Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| K2 Wealth Management CRD: 331906 | — | 0 | 1 | A | Unknown |
| K2/D&S Management Co., L.L.C. CRD: 123826 | — | 0 | 1 | A | Unknown |
| K5 Global Advisor LLC CRD: 314373 | — | 0 | 1 | A | Unknown |
| K50 Ventures CRD: 326197 | — | 0 | 1 | A | Unknown |
| K8 Management, LLC CRD: 327369 | — | 0 | 1 | A | Unknown |
| K9 Ventures, LLC CRD: 165537 | — | 0 | 1 | A | Unknown |
| KA Associates, LLC CRD: 32029 | CA | 1 | 3 | B | Active |
| KA Credit Advisors, LLC. CRD: 292991 | — | 0 | 0 | A | Unknown |
| KA Fund Advisors, LLC CRD: 141037 | — | 0 | 1 | A | Unknown |
| Kabat Advisory Group, LLC CRD: 171966 | — | 0 | 3 | A | Unknown |
| Kabr Management, LLC CRD: 175409 | — | 0 | 1 | A | Unknown |
| Kabrik Trading LLC CRD: 104460 | — | 1 | 0 | B | INACTIVE |
| Kacela Capital, LLC CRD: 157301 | — | 0 | 0 | A | Unknown |
| Kachkovsky & Fisher, Inc. CRD: 117811 | — | 0 | 8 | A | Unknown |
| Kadence Advisors, LLC. CRD: 149512 | — | 0 | 0 | A | Unknown |
| Kades & Cheifetz, LLC CRD: 285068 | — | 0 | 0 | A | Unknown |
| Kades Financial Inc CRD: 111131 | — | 0 | 0 | A | Unknown |
| Kadick, Incorporated CRD: 30034 | — | 1 | 0 | B | INACTIVE |
| Kadita Partners PTE. Ltd. CRD: 326660 | — | 0 | 0 | A | Unknown |
| Kaecon Financial, Inc. CRD: 160760 | — | 0 | 0 | A | Unknown |
| Kagan Crypto LLC CRD: 317065 | — | 0 | 0 | A | Unknown |
| Kagan Financial Group CRD: 23470 | — | 0 | 0 | A | INACTIVE |
| Kahn Brothers LLC CRD: 7720 | NY | 0 | 2 | A | Active |
| Kahn Financial Group CRD: 134802 | — | 0 | 3 | A | Unknown |
| Kahn Sheldon CRD: 31679 | — | 0 | 0 | A | INACTIVE |
| Kahn, David Lloyd CRD: 41234 | — | 0 | 0 | A | INACTIVE |
| KAI Advisors CRD: 137833 | — | 0 | 1 | A | Unknown |
| KAI Wealth LLC CRD: 332136 | — | 0 | 2 | A | Unknown |
| Kaiju ETF Advisors CRD: 321242 | — | 0 | 0 | A | Unknown |
| Kailai Advisers Ltd. CRD: 161692 | — | 0 | 1 | A | Unknown |
| Kailix Advisors LLC CRD: 311094 | — | 0 | 1 | A | Unknown |
| Kain Capital CRD: 315669 | — | 0 | 1 | A | Unknown |
| Kaine Capital LLC CRD: 295482 | — | 0 | 0 | A | Unknown |
| Kainos (TX) Capital LP CRD: 165607 | — | 0 | 1 | A | Unknown |
| Kairos CRD: 161321 | — | 0 | 1 | A | Unknown |
| Kairos Asset Advisory, LLC CRD: 153218 | — | 0 | 1 | A | Unknown |
| Kairos LLC CRD: 122306 | — | 0 | 2 | A | Unknown |
| Kairos Managers, LLC CRD: 291857 | — | 0 | 1 | A | Unknown |
| Kairos Partners SGR SPA CRD: 306755 | — | 0 | 0 | A | Unknown |
| Kaiser and Company CRD: 7050 | — | 0 | 0 | A | INACTIVE |
| Kaiser and Company CRD: 14186 | — | 3 | 0 | C | INACTIVE |
| Kaiser, Donald Richard CRD: 34470 | — | 0 | 0 | A | INACTIVE |
| Kaitz Investments Inc. CRD: 157459 | — | 0 | 1 | A | Unknown |
| Kaiyo Wealth LLC CRD: 316431 | — | 0 | 1 | A | Unknown |
| Kaizan Capital Corp. CRD: 130681 | — | 0 | 0 | A | INACTIVE |
| Kaizen Advisory, LLC CRD: 171520 | — | 0 | 0 | A | Unknown |
| Kaizen Management, LP CRD: 124699 | — | 0 | 0 | A | Unknown |
| KAJ Financial Corp. CRD: 17078 | — | 0 | 0 | A | INACTIVE |
| Kajj Management, LLC CRD: 307988 | — | 0 | 0 | A | Unknown |
| Kakiat Capital LLC CRD: 310734 | — | 0 | 0 | A | Unknown |