVE |
| K & G Financial, Inc. CRD: 17571 | — | 0 | 0 | A | INACTIVE |
| K & M Associates, LLC CRD: 126211 | — | 0 | 0 | A | Unknown |
| K & S Global, L.L.C. CRD: 42648 | — | 0 | 0 | A | INACTIVE |
| K & Y Securities Corporation CRD: 28706 | — | 1 | 0 | B | INACTIVE |
| K Capital LLC CRD: 147191 | NY | 0 | 3 | A | Active |
| K Michael & Company CRD: 17881 | — | 0 | 0 | A | INACTIVE |
| K Plus, Inc. CRD: 163890 | — | 0 | 0 | A | Unknown |
| K Property Manager, LLC CRD: 292563 | — | 0 | 1 | A | Unknown |
| K R Financial LLC CRD: 111282 | — | 0 | 1 | A | Unknown |
| K Securities Inc. CRD: 6599 | — | 0 | 0 | A | INACTIVE |
| K Wealth Advisors CRD: 307978 | — | 0 | 1 | A | Unknown |
| K&H Wealth Partners CRD: 329828 | — | 0 | 1 | A | Unknown |
| K&S Inc. CRD: 33098 | — | 0 | 0 | A | INACTIVE |
| K&S Trading LP CRD: 129844 | — | 0 | 0 | A | INACTIVE |
| K&S Wealth Advisors, LLC CRD: 294310 | — | 0 | 1 | A | Unknown |
| K-12 Planning CRD: 330823 | — | 0 | 1 | A | Unknown |
| K-Mack Financial, LLC CRD: 166818 | — | 0 | 0 | A | Unknown |
| K. J. Brown & Co., Inc. CRD: 477 | — | 0 | 0 | A | INACTIVE |
| K. W. Chambers & Co. CRD: 1432 | — | 3 | 0 | C | INACTIVE |
| K.A. Knapp & Co., Inc. CRD: 13338 | — | 0 | 0 | A | INACTIVE |
| K.A. Radigan, LLC CRD: 132809 | — | 0 | 0 | A | Unknown |
| K.C. Bartnett Inc CRD: 32794 | — | 0 | 0 | A | INACTIVE |
| K.C. Ward Financial CRD: 145135 | — | 4 | 0 | C | INACTIVE |
| K.J. Harrison & Partners (USA) Inc. CRD: 282353 | — | 0 | 0 | A | Unknown |
| K.K. Davinci Holdings CRD: 163852 | — | 0 | 0 | A | Unknown |
| K.M. Moore & Co., LLC CRD: 140237 | — | 0 | 0 | A | Unknown |
| K.W. Brown Investments CRD: 16492 | — | 22 | 0 | F | INACTIVE |
| K/a/P Planning Advisory CRD: 128389 | — | 0 | 0 | A | Unknown |
| K2 Advisors, L.L.C. CRD: 284891 | — | 0 | 0 | A | Unknown |
| K2 Capital ADV, LLC CRD: 318055 | — | 0 | 1 | A | Unknown |
| K2 Financial Inc. CRD: 300913 | — | 0 | 4 | A | Unknown |
| K2 Management Co. CRD: 324175 | — | 0 | 0 | A | Unknown |