Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Caledonia US, LP CRD: 291463 | - | 0 | 1 | - | Unknown |
| Caleo Capital N.A. LLC CRD: 308542 | - | 0 | 5 | - | Unknown |
| Calera Capital Advisors, LP CRD: 158050 | - | 0 | 1 | - | Unknown |
| Cales Investments, Inc. CRD: 18830 | - | 2 | 0 | B | INACTIVE |
| Calfed Investors CRD: 16123 | - | 0 | 0 | A | INACTIVE |
| Caliber Investment Group, LLC CRD: 151285 | - | 0 | 0 | - | Unknown |
| Caliber Wealth Advisory CRD: 289319 | - | 0 | 1 | - | Unknown |
| Caliber Wealth Management, LLC CRD: 173280 | - | 0 | 0 | - | Unknown |
| Calibogue Capital, LLC CRD: 285383 | - | 0 | 0 | - | Unknown |
| Calibrate Partners CRD: 318719 | - | 0 | 0 | - | Unknown |
| Calibrate Ventures Management, LLC CRD: 287636 | - | 0 | 1 | - | Unknown |
| Calibrate Wealth, LLC CRD: 290631 | - | 0 | 2 | - | Unknown |
| Calibration Financial CRD: 304118 | - | 0 | 1 | - | Unknown |
| Calibrax Capital Partners, LLC CRD: 1409 | - | 0 | 0 | A | INACTIVE |
| Calibre Consulting Group LLC CRD: 170860 | - | 0 | 0 | - | Unknown |
| Calibre Financial Group, Inc. CRD: 32120 | - | 0 | 0 | A | INACTIVE |
| Calibre Group Securities, LLC CRD: 175370 | - | 0 | 0 | A | INACTIVE |
| Calibre Shared Investment Department Network, Inc. CRD: 36720 | - | 0 | 0 | A | INACTIVE |
| Califano Financial Group CRD: 138407 | - | 0 | 0 | - | Unknown |
| California Benefits and Retirement Group, LLC CRD: 305719 | - | 0 | 2 | - | Unknown |
| California Brokerage Services,Inc. CRD: 14638 | - | 0 | 0 | A | INACTIVE |
| California Capital Management CRD: 130734 | - | 0 | 3 | - | Unknown |
| California Capital Services, Inc. CRD: 22547 | - | 1 | 0 | B | INACTIVE |
| California Commerce Banc Securities, Inc. CRD: 111356 | - | 0 | 0 | A | INACTIVE |
| California Financial Advisors CRD: 110152 | - | 0 | 7 | - | Unknown |
| California Financial Consulting LLC CRD: 335258 | - | 0 | 0 | - | Unknown |
| California Financial Network, Inc. CRD: 103702 | - | 0 | 0 | A | INACTIVE |
| California Financial Strategies, Inc. CRD: 13949 | - | 0 | 0 | A | INACTIVE |
| California First Discount Brokerage CRD: 17652 | - | 0 | 0 | A | INACTIVE |
| California Municipal Investors, Inc. CRD: 7311 | - | 0 | 0 | A | INACTIVE |
| California Network Capital, Inc. CRD: 30203 | - | 1 | 0 | B | INACTIVE |
| California ONE Investments CRD: 27037 | - | 0 | 0 | A | INACTIVE |
| California Planners Network, Inc. CRD: 15863 | - | 0 | 0 | A | INACTIVE |
| California Securities Corp. CRD: 10270 | - | 0 | 0 | A | INACTIVE |
| Caligan Partners CRD: 289887 | - | 0 | 1 | - | Unknown |
| Caligiuri Financial CRD: 297196 | - | 0 | 0 | - | Unknown |
| Calisi Wealth Management CRD: 336221 | - | 0 | 2 | - | Unknown |
| Calistone Capital LLC CRD: 317102 | - | 0 | 1 | - | Unknown |
| Calixsan Capital Management, LLC CRD: 282702 | - | 0 | 0 | - | Unknown |
| Calixto Global Partners LLC CRD: 171687 | - | 0 | 0 | - | Unknown |
| Callahan & Callahan Asset Management, Inc. CRD: 137293 | - | 0 | 1 | - | Unknown |
| Callahan Advisors, LLC CRD: 285628 | - | 0 | 0 | - | Unknown |
| Callahan Advisors, LLC CRD: 114058 | - | 0 | 1 | - | Unknown |
| Callahan Capital Management CRD: 110568 | - | 0 | 3 | - | Unknown |
| Callahan DPM, LLC CRD: 103784 | - | 0 | 0 | A | INACTIVE |
| Callahan Financial CRD: 282449 | - | 0 | 0 | - | Unknown |
| Callahan Financial Planning CRD: 314571 | - | 0 | 0 | - | Unknown |
| Callahan Financial Planning Company CRD: 153050 | - | 0 | 0 | - | Unknown |
| Callahan Wealth Advisory CRD: 316124 | - | 0 | 1 | - | Unknown |
| Callahan, Daniel Jude CRD: 35454 | - | 0 | 0 | A | INACTIVE |