Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| KAL Investments LLC CRD: 174855 | — | 0 | 0 | A | Unknown |
| Kala Capital CRD: 312316 | — | 0 | 1 | A | Unknown |
| Kalaj Capital CRD: 329379 | — | 0 | 1 | A | Unknown |
| Kalantry Advisors LLC CRD: 310785 | — | 0 | 1 | A | Unknown |
| Kalas, Mark Edward CRD: 34125 | — | 0 | 0 | A | INACTIVE |
| Kalb, Voorhis & Co., LLC CRD: 479 | — | 0 | 0 | A | INACTIVE |
| Kale ERA Adviser CRD: 297160 | — | 0 | 1 | A | Unknown |
| Kaleidoscope Capital CRD: 282159 | — | 0 | 1 | A | Unknown |
| Kalenjin Advisory Ltd. CRD: 158244 | — | 0 | 0 | A | Unknown |
| Kaleo Ventures CRD: 335165 | — | 0 | 1 | A | Unknown |
| Kalin Associates, Inc. CRD: 16941 | — | 1 | 0 | B | INACTIVE |
| Kalisz, John Michael CRD: 34072 | — | 0 | 0 | A | INACTIVE |
| Kalman Kushnir Capital Inc. CRD: 123667 | — | 0 | 0 | A | Unknown |
| Kalmar Investments Inc CRD: 105311 | — | 0 | 0 | A | Unknown |
| Kalmia Advisors Inc. CRD: 311763 | — | 0 | 1 | A | Unknown |
| Kalnin Ventures CRD: 215514 | — | 0 | 0 | A | Unknown |
| Kalorama Capital, LLC CRD: 104155 | DC | 0 | 2 | A | Active |
| Kalos Capital, Inc. CRD: 44337 | — | 3 | 0 | C | INACTIVE |
| Kalos Management CRD: 133025 | — | 0 | 0 | A | Unknown |
| KAM-South, LLC CRD: 158174 | — | 0 | 1 | A | Unknown |
| Kamadhenu Capital CRD: 168529 | — | 0 | 0 | A | Unknown |
| Kamco Securities, Inc. CRD: 22410 | — | 2 | 0 | B | INACTIVE |
| Kamerik Capital CRD: 323966 | — | 0 | 0 | A | Unknown |
| Kamerra Holdings, LLC CRD: 334548 | — | 0 | 1 | A | Unknown |
| Kamin Capital, LLC CRD: 153969 | — | 0 | 0 | A | Unknown |
| Kamino Management, LLC CRD: 317540 | — | 0 | 1 | A | Unknown |
| Kaminski & Company, Inc. CRD: 16833 | — | 0 | 0 | A | INACTIVE |
| Kamko Financial CRD: 334470 | — | 0 | 1 | A | Unknown |
| Kamlot Investments, LLC CRD: 136366 | — | 0 | 0 | A | Unknown |
| Kammer, Stuartt Reed CRD: 119022 | — | 0 | 0 | A | INACTIVE |
| Kamrock Financial LLC CRD: 325103 | — | 0 | 1 | A | Unknown |
| Kamsky Securities, LLC CRD: 143106 | — | 1 | 0 | B | INACTIVE |
| Kamson Financial CRD: 150158 | — | 0 | 1 | A | Unknown |
| Kamylon Capital LLC CRD: 163459 | — | 0 | 0 | A | Unknown |
| Kanaka Strategies CRD: 148800 | — | 0 | 1 | A | Unknown |
| Kanakaris and Associates CRD: 285233 | — | 0 | 1 | A | Unknown |
| Kanaly Energy GP, LLC CRD: 169782 | — | 0 | 0 | A | Unknown |
| Kaname Capital, L.P. CRD: 300565 | — | 0 | 1 | A | Unknown |
| Kanan Advisors CRD: 337890 | — | 0 | 1 | A | Unknown |
| Kanan Securities, Inc. CRD: 13698 | — | 0 | 0 | A | INACTIVE |
| Kanani Advisory Group Inc. CRD: 288314 | — | 0 | 1 | A | Unknown |
| Kanbrick LLC CRD: 309288 | — | 0 | 1 | A | Unknown |
| Kane & Company, Inc. CRD: 26796 | — | 0 | 0 | A | INACTIVE |
| Kane Financial CRD: 291231 | — | 0 | 2 | A | Unknown |
| Kane Securities, Inc. CRD: 8513 | — | 0 | 0 | A | INACTIVE |
| Kaner Financial CRD: 134322 | — | 0 | 0 | A | Unknown |
| Kanga2 Capital LLC CRD: 144005 | — | 0 | 0 | A | INACTIVE |
| Kangpan & Co. CRD: 337585 | — | 0 | 1 | A | Unknown |
| Kanha Capital LP CRD: 282638 | — | 0 | 0 | A | Unknown |
| Kann, Peter Eugene CRD: 119054 | — | 0 | 0 | A | INACTIVE |